Summary
Method
Literature search strategy
The literature search on the effects of prenatal e-cigarette exposure on foetal development
was conducted in the PubMed and Web of Science meta-databases. These databases were
chosen for their broad range of publications with high scientific significance as
well as their focus on medical and biological content. The search was conducted in
June 2020 and updated in November 2020. Since most of the publications on this topic
are in English, the search used only English search terms.
The inclusion criteria covered empirical research papers published between January
2010 and November 2020. Reviews and studies published before 2010 were excluded. Since
the market launch of e-cigarettes has been dated to 2007, publications before 2010
do not reflect the operation of modern devices and are therefore of little value for
this paper. Moreover, in order to generate a comprehensive overview, a period of 10
years was chosen.
The search used a combination of the following four keyword categories (A – D): A:
Pregnancy, maternal, prenatal, offspring, foetal. B: E-cigarette, electronic cigarette,
e-vapour, aerosol, electronic nicotine delivery systems, ENDS. C: Consumption, exposure.
D: Development, effects, impact, growth, neurological, brain, cognitive, pulmonary,
lung, respiratory. Following the literature search and elimination of duplicates,
the titles and abstracts of all papers found were read first. Those papers were then
excluded that were obviously irrelevant to the current topic. The full texts of the
remaining papers were then reviewed.
Data extraction
A total of 17 studies were identified that investigated the effects of prenatal e-cigarette
exposure on the foetus. The details of each studies were extracted by one author (AGP)
and then verified for accuracy and completeness by another author (PR). Any minor
discrepancies were discussed and resolved among the authors. [Tables 1] to [4] summarise the relevant data from each study. All four tables provide information
on the following aspects of the studies included: Authors; year of publication and
region where the research was conducted; type of study in terms of model organisms
(e.g. animals); total number (N) of organisms studied; active substance of the exposure;
as well as the duration of exposure; measurement timing studied; outcomes measured;
and main conclusions.
Table 1 Animal studies on the effects of prenatal e-cigarette exposure on neurobiological
markers.
|
Author, year (region)
|
Study type
|
N
|
Active substance
|
Period of exposure
|
Measurement timing
|
Measurements
|
Outcomes
|
|
PN = postnatal; DP = day of pregnancy; TC = traditional cigarette; DNA = Deoxyribonucleic
acid; STM = short-term memory; n. s. = not specified
|
|
Zahedi et al., 2019 (USA)
|
In vitro
|
48 000 neural stem cells
|
E-cigarette liquids with tobacco and menthol flavour with nicotine
|
Mouse cells were exposed to the aerosol for 2 – 24 hours
|
n. s.
|
Mitochondrial adaptation reactions in response to oxidative stress
|
Cellular stress due to e-cigarette exposure
|
|
Sifat et al., 2020 (USA)
|
Animal study (mice)
|
121 pups
|
E-liquid with 24 mg/mL nicotine
|
DP 5 to PN day 7
|
PN day 8 – 9 and 40 – 45
|
Effects on cortical cells
|
Reduced cellular vitality. Deterioration in memory, learning, motor coordination.
|
|
Zelikoff et al., 2017 (USA)
|
Animal study (mice)
|
n. s.
|
E-liquid with tobacco and menthol flavours and without nicotine (13 mg/mL)
|
6 weeks before fertilisation until PN day 20
|
PN day 28
|
Effects on cells of the hippocampal region
|
Reduced cellular vitality and increased inflammation
|
|
Nguyen et al., 2018 (Australia)
|
Animal study (mice)
|
24 mothers
|
E-liquid with and without nicotine (18 mg/mL)
|
6 weeks before fertilisation until PN day 20
|
PN day 1, 20 and 84
|
Neuroepigenetic and cognitive changes
|
Increased DNA methylation
|
|
Nguyen et al., 2019 (Australia)
|
Animal study (mice)
|
24 mothers
|
Tobacco-flavoured e-liquid with 18 mg/mL nicotine
|
Group A: TC9 weeks before fertilisation, e-liquid until PN day 20
Group B: E-liquid fertilisation until PN day 20
|
PN day 1, 20, 84 and 91
|
Neuroepigenetic changes and effects on memory and behaviour
|
Altered gene expression and restricted STM. Increased exploration behaviour
|
|
Lauterstein et al., 2016 (USA)
|
Animal study (mice)
|
36 young animals
|
E-liquid with and without nicotine (13 – 16 mg/mL)
|
Fertilisation to PN day 25 – 27
|
PN day 25 – 31
|
Effects on cells of the frontal cortex
|
Transcriptome alteration in the frontal cortex
|
|
Church et al., 2020 (USA)
|
Animal study (mice)
|
135 young animals
|
E-liquid with and without nicotine (16 mg/mL)
|
Fertilisation to DP 17
|
PN day 21, 56 and 84
|
Effects on neuroinflammation and cognition
|
Elevated inflammation parameters in some brain regions as well as changes in cognitive
abilities
|
|
Chen et al., 2018 (Australia)
|
Animal study (mice)
|
8 mothers
|
Tobacco flavoured e-liquid with and without nicotine (18 mg/mL)
|
6 weeks before fertilisation until PN day 20
|
PN day 20
|
Effects on neuroinflammation and neurometabolism
|
Elevated inflammation parameters and increased metabolic processes
|
Table 4 Animal studies on the effects of prenatal e-cigarette exposure on cognition and behaviour.
|
Author, year (region)
|
Study type
|
N
|
Active substance
|
Period of exposure
|
Measurement timing
|
Measurements
|
Outcomes
|
|
PN = postnatal day; DP = day of pregnancy; TC = traditional cigarettes; STM = short-term
memory; n. s.= not specified
|
|
Sifat et al., 2020 (USA)
|
Animal study (mice)
|
121 pups
|
E-liquid with 24 mg/mL nicotine
|
DP 5 to PN day 7
|
PN day 8 – 9 and 40 – 45
|
Effects on cortical cells
|
Deterioration in memory, learning, motor coordination.
Reduced cellular vitality.
|
|
Nguyen et al., 2018 (Australia)
|
Animal study (mice)
|
24 mothers
|
E-liquid with and without nicotine (18 mg/mL)
|
6 weeks before fertilisation until PN day 20
|
PN day 1, 20 and 84
|
Cognitive and neuroepigenetic changes
|
Increased curiosity behaviour. Decreased object recognition.
|
|
Nguyen et al., 2019 (Australia)
|
Animal study (mice)
|
24 mothers
|
Tobacco-flavoured e-liquid with 18 mg/mL nicotine
|
Group A: TC9 weeks before fertilisation, e-liquid until PN day 20
Group B: E-liquid fertilisation until PN day 20
|
PN day 1, 20, 84 and 91
|
Effects on memory and behaviour and neuroepigenetic changes
|
Increased exploration behaviour. At times minor neuroepigenetic changes and limited
STM.
|
|
Church et al., 2020 (USA)
|
Animal study (mice)
|
135 pups
|
E-liquid with and without nicotine (16 mg/mL)
|
Fertilisation to DP 17
|
PN day 21, 56 and 84
|
Effects on cognition and neuroinflammation
|
Changes in cognitive abilities. Elevated inflammation levels in individual brain regions
|
|
Smith et al., 2015 (USA)
|
Animal study (mice)
|
28 pups
|
E-liquid with and without nicotine (24 mg/mL)
|
DP 15 – 19 and PN day 2 – 16
|
PN day 98
|
Cognitive effects
|
Increased motor activity and diminished anxiety behaviour
|
Assessing the quality and risk of bias
Quality and bias assessment for all 17 studies according to the “OHAT Risk of Bias
Rating Tool for Human and Animal Studies” [19] is summarised in Table S1. This tool was developed based on the latest Agency for Healthcare Research and Quality
guidelines [20] and applied to each study included in this review. It was used to assess aspects
such as randomisation, blinding and selective reporting of results (Table S1). The studies were assessed on a four-point scale based on eight questions: “Definitely
low risk of bias”, “Probably low risk of bias”, “Probably high risk of bias”, “Definitely
high risk of bias”. The assessment was carried out by one author (RK) and then verified
for accuracy and completeness by another author (PR). Below, the terms “+Nic” and
“−Nic” are used to indicate whether the administered exposure medium contained nicotine
(+Nic) or not (−Nic). The designation of +/−Nic
comprises both groups. These designations were made irrespective of possible
other additives, the effects of which could be studied depending on +/−Nic. The control
groups were animals exposed to room air that did not inhale any of the e-cigarette
ingredients. In general, exposure of e-cigarettes and their ingredients in the studies
included in this review was carried out via various specially designed boxes housing
the laboratory animals (see e.g.: [12], [13]).
Due to the lack of studies in humans, this review only includes findings based on
animal experiments.
Outcomes
In the course of the literature search, it was discovered that research on the effects
of prenatal e-cigarette exposure on foetal development had so far been conducted solely
at the level of animal experiments. Most of the studies included (N = 17) focused
their research on neurobiological (n = 8 studies, [Table 1]) and on respiratory effects and other organ systems (n = 8, [Table 2]). The latter include studies on pulmonary (n = 4 studies), cardiovascular (n = 2
studies), facial morphology (n = 1 study), and renal sequelae (n = 1 study). Some
of the 17 studies also reported findings on various birth parameters (n = 12 studies,
[Table 3]) and effects on cognition and behaviour (n = 5 studies, [Table 4]).
Table 2 Animal studies on the effects of prenatal e-cigarette exposure on the lungs and other
organ systems.
|
Author, year (region)
|
Study type
|
N
|
Active substance
|
Period of exposure
|
Measurement timing
|
Measurements
|
Outcomes
|
|
PN = postnatal day; DP = day of pregnancy; TC = traditional cigarettes; n. s.= not
specified
|
|
Nöel et al., 2020 (USA)
|
Animal experiments (mice)
|
183 young animals
|
Cinnamon-flavoured e-liquid with 36 mg/mL nicotine
|
Group A: 12 days before fertilisation until DP 19
Group B: Fertilisation until DP 19
|
PN day 1 and 28
|
Effects on lung tissue and function
|
Changes in lung structure and dysregulation of the Wnt signalling pathway
|
|
Chen et al., 2017 (Australia)
|
Animal experiments (mice)
|
n. s.
|
E-liquid with and without nicotine (18 mg/mL)
|
6 weeks before fertilisation until PN day 20
|
PN day 1, 20 and 91
|
Effects on epigenetic processes in lung tissue
|
Changes in DNA methylation and proinflammatory cytokines in the lung unrelated to
nicotine content
|
|
McAlinden et al., 2017 (Australia)
|
Animal experiments (mice)
|
n. s.
|
Group A: TC and +Nic e-liquid; Group B: E-liquid with and without nicotine
|
Group A: TC until fertilisation, e-liquid until birth
Group B: E-liquid Fertilisation up to PN1
|
n. s.
|
Effects on lung tissue and function
|
+Nic e-cigarettes exacerbate allergic asthma.
|
|
Berkelhammer et al., 2019 (USA)
|
In vitro
|
Pulmonary muscle cell specimen
|
Flavoured e-liquids
|
Exposure 1 h
|
After 24 h incubation
|
Effects on muscle cells of the lung
|
Neonatal cells exhibit strong sensitivity to e-liquid toxicity. Flavours lead to increased
cell death.
|
|
Kennedy et al., 2017 (USA)
|
Animal study (Xenopus laevis)
|
n. s.
|
E-liquid with and without flavour and nicotine
|
Period of embryonic development
|
PN day 1
|
Effects on facial morphology
|
E-liquid consumption leads to craniofacial deformation. This is exacerbated by nicotine
and flavours.
|
|
Orbazal et al., 2019 (USA)
|
Animal study (mice)
|
n. s.
|
E-liquid with and without nicotine (100 mg/mL)
|
ST 5 – PN10
|
PN day 10
|
Effects on birth parameters
|
+Nic e-liquid restricts growth and decreases the blood supply.
|
|
Palpant et al., 2015 (USA)
|
Animal study (zebrafish)
|
n. s.
|
+Nic e-liquid
|
3 days prenatal
|
Following the exposure
|
Effects on the cardiovascular system
|
Cardiac malformations, impaired cardiac function and pericardial effusions
|
|
Li et al., 2019 (Australia)
|
Animal study (mice)
|
143
|
E-liquid with and without nicotine (18 mg/mL)
|
Group A: E-liquid 6 weeks before fertilisation until PN day 20
Group B: TC6 weeks before fertilisation, then e-liquid until PN day 20
|
PN day 1 and 20
|
Effects on the renal tissue
|
Prolonged exposure to e-liquid results in oxidative stress, inflammation and fibrosis
in kidney tissue, regardless of nicotine content.
|
Table 3 Animal studies on the effects of prenatal e-cigarette exposure on birth parameters.
|
Author, year (region)
|
Study type
|
N
|
Active substance
|
Period of exposure
|
Measurement timing
|
Measurements
|
Outcomes
|
|
PN = postnatal day; DP = day of pregnancy; TC = traditional cigarettes; n. s.= not
specified
|
|
Church et al., 2020 (USA)
|
Animal study (mice)
|
135 pups
|
E-liquid with and without nicotine (16 mg/mL)
|
Fertilisation to DP 17
|
PN day 21, 56 and 84
|
Effects on birth parameters
|
No effects on litter size and birth weight
|
|
Nguyen et al., 2019 (Australia)
|
Animal study (mice)
|
24 mothers
|
Tobacco-flavoured e-liquid with 18 mg/mL nicotine
|
TC9 weeks before fertilisation, e-liquid until PN day 20
|
PN day 1, 20, 84 and 91
|
Effects on birth parameters
|
No effects on litter size, survivability. Reduced birth weight.
|
|
Nöel et al., 2020 (USA)
|
Animal study (mice)
|
183 pups
|
Cinnamon-flavoured e-liquid with 36 mg/mL nicotine
|
Group A:12 days before fertilisation until DP 19 of Group B: Fertilisation until DP
19
|
PN day 1 und 28
|
Effects on birth parameters
|
no effect on litter size, +Nic e-liquid resulted in reduced body size and birth weight
|
|
Sifat et al., 2020 (USA)
|
Animal study (mice)
|
121 pups
|
E-liquid with 24 mg/mL nicotine
|
DP 5 to PN day 7
|
PN day 8 – 9 and 40 – 45
|
Effects on birth parameters
|
no effect on litter size, +Nic e-liquid resulted in reduced birth weight
|
|
Palpant et al., 2015 (USA)
|
Animal study (zebrafish)
|
n. s.
|
+Nic e-liquid
|
3 days prenatal
|
PN day 1 – 3
|
Effects on birth parameters
|
+Nic e-liquid reduced neonatal survivability
|
|
Nguyen et al., 2018 (Australia)
|
Animal study (mice)
|
24 mothers
|
E-liquid with and without nicotine (18 mg/mL)
|
6 weeks before fertilisation until PN day 20
|
PN day 1, 20 and 84
|
Effects on birth parameters
|
E-cigarette vaping without effects on weight and mortality
|
|
Chen et al., 2017 (Australia)
|
Animal study (mice)
|
n. s.
|
E-liquid with and without nicotine (18 mg/mL)
|
6 weeks before fertilisation until PN day 20
|
PN day 1, 20, 91
|
Effects on birth parameters
|
No effects on birth weight and organ weight, change in fat distribution.
|
|
Chen et al., 2018 (Australia)
|
Animal study (mice)
|
8 mothers
|
Tobacco flavoured e-liquid with and without nicotine (18 mg/mL)
|
6 weeks before fertilisation until PN day 20
|
PN day 20
|
Effects on birth parameters
|
Change in fat distribution, no change in birth weight
|
|
Lauterstein et al., 2016 (USA)
|
Animal study (mice)
|
36 pups
|
E-liquid with and without nicotine (13 – 16 mg/mL)
|
Fertilisation to PN day 25 – 27
|
PN day 25 – 31
|
Effects on birth parameters
|
No effects of e-cigarette vaping were observed.
|
|
Li et al., 2019 (Australia)
|
Animal study (mice)
|
143 pups
|
E-liquid with and without nicotine (18 mg/mL)
|
Group A: E-liquid 6 weeks before fertilisation until PN day 20
Group B: TC6 weeks before fertilisation, then e-liquid until PN day 20
|
PN day 1, PN day 20
|
Effects on birth parameters
|
E-liquid resulted in lowered birth weight and no changes in renal weight.
|
|
Smith et al., 2015 (USA)
|
Animal study (mice)
|
28 pups
|
E-liquid with and without nicotine (24 mg/mL)
|
DP 15 – 19 and PN day 2 – 16
|
PN day 98
|
Effects on birth parameters
|
Lower birth weight (− Nic e-liquid < +Nic e-liquid < control group)
|
|
Orbazal et al., 2019 (USA)
|
Animal study (mice)
|
n. s.
|
E-liquid with and without nicotine (100 mg/mL)
|
ST 5 – PN10
|
PN day 10
|
Effects on birth parameters
|
Lowered birth weight and smaller size with +Nic e-liquid
|
The studies included in this review were of adequate overall quality and the risk
of bias was low. In 10 of the 17 studies, it can definitely be assumed that prenatal
exposure was adequately randomised, while in six studies such adequate randomisation
was probable. Only one study demonstrated a probable high risk of bias in this respect,
which had to be taken into account when interpreting the outcomes. In terms of identical
experimental conditions in all study groups, the risk of bias was definitely low in
n = 14 studies and probably low in three studies. All 17 studies were assessed as
having a definitely low risk of bias with regard to the appropriate reporting of the
outcomes. Other aspects and more detailed information can be found in Table S1. Differences in study quality and risk of bias can be explained, for example, by
differences in study design and different survey methodology.
Neurobiological markers
The publications on the effects on neurobiological markers listed in [Table 1] concern neural cell vitality, neuroepigenetic changes, neuroinflammation, and neurometabolism.
The in vitro studies by Zahedi et al. (2019) exposed neural stem cells from mice to
the +Nic aerosol from e-cigarettes with different flavours for 24 hours. Stem cells
can develop into any cell type [24] and are elementary for the regeneration and repair of tissues, organ formation and
maintaining homoeostasis [23]. Neural stem cells have been shown to be sensitive to toxic substances, such as
nicotine. They are therefore well suited for testing the safety of substances such
as e-liquids [23]. Nicotine-containing aerosols elicit stress-induced mitochondrial hyperfusion (SIMH
[23]). In this process, the mitochondria of the neural stem cells swell and fuse into
long filamentous mitochondria. The high nicotine level increasingly opens up ion channels
in the membrane of neural stem cells, allowing calcium and other ions to flood the
cells in
large quantities. The high intracellular calcium level results in a calcium
influx into the mitochondria. Too much calcium has a toxic effect on the mitochondria.
SIMH may be regarded as a protective mechanism in response to the cellular stress
induced by high nicotine levels [25]. Furthermore, the experiment by Zahedi et al. also caused mitochondrial oxidative
stress [23]. Oxidative stress can also lead to breaks in deoxyribonucleic acid (DNA) strands,
inactivation of enzymes and damage to vulnerable nerve cells [26]. Mitochondrial matrix proteins are particularly susceptible to oxidative stress.
Their reaction has negative effects on the respiratory chain and therefore the findings
suggest the risk of energy deficiency in foetuses whose mothers vape e-cigarettes
[27]. Moreover, the study by Zahedi et al. (2019) demonstrated that nicotine
causes intracellular calcium excess, which may result in serious sequelae such
as rupture of cell membranes [23]. The effects of e-liquid aerosols on neural stem cells therefore appear to be triggered
by the nicotine and not by the flavours or substrates of the e-liquid [23]. Sifat et al. (2019) studied the effects of +Nic e-cigarette aerosols on cortical
cells in mice. An altogether decreased neuronal metabolism was noted. This became
evident by a reduction in glucose uptake, expression of glucose transporters, adenosine
triphosphate content, as well as a lower mitochondrial membrane potential [22]. E-cigarette exposure also led to reduced cell viability and increased DNA damage
[22]. In addition, the researchers found increased sensitivity of the mice to postnatal
hypoxic-ischaemic brain injury caused by prenatal exposure to +Nic
e-cigarettes, which is also seen in neonates with inadequate oxygen supply.
Effects on cellular vitality were also observed in the hippocampus. Certain nerve
growth factors were decreased after prenatal +Nic as well as −Nic e-cigarette use.
This may cause growth disorders and impair hippocampal function [22]. This was accompanied by an increase in long-term deficits, spatial acquisition
and reference memory [22]. Epigenetics describes modifications of gene activity that arise, for example, through
environmental effects such as the consumption of toxic substances and may lead to
a change in phenotype [28]. DNA methylation is an epigenetic mechanism in which DNA methyltransferases add
a methyl group (CH3) to the cytosine base of a DNA nucleotide. Methylated cytosines
inactivate the gene. Looking at neuronal development, DNA methylation affects when
which genes are expressed
or silenced. For example, increased methylation may lead to the non-expression
of certain genes, thereby affecting brain development [28]. In mice, it could be shown that prenatal +/−Nic cigarette exposure temporarily
led to significantly increased DNA methylation in the brain cells [29]. Compared with exposure to traditional cigarette smoke, however, the degree of DNA
methylation was significantly lower in mice whose intrauterine exposure was changed
from cigarette smoke to +Nic e-cigarettes. It appears that DNA methylation correlates
strongly with exposure to traditional cigarette smoke [21]. In addition, the expression of the genes coding for the enzymes regulating DNA
methylation was also studied. It was noted that under the influence of −Nic e-cigarettes,
these genes exhibited a pattern of variance compared to the control group that was
greater than that compared to
+Nic e-cigarettes [29]. The varying gene expression also affected genes coding for mitotic kinases, which
play an important role in cell growth. In these two cases, the variance was also smaller
than in traditional nicotine exposure [21]. Another approach to the epigenetic effects of e-cigarettes is transcriptome analysis.
The transcriptome is the set of all genes transcribed in the cell at a given time
[28]. Transcription is an important subprocess of gene expression that determines the
effect of the genome on the phenotype. Lauterstein et al. (2016) used a mouse model
to demonstrate that both +Nic and −Nic prenatal e-cigarette aerosol exposure causes
changes in the central nervous system (CNS) transcriptome. Compared to mice in the
control group, which only inhaled air, this primarily affected cells of the frontal
cortex [30]. With the help
of databases, it is possible to compare the gene changes with gene profiles
correlating with individual diseases, developmental disorders and general functional
impairments. This analysis showed that the above changes can probably result in reduced
memory, cognition, and learning ability as well as poorer neurotransmission. Moreover,
correlations between aerosol exposure and increased hyperactivity, increased emotionality
and seizures were observed post partum. The altered CNS transcriptome was also linked
to neuronal growth disorders. Particularly striking here were impairments in dendrite
growth and neuron density and also increased cell death [30].
Neuroinflammation is the inflammation of nerve tissue. This usually describes chronic
inflammation of the CNS. Inflammation arises as an immune response to a harmful stimulus,
with the aim of eliminating it. At the molecular level, so-called inflammatory mediators
play a major role in inflammatory reactions. They can initiate, amplify and maintain
inflammatory processes to counteract a harmful stimulus such as e-cigarette aerosols
or nicotine. They therefore have a proinflammatory effect [31]. Depending on the situation, inflammatory processes may have a variety of psychological,
immunological, physiological or biochemical consequences [31]. Individual changes in inflammatory mediators have been detected in the hippocampus
and the diencephalon as a result of prenatal exposure to +Nic e-cigarettes [32]. Compared to the control group, a decrease in the level of
interferon-gamma (IFN-gamma) in the hippocampus of female offspring was observed.
Moreover, in offspring of both sexes a decrease in IFN-gamma and the cytokine of the
interleukin family IL-4 was observed in their diencephalon [32]. This reduction in immune signalling is thought to be due to the well-documented
immunosuppressive effects of nicotine on the central nervous system [33]. In addition, this may reflect the ability of nicotine to inhibit the maturation
and function of T lymphocytes through activation of the acetylcholine receptor. T
cells are special lymphocytes that play an important role in the induction of the
immune response, with their differentiation also being induced by IL-4 cytokines [32]. An increase in the so-called “ionised calcium-binding adapter molecule 1” (Iba-1)
was also observed in the hippocampus and frontal cortex for the group of prenatal
−Nic
e-cigarette exposure [34]. This is a protein that is upregulated after nerve injury, neuronal ischaemia and
brain injury. It was considered noteworthy that the reduction in Iba-1 only applied
to the −Nic group. This implied that there were elevated levels of inflammation in
the −Nic group, which could damage neuronal development further down the line [34]. Irrespective of the region, it was found that prenatal exposure to −Nic e-cigarettes
increased the concentration of inducible nitric oxide synthase (NO synthase) in affected
offspring. Elevated NO synthase levels can lead to dysregulation of brain regulatory
pathways through oxidative stress, which may result in CNS damage [35].
One aspect often associated with tobacco use is inhibited appetite. Children with
prenatal exposure to tobacco had an increased likelihood of developing obesity during
childhood, which might be attributed to the effects of tobacco withdrawal [36]. One study investigated whether these outcomes might also be extrapolated to the
consumption of e-cigarettes. In mice, an increased presence of neuropeptide Y (NPY)
was observed following maternal exposure to −Nic e-liquid [35]. NPY is produced in the hypothalamus and is believed to stimulate the appetite.
Elevated levels in affected offspring may thus lead to weight gain, possibly even
to obesity. Vaping +Nic aerosols counteracted this effect. Compared to the test group
that received −Nic aerosol, no postnatal changes in the hunger response pathways were
observed in the offspring of the +Nic test group. In contrast, offspring exposed to
prenatal −Nic aerosols
exhibited obesity [35]. These results suggest that aerosols and their chemical constituents appear to affect
cerebral metabolic processes. Exposure to −Nic e-cigarettes thus does appear to carry
some risk.
Lungs and other organ systems
[Table 2] lists publications on the effects on the lungs and other organ systems. Four studies
on the effects on the lungs were identified. These addressed anatomical and functional
effects, inflammatory processes and the epigenetics of lung tissue. Other effects
include cardiovascular and renal outcomes and morphological facial changes.
One study demonstrated that physiological processes controlling lung development were
downregulated in offspring of animals exposed to +Nic e-cigarettes before fertilisation
and from fertilisation onwards [37]. It is known that this may lead to less differentiated development of the lungs
and a higher proportion of connective tissue. This will lead to impaired pulmonary
function [38]. Also, offspring of mothers exposed to +Nic e-cigarettes before fertilisation exhibited
increased elasticity of the lungs compared to the control group. Changes in elasticity,
and thus the increased elasticity observed here, make breathing more difficult and
can lead to secondary lung disorders [37]. The outcomes of another study show that both +Nic and −Nic e-cigarette exposure
elevates certain growth factors in the lung tissue of affected offspring and alters
DNA methylation processes [39]. Morphometric analyses also revealed that in the neonatal lung prenatal +Nic e-cigarette
exposure leads to increased tears of the lung tissue [37]. In vitro analyses of the effects of different flavoured E-liquids on foetal and
neonatal lung cells in mice found that different flavours elicited widely varying
cell responses. While the pure substrates did not affect the cells, the combination
with menthol and strawberry flavouring resulted in increased cell death [40]. Menthol also caused dilation of the bronchi [40]. In animals and humans, bronchial dilation results in a more pleasant perception
of breathing, thereby markedly delaying the perception of lung disease symptoms [41]. Bronchial dilation also increases the effect of passive smoking in neonates and
infants in the vicinity of e-cigarette vapours. This
leads to a higher concentration of flavours, substrates and possibly nicotine
in young, still developing lungs [40].
Other findings showed evidence that several genes regulating inflammation were modified
in young animals whose mothers were exposed to +Nic e-cigarettes both prenatally and
before fertilisation [37]. These outcomes suggested an anti-inflammatory effect of +Nic e-cigarettes. Likewise,
the outcomes also showed that exposure to +Nic e-cigarettes before fertilisation may
also affect the offspring. These manifested at both the molecular and anatomical levels
as down-regulated genes supporting lung function as well as an increase in lung tissue.
This can lead to lung immaturity and later on to lung disorders [37]. The levels of certain proinflammatory cytokines are known to be elevated in patients
with asthma and chronic obstructive pulmonary disease. These include interleukins
1β, 3, 4, 5, 6, 13, and tumour necrosis factor-alpha (TNF-alpha [39]). Measurements immediately after
birth revealed that after prenatal exposure to −Nic e-cigarettes young animals
exhibited an increased expression of interleukins 5 and 13 as well as TNF-alpha [39], which could indicate an increased tendency to asthmatic disorders. In line with
this, another study investigated the extent to which prenatal exposure to e-cigarettes
triggers asthma [42]. Pups exposed pre- and postnatally to +/−Nic e-cigarette aerosols were tested in
an allergy exposure model for their pulmonary function and the degree of inflammatory
response. A particularly strong sensitivity to allergens and an increased airway resistance
were observed in the +Nic group. Both can trigger asthma symptoms. The same findings
were obtained in pups whose mothers were exposed to conventional cigarettes before
fertilisation and to +Nic e-cigarettes after fertilisation. Presumably this was caused
by increased mitochondrial oxygen consumption. This
indicates damaged mitochondria with resulting tissue death leading to increased
fibrosis [42].
In the studies by Chen et al. (2017), DNA methylation was found to be three times
higher on day one after birth in mice of the −Nic group than in the control group.
The +Nic group also exhibited an increase in DNA methylation compared to the control
group, but this was less pronounced than that of the −Nic group. This suggests a change
in gene activity, although further studies must identify which genes are affected
[39].
Cardiovascular organ system
Studies on the offspring of animals exposed to e-cigarette aerosols with or without
nicotine from fertilisation to the end of lactation revealed no changes in heart rate.
However, in the +Nic e-cigarettes group, decreased blood flow through two arteries
supplying oxygenated blood to the foetus was noted [43]. In newborn zebrafish, prenatal +Nic e-liquid exposure induced severe cardiac malformations,
impaired cardiac function and pericardial effusions [44]. The latter includes fluid accumulation in the pericardium reducing cardiac output
[45]. Decreased expression of cardiac transcription factors was also found. This delayed
the differentiation and development of the heart cells, which in turn may cause heart
defects. The heart muscle cells also exhibited reduced expression of genes encoding
muscle components [46]. This reduced the number of
contractile units in the muscle. As a result, the myocardial cells can only
develop to a limited extent and the heart muscle becomes less efficient [47].
Renal organ system
According to an analysis in mice, prenatal exposure to e-cigarettes led to a lower
density of kidney corpuscles in affected offspring. This finding indicates that the
kidney is less developed and renal functions, including filtering function, regulation
of water, nutrient and electrolyte balance, and blood pressure, are impaired [48]. The oxidative stress level in renal cells was elevated only in pups whose mothers
had been exposed to −Nic e-cigarettes [48]. In addition, all pups with prenatal exposure to e-cigarettes exhibited increased
inflammation in the kidneys. Persistent inflammatory response leads to increasing
scarring and fibrosis, i.e., the replacement of functional tissue with connective
tissue. Despite the heightened expression at the gene level, however, no increased
presence of connective tissue was observed overall. However, this only applies to
pups and may be different at more advanced
stages of development [48].
Morphological facial changes
One study analysed the effects of prenatal e-cigarette exposure on the craniofacial
morphology of the African clawed frog (xenopus laevis). Pure e-liquids with different
nicotine levels and six commercially available flavoured e-liquids with comparable
nicotine levels were tested [49]. The analysis revealed that exposure of the pure e-liquid with all nicotine levels
resulted in changes. Rounder mouths and more closely set eyes were observed. The changes
were more pronounced in the group whose mothers were given the e-liquid with the highest
nicotine level (24 mg/mL) [49]. Four of the six commercially available liquids induced similar insignificant changes
in facial morphology. However, two e-liquids resulted in significant changes such
as protruding eyes, a narrower midface and a rounder, narrower mouth with a triangular
upper lip. The significant differences cannot be explained by a higher nicotine
level, since all six liquids had similar nicotine concentrations [49]. Exposure to these two −Nic liquids also resulted in marked facial deformation,
albeit less than that caused by exposure to liquids with high nicotine levels [49].
Birth parameters
The effects of prenatal exposure to e-cigarettes on birth parameters such as birth
weight and litter size of affected offspring are given below. Twelve of the total
of 17 publications examined provided information on these parameters, which are listed
in [Table 3].
Neither stillbirths nor increased infantile mortality were observed in 4 of the 17
studies analysed [21], [22], [29], [32], [37]. This is true for maternal prenatal e-cigarette exposure from the time of conception
as well as for exposure of both parents weeks before conception. In the +Nic e-liquid
group of zebrafish, however, studies observed a reduced survival rate within the first
72 hours [46].
On several occasions, reduced birth weight has been associated with prenatal +Nic
e-cigarette exposure [21], [22], [37], [43], [48]. In one study, maternal animals were exposed to traditional tobacco before birth
[21]. The findings of Smith et al. (2015) speak against the hypothesis that birth weight
is lowered primarily by a high nicotine level. In this study, prenatal exposure of
+Nic and −Nic led to a reduction in birth weight, and this effect was even stronger
for −Nic compared to +Nic [21]. However, weight measurements in adults uniformly showed that any birth weight differences
will level out later in life [21], [22], [32], [39]. In addition to body weight, the weight of the liver and kidneys was also measured.
Measurement one day after birth did not reveal any differences in liver weight between
the study groups. At 20 days of age, measurements showed that passive pre- and postnatal
+Nic e-cigarette aerosol exposure correlated with higher liver weight, as a percentage
of body weight. Compared to the control and +Nic e-liquid groups, adult offspring
of the −Nic e-liquid group experienced a significant reduction in liver weight [35]. At no time did the prenatal exposure to +Nic e-cigarettes show any changes in renal
weight [48].
Animal studies often examine the distribution of fat stores, as they provide information
on signs of obesity [48]. Measurements at one day of age showed no differences in fat distribution between
the study groups [50]. In 20-day-old mice prenatally assigned to the −Nic e-liquid group, measurements
revealed increased abdominal fat [39]. In another study, the same study group demonstrated an increased amount of fatty
tissue in the region of the epididymis [35]. In mice, the lateral region of the epididymis extends from the testis to the diaphragm
[39]. Regardless of nicotine level, prenatal e-cigarette exposure was also associated
with increased fat mass in the abdominal cavity. In adult animals, these findings
return to normal, but an increase in intraabdominal fat mass was observed in offspring
prenatally
exposed to +Nic or −Nic e-cigarettes [50].
In two studies, body length measurements on postnatal day one revealed a marked reduction
in body size after prenatal exposure to +Nic e-cigarettes [39]. The findings of Nöel et al. (2020) did not identify marked differences after prenatal
exposure from fertilisation as well as after twelve days prior to fertilisation.
Cognition and behaviour
The following section describes the effects of prenatal e-cigarette exposure on cognition
and behaviour in affected offspring. Of the total of 17 studies analysed, 5 studies
provided information on this. These are listed in [Table 4].
Changes in short-term memory in mice can be measured by the novel object recognition
test. Here, the test object is placed in a box with two identical blocks. After a
familiarisation phase, one of the blocks is replaced by a block of different shape
and colour. The time spent on exploring the new block is measured. The test is based
on the assumption that limitations of short-term memory, whereby the old block is
not remembered as known, result in both blocks being explored for the same length
of time after the switch [35]. When tested, adolescent mice prenatally exposed to e-cigarette vapour exhibited
significant deterioration in object recognition [22]. This was true for the +Nic and −Nic groups compared to the control group [22] and could be replicated in adult animals [32]. In addition, mice were studied that were exposed to traditional
cigarettes until fertilisation and then further exposed to +Nic e-cigarettes
from fertilisation onwards. A clearly limited object recognition in adulthood was
observed here [29]. On open-field testing, which measures locomotor activity, one study found significantly
higher activity in offspring prenatally exposed to +Nic e-cigarette vapour compared
to the control group [22]. In terms of the translation to humans, these findings could indicate that this
exposure might favour the pathogenesis of disorders such as ADHD in the further course
of animal development. However, this remains uncertain and requires further research
[22]. In the elevated plus maze test, mice prenatally exposed to +Nic and −Nic e-liquid
travelled a significantly longer distance than the control group [21]. The same effect was also noted in adolescent mice [51]. The Elevated Plus Maze test comprises a box with four passageways which, from a
birdʼs eye view, resembles a plus sign. Half of the passageways are walled in, while
the other half is floor only. Crucial for testing anxiety behaviour is that longer
stays in the open passageways and travelling a longer distance is interpreted as low
anxiety behaviour [32]. Another study confirmed these outcomes. Mice prenatally exposed to both +Nic and
−Nic e-liquid stayed longer in the passageways. This behaviour may be interpreted
that prenatal e-cigarette exposure decreases anxiety behaviour in mice regardless
of nicotine content [29]. A significantly longer stay in the open passageways was found in adolescent animals
with prenatal +Nic exposure to e-liquid [51]. The same effect was noted in mice whose mothers were switched from traditional
tobacco to +Nic
e-liquid exposure from fertilisation onwards [21]. The findings of Nguyen et al., 2019, and Smith et al., 2015, thus indicate that
offspring prenatally exposed to typical e-cigarette aerosols with or without nicotine
are more active, less anxious and more likely to explore different environments. The
literature also describes other measurements of reduced anxiety in the form of behaviours
such as body stretching, standing on the hind paws and head nudging [32], [51]. Young animals with prenatal exposure to +Nic e-liquid exhibited more nudging motions
of the head [21]. Findings on the presence of body stretching in the Elevated Plus Test differed
for open and closed passageways. While movements in the closed passageways were observed
just as often in all study groups, animals in the group of prenatal-Nic e-liquid exposure
exhibited
significantly more movements in the open passageways [21], [51]. Findings on the effects regarding anxiety symptoms appear inconclusive in the further
course of animal development. Reduced anxiety behaviour, measured by the increased
time spent in open versus closed passageways, was measured once again in adolescence
after prenatal e-liquid exposure, independent of nicotine content. Following prenatal
nicotine exposure, the second reading revealed an increased incidence of exploratory
nudging movements of the head. In addition, prenatal −Nic e-liquid exposure promoted
body stretching, as did tobacco exposure. With regard to behaviour, the studies listed
demonstrated that while it appears to be affected by prenatal e-liquid exposure, these
changes were generally independent of the nicotine content.
Discussion
This review analyses 17 research papers of the last 10 years on the effects of prenatal
exposure to e-cigarettes. These papers included research on neurobiological effects
(n = 8) and research on the effects on the lungs and other organ systems (n = 8).
Some of the 17 studies overall also provided information on effects on birth parameters
(n = 12) and on cognition and behaviour (n = 5). All research involved animal or in
vitro studies. To date, the current literature does not contain any studies on humans.
Comparison with effects of traditional cigarettes
Due to the lack of studies in humans, definitive comparison of the effects of prenatal
exposure to e-cigarettes and conventional cigarettes is limited at present. Present
findings on prenatal exposure to e-cigarettes based on in vitro and animal studies
cannot be fully translated to the human body and therefore cannot be compared directly
with those of traditional cigarettes [52], [53]. The small number of studies identified and the lack of studies in humans might
be explained by the fact that e-cigarettes have only been available as a commercial
product since 2007 and have only gained popularity in the last few years [54]. Most in vitro and animal studies indicate a potential risk to the developing foetus,
primarily due to the nicotine consumed [7], [16]. The latter is a main constituent of the e-cigarette,
just as it is with traditional cigarettes. Thus, the adverse effects known from
human studies on prenatal exposure to traditional cigarettes and nicotine-containing
tobacco products might also be induced by nicotine-containing e-cigarettes.
Nicotine passes through the placental barrier and is thus distributed in the foetal
body. As a result, the foetus can only eliminate it slowly, which results in higher
exposure [55]. Studies in humans have demonstrated that nicotine exposure is a major cause of
a wide range of adverse and pathological birth outcomes such as low birth weight,
miscarriage and stillbirth [3], [55]. Moreover, the literature reports a significantly increased risk of sudden infant
death syndrome, obesity, type 2 diabetes [3], [56], as well as a reduction in male reproductive capacity [57] and earlier menarche in young females [56]. Nicotine consumption during pregnancy affects various physiological parameters
in pregnant women, leading to oxygen deficiency in the foetus.
Hypoxaemia reduces foetal nutrient supply through nicotine-induced impairment
of the uteroplacental blood flow [56]. This may result in a wide range of respiratory disorders such as bronchitis and
asthma [3], [56]. By crossing the placental barrier, nicotine also affects neuronal development via
the neurotransmitter system [56]. Due to its close similarity with the neurotransmitter acetylcholine, nicotine is
thought to bind to its receptors [58], [59]. Nicotinic acetylcholine receptors are involved in the development of various neurotransmitter
systems that are dysregulated by nicotine use [59]. This may lead to errors in the processing of basic cognitive processes such as
learning, memory and attentiveness [60].
Other effects with possible onset at later stages of development include behavioural
problems such as lower global intelligence [56] and attention deficit hyperactivity disorder (ADHD). The known effects of nicotine
alone clearly show that the consumption of nicotine-containing e-cigarettes is less
of an alternative-safe way of giving up traditional cigarettes, but can rather lead
to the above sequelae in affected offspring.
In addition to nicotine, tobacco smoke from traditional cigarettes also contains numerous
other harmful substances. About 40 of these are foetotoxic, including tar and carbon
monoxide [61]. Compared to traditional cigarettes, electronic nicotine delivery systems are non-flammable
and are believed to contain correspondingly fewer toxins such as carbon monoxide [62]. However, in addition to the nicotine content, other substances in the e-cigarette
and their mode of action must also be taken into account. Many studies on the effects
of prenatal e-cigarette exposure on the foetus only refer to the effects of pure nicotine
and not to the e-cigarette aerosol in its entirety. Nevertheless, there is also evidence
of sequelae that are not due to nicotine but to other components of e-cigarettes,
such as flavours and substrates [22], [48]. In addition
to nicotine, the e-cigarette liquids to be consumed contain substrates such
as propylene glycol and glycerine as well as various flavours. Propylene glycol and
glycerine are sweet tasting colourless viscous liquids. The effects caused by the
inhalation of these substrates are still unknown, which is why a negative effect cannot
be ruled out. Some of the flavoured “juices” can also be even more irritating to the
lungs than the substances in traditional cigarettes. Moreover, flavours appear to
have different effects. This was shown in studies of the lung tissue of affected offspring,
where menthol and strawberry flavouring, but not tobacco or vanilla flavouring, increased
cell death [40]. Cherry flavouring seems to be the most harmful, as it contains benzaldehydes that
have a foetotoxic effect [63]. Previous findings still need to be supplemented by further research based on studies
in humans. However, the
assumption that e-cigarettes can be classified as a safer alternative to conventional
cigarettes can be ruled out.
Methodological limitations
This review has some limitations with regard to current research results. Studies
on the effects of prenatal e-cigarette exposure show methodological heterogeneity
with regard to certain aspects. For example, animals are exposed to the e-cigarette
liquid for different lengths of time. This varies the intensity of the exposure, which
has a corresponding effect on the scale of the effects observed in the offspring.
In addition, there has been inadequate research into the substrates and flavours of
e-cigarette liquids. While substance comparison between e-cigarette liquid and traditional
cigarettes is primarily based on nicotine, there is a lack of studies on the effects
of substrates and various flavours. The literature to date already suggests that there
may be negative effects arising from the substrates and flavours [22], [40], [48]. However, little is known about this
yet.
Moreover, the current literature is clearly lacking studies on humans. Due to still
inadequately documented prevalences of e-cigarette vaping in general and during pregnancy,
a consistent, global comparison is not possible. This complicates adequate prevention
approaches concerning relevant target groups. Furthermore, no clear conclusions can
yet be drawn about the effects of prenatal e-cigarette exposure on affected offspring.
The translation of conclusions from animal studies to the human body and between different
animal species is still under discussion. With their similar evolutionary development,
mice and apes resemble humans [52]. Moreover, mice have the same organs and similar functions of their circulatory,
reproductive, digestive, hormonal, and nervous systems as humans. Due to these similarities,
mice in particular can develop diseases that very closely resemble the equivalent
clinical picture in humans. Thus, parts of the outcomes from mouse models can be translated
to humans [53]. In the context of animal studies, it is possible to work experimentally in a variety
of ways, but it is still important to aim for studies on the effects of e-cigarettes
on early development in humans. The lack of studies in humans to date may be related
to the fact that cigarette vaping is not yet widely seen as an unsafe and potentially
harmful alternative to traditional cigarettes, and that this approach is advocated
by medical experts.
With regard to e-cigarette exposure in particular, the animal studies also suffer
from methodological limitations. Unlike humans, laboratory animals are exposed to
passive consumption of the e-cigarette aerosol while they are in a designated apparatus.
During nasal inhalation, the animals inhale additional air particles that can affect
the findings. Although the significance of this has not been adequately studied, it
seems to be a methodological disadvantage of animal studies compared to studies in
humans [32]. Another aspect to be considered in animal studies is that the development of the
brain differs from that in the human body. In the human foetus, the developmental
phase is completed in the third trimester, while in mice it continues into the postnatal
period. Translated to the human body, the outcomes of animal studies on early postnatal
phases are thus still the prenatal period in humans [32].
Implications for future research and clinical practice
An increasingly harmonised methodological approach with, for example, coherent e-liquid
exposure periods could lead to better inter-study comparisons. In animal model studies
in particular, methodological approaches can be standardised, as exposure times and
media can be applied uniformly. In human samples, however, this is limited. For future
research, attention could be paid here to uniformly determine prevalences of e-cigarette
vaping, as well as effects on affected offspring. Determination of the exact prevalences
would require uniform definitions of vaping quantities such as small, moderate or
large quantities and, at best, biomarker level measurements of the toxic substances.
As in recent studies by Schilling et al [5], the risk assessment of e-cigarette use could be examined by questionnaires. This
could contribute to the formulation of adequate preventive measures.
It is also vital that the present findings of in vitro and animal studies be corroborated
by studies in humans. This would simplify the comparison with traditional cigarettes
regarding the effects on human offspring, and the effects of e-cigarette exposure
could thus be more clearly assessed in the research context.
The current literature primarily depicts negative effects of nicotine as a component
of e-cigarettes (e.g. [23]). Due to the additional substrates and flavours, further research into their effects
would also be essential. This is particularly important for adequate risk assessment
of e-cigarette vaping during pregnancy.
In clinical practice, preventive information should be provided on the basis of current
research findings about the numerous possible sequelae. During risk assessment and
corresponding counselling of pregnant women, parallels to traditional cigarettes can
also be pointed out, which are already known to be a foetotoxic substance with regard
to nicotine. Here, it could be made clear that e-cigarettes can no longer be vaped
as the safe alternative originally claimed, but rather that this has already been
disproved by current research outcomes. This could be supported by drawing attention
to the fact that health-related institutions such as the WHO also recommend against
e-cigarette vaping during pregnancy. It should also be made clear that vaping should
be discontinued if pregnancy is planned or possible, in order to avoid early abortions
and sequelae in affected offspring. This could be provided within the framework of
gynaecological and pregnancy screening by midwives
and gynaecologists, as well as in the practice of other specialties in social
and medical care.