Does Hypothermic Circulatory Arrest for Aortic Surgery Trigger Near-Death Experience? Incidence of Near-Death Experiences after Aortic Surgeries Performed under Hypothermic Circulatory Arrest

Abstract

Background Understanding near-death experiences (NDE) could provide a new insight into the analysis of human consciousness and the neurocognitive processes happening upon the approach of death. With a temporary interruption of systemic perfusion, aortic surgery under hypothermic circulatory arrest (HCA) may be the only available model of reversible clinical death. We present, herein, the results of an observational study designed to assess the incidence of NDE after aortic surgery.

Methods We performed a prospective study including consecutive patients who underwent thoracic aortic surgery between July 2018 and September 2019 at our institution. Procedures without HCA were included to constitute a control group. The primary outcome was the incidence of NDE assessed with the Greyson NDE scale during the immediate postoperative course, via a standardized interview of the patients in the surgical ward.

Results One hundred and one patients were included. Twenty-one patients (20.8%) underwent nonelective interventions for aortic dissection. Ninety-one patients had hemiarch replacement (90.1%). Sixty-seven (66.3%) interventions were performed with HCA, with an average circulatory arrest duration of 26.9 ± 25.5 minutes, and a mean body temperature of 23.7 ± 3.8°C. None of the patients reported any recollection from their period of unconsciousness. There was no NDE experiencer in the study cohort.

Conclusion Several confounding factors regarding anesthesia, or NDE evaluation, might have impaired the chance of NDE recollections, and might have contributed to this negative result. Whether HCA may trigger NDE remains unknown.

Keywords

near-death experience - circulatory arrest - hypothermia - aortic surgery

Introduction

Understanding the relationship between mind, consciousness, and the brain is perhaps one of the greatest challenges for the 21st century neuroscience. Even though the concept of human consciousness has been investigated by neuroscientists, psychologists, neurobiologists, and philosophers, its origin remains elusive.[1] The study of near-death experiences (NDE) could provide new prospects in the analysis of human consciousness and its relationship with the brain.[2] The occurrence of NDE when individuals are unconscious, such as those reported by cardiac arrest survivors,[3] [4] raises questions about the real nature of consciousness, and the neurocognitive process happening upon the approach of death. Circulatory arrest is required to allow for a bloodless operative field, while hypothermia provides the brain and end-organ protection by significantly reducing the global metabolic demand.[5] [6] With a temporary interruption of cerebral and systemic perfusion, aortic surgery under hypothermic circulatory arrest (HCA) may be the only available model of reversible clinical death.

Does the circulatory arrest performed during aortic surgery trigger NDE as does spontaneous cardiac arrest? To date, there is no published data regarding NDE and aortic surgery under HCA. We present, herein, the results of a prospective study designed to assess the incidence and characteristics of NDE after thoracic aortic surgery.

Materials and Methods

Study Design

We performed a prospective observational study including consecutive patients who underwent thoracic aortic surgery, with or without HCA, between July 2018 and September 2019 at our Institution. Patients who underwent aortic surgeries without HCA were included to create a control group. We obtained ethics committee approval and all patients gave informed consent.

Surgical Technique

The aortic diseases affecting the patients were degenerative aneurysms or acute Type A aortic dissection. Surgeries were performed either electively, or on an urgent or emergent basis. Surgical procedures included aortic hemiarch or total arch replacement, combined with aortic root or aortic valve replacement when indicated. Operative strategy was guided by the nature and extent of the aortic disease, and HCA was performed when an open distal anastomosis was required.

After median sternotomy, cardiopulmonary bypass (CBP) was initiated via the axillary or the femoral artery, or through direct ascending aorta cannulation.

In case of HCA, systemic cooling was initiated on bypass. After achievement of the target body temperature, systemic perfusion was discontinued with the patient in the Trendelenburg position. The patient's head was packed in ice throughout the circulatory arrest to ensure topical cooling.

Cerebral protection was provided by moderate hypothermia (between 21 and 28°C, as defined by the current consensus).[7] Adjunctive antegrade cerebral perfusion (ACP) was used when the expected HCA duration exceeded 30 minutes. ACP was performed through either a bilateral perfusion strategy (such as by direct cannulation of the brachiocephalic artery and the left common carotid artery from inside the arch) or a unilateral perfusion strategy (cannulation of the right axillary artery with cross-clamp of the brachiocephalic artery) with a flow rate of 10 mL/kg/min. After completion of the aortic repair, the patients were gradually rewarmed (1°C/5 minutes, with a temperature gradient <10°C) and weaned from CPB.

Anesthesia

A continuous intravenous (IV) lidocaine infusion (1 mg/kg/h) was started prior to incision after a bolus injection (1.5 mg/kg) and was continued until the end of the surgery. General anesthesia was induced with IV propofol (2–4 mg/mL) and remifentanil (2–6 ng/mL), administered with a target-controlled infusion system using the Schnider and Minto models, respectively.[8] Propofol target-control infusion was used for the maintenance of general anesthesia. Inhaled anesthetics were not used for maintenance. Low dose IV ketamine (0.10 mg/kg) was administered to prevent postoperative hyperalgesia. For neuromuscular block, cisatracurium (0.15 mg/kg) was used. In case of hemodynamic instability prior to induction, general anesthesia was induced using a combination of etomidate (0.3 mg/kg), sufentanil (0.15 µg/kg), and suxamethonium (1 mg/kg). General anesthesia was induced with etomidate instead of propofol in seven cases (6.9%).

Monitoring during anesthesia involved continuous electrocardiography, continuous pulse oximetry, invasive blood pressure monitoring, capnography, and blood gas and electrolyte measurement at regular intervals. The bispectral index was used to monitor the depth of anesthesia (target range: 40–60).

If HCA was performed, patients received 1,000 mg of thiopental, 1,000 mg of methylprednisolone, 3,000 mg of sulfate magnesium, and 250 mL of mannitol, prior to the circulatory arrest. Acid–base balance was managed with the α-stat method. Temperature monitoring was conducted with esophageal and bladder probes. Near-infrared spectroscopy was used to assess symmetry of cerebral perfusion. No anesthetic was provided during circulatory arrest.

Emergence from general anesthesia was allowed in the intensive care unit after at least 3 hours from the end of the surgical procedure, mainly to ensure hemodynamic stability and the absence of bleeding.

Near-Death Experiences Evaluation

In the absence of hemodynamic instability or cognitive impairment, we performed a standardized interview of the patients in the surgical ward starting from postoperative day 4. Information about the study was delivered to the eligible patients only after the surgery, during the postoperative course. The interviews were conducted by a single physician. Patients were asked if they remembered the period of unconsciousness, and what they recalled. They were then given the Greyson NDE scale, a standardized 16-item multiple choice questionnaire used to discriminate patients who experienced NDE from those who did not.[9] The scale is divided into questions about cognitive processes, affective processes, purportedly paranormal elements, and transcendental elements. The Greyson NDE scale used in the study is indicated in [Table 1]. This translation of the Greyson scale was used in previous studies conducted in French.[10]

Table 1 The Greyson near-death experience scale

1. Did time seem to speed up or slow down?  0 = No  1 = Time seemed to go faster or slower than usual  2 = Everything seemed to be happening at once; or time stopped or lost all meaning

2. Were your thoughts speeded up?  0 = No  1 = Faster than usual  2 = Incredibly fast

3. Did scenes from your past come back to you?  0 = No  1 = I remembered many past events  2 = My past flashed before me, out of my control

4. Did you suddenly seem to understand everything?  0 = No  1 = Everything about myself or others  2 = Everything about the universe

5. Did you have a feeling of peace or pleasantness?  0 = No  1 = Relief or calmness  2 = Incredible peace or pleasantness

6. Did you have a feeling of joy?  0 = No  1 = Happiness  2 = Incredible joy

7. Did you feel a sense of harmony or unity with the universe?  0 = No  1 = I felt no longer in conflict with nature  2 = I felt united or one with the world

8. Did you see, or feel surrounded by, a brilliant light?  0 = No  1 = An unusually bright light  2 = A light clearly of mystical or other-worldly origin

9. Were your senses more vivid than usual?  0 = No  1 = More vivid than usual  2 = Incredibly more vivid

10. Did you seem to be aware of things going on elsewhere, as if by extrasensory perception?  0 = No  1 = Yes, but the facts have not been checked out  2 = Yes, and the facts have been checked out

11. Did scenes from the future come to you?  0 = No  1 = Scenes from my personal future  2 = Scenes from the world's future

12. Did you feel separated from your body?  0 = No  1 = I lost awareness of my body  2 = I clearly left my body and existed outside it

13. Did you seem to enter some other, unearthly world?  0 = No  1 = Some unfamiliar and strange place  2 = A clearly mystical or unearthly realm

14. Did you seem to encounter a mystical being or presence, or hear an unidentifiable voice?  0 = No  1 = I heard a voice I could not identify  2 = I encountered a definite being, or a voice clearly of mystical or unearthly origin

15. Did you see deceased or religious spirits?  0 = No  1 = I sensed their presence  2 = I actually saw them

16. Did you come to a border or point of no return?  0 = No  1 = I came to a definite conscious decision to “return” to life  2 = I came to a barrier that I was not permitted to cross or was “sent back” against my will

Note: Sum of all 16 items = total near-death experience scale score. A score of 7 or higher is considered as NDE.

Definitions

Patients were divided into two groups: the “HCA group,” including patients who underwent HCA during the aortic reconstruction and the “control group,” including patients who underwent thoracic aortic procedures without HCA.

The primary outcome of interest was the incidence of NDE during aortic surgery. The secondary outcomes were the identification of risk factors for the occurrence of NDE, the characterization of NDE, and the occurrence of any out-of-body experience. The main postoperative outcomes, including 30-day mortality, stroke, and neurologic disturbance, are reported.

An NDE experiencer was defined as a patient who scored 7 or more on the Greyson NDE scale, according to the current consensus.[9] [10]

A 30-day mortality was defined as death occurring during the index hospitalization or within the 30th postoperative day if occurring after discharge. Stroke was defined as the onset of a new focal or global neurological deficit, or coma, with computed tomography or magnetic resonance imaging demonstration of a new ischemic/hemorrhagic lesion during the postoperative course. Temporary neurologic disturbance was defined as postoperative confusion, delirium, or seizure with normal cerebral imaging. Shock was defined as persistent hypotension requiring the administration of catecholamines to keep mean arterial blood pressure above 65 mm Hg

Statistics

Continuous and categorical variables are presented as mean with standard deviation or median with ranges and frequencies with percentage, respectively. Statistical tests were not performed in this study.

Results

Patients and Operative Data

A total of 101 patients were consecutively included in this study. The mean age was 63.5 ± 11.9 years and 67 (78.2%) were male. Detailed patients' characteristics are summarized in [Table 2]. Nine patients had a psychiatric history and 14 had a preoperative neurological disorder. Twenty-one patients (20.8%) underwent nonelective interventions for aortic dissection.

Table 2 Preoperative conditions

Variables	Overall (n = 101)		HCA group (n = 67)		Control group (n = 34)
	n	%	n	%	n	%
Demographic data:
Age (y)  Mean ± SD	63.5 ± 11.9		63.7 ± 12.0		63.1 ± 11.9
Male sex	67	78.2	49	73	30	88.2
Comorbidities:
Neurologic disorder	14	13.8	7	10.4	7	20.6
Psychiatric disease	9	8.9	5	7.4	4	11.7
Aortic pathology:
Acute Type A dissection	21	20.8	21	31.3	0	0
Elective surgery (aneurysm)	80	79.2	46	68.6	34	100

Abbreviations: HCA, hypothermic circulatory arrest; SD, standard deviation.

Ninety-one patients had hemiarch replacement (90.1%). Total arch replacement was required in 10 (9.9%) cases.

The average duration of surgery, myocardial ischemia time, and general anesthesia duration were 302.7 ± 101.6 minutes, 112.1 ± 39.2 minutes, and 14.4 ± 12.1 hours, respectively.

Thirty-four interventions were performed without HCA. For the 67 aortic procedures with HCA, the average circulatory arrest duration was 26.9 ± 25.5 minutes, with a mean body temperature of 23.7 ± 3.8°C. ACP was used in 31.3% (n = 21) of the interventions with HCA (unilateral ACP in 6 and bilateral ACP in 15; [Table 3]).

Table 3 Operative data

Variables	Overall (n = 101)		HCA group (n = 67)		Control group (n = 34)
	n	%	n	%	n	%
Aortic procedure:
Hemiarch replacement	91	90.1	57	85.1	34	100
Total arch replacement	10	9.9	10	14.9	0	0
Times:	Mean ± SD		Mean ± SD		Mean ± SD
Surgical procedure (min)	302.7 ± 101.6		304.3 ± 88.4		299.3 ± 124.9
Myocardial ischemia (min)	112.1 ± 39.2		111.5 ± 38.9		113.5 ± 40.4
General anesthesia (h)	14.4 ± 12.1		15.7 ± 13.7		11.9 ± 7.8
Circulatory arrest details:
Arrest temperature (°C)	ND		23.7 ± 3.8		ND
HCA time (min)	ND		26.9 ± 25.5		ND
Procedures with ACP  n (%)	ND		21	31.3	ND

Abbreviations: ACP, antegrade cerebral perfusion; HCA, hypothermic circulatory arrest; ND, no data; SD, standard deviation.

During the postoperative course, 29.7% (n = 30) of the patients received nonbenzodiazepine hypnotics for short-term treatment of insomnia (either zopiclone 7.5 mg or zolpidem 10 mg), 28.7% (n = 29) of them received benzodiazepines (alprazolam 0.25–0.50 mg or bromazepam 1.5–6 mg). Both nonbenzodiazepine hypnotics and benzodiazepines were administered in 8.6% of cases (n = 9).

Postoperative Outcomes

There was no death at 30 days. The postoperative stroke rate was 1.9% (n = 2). Temporary neurologic disturbance was described in 15 (14.8%) patients. Early reintervention for bleeding was required in 16 (15.8%) cases. The mean intensive care unit stay was 3.4 days. The postoperative outcomes are summarized in [Table 4].

Table 4 Postoperative outcomes

Variables	Overall (n = 101)		HCA group (n = 67)		Control group (n = 34)
	n	%	n	%	n	%
30-day mortality	0	0	0		0	0
Stroke	2	1.9	1	1.5	1	2.9
Seizure	3	2.9	3	4.5	0	0
Confusion	12	11.9	9	13.4	3	8.8
Reintervention for bleeding:	16	15.8	13	19.4	3	8.8
Shock	3	2.9	1	1.5	2	5.9
ICU duration (d)  Mean ± SD	3.4 ± 2.3		3.5 ± 2.2		3.3 ± 2.6

Abbreviations: HCA, hypothermic circulatory arrest; ICU, intensive care unit; SD, standard deviation.

Near-Death Experiences Evaluation

The interviews were performed in the surgical ward between postoperative day 4 and day 9 (5.5 ± 2.3 days; median, 5 days) and lasted 15 minutes, on average. None of the patients reported any recollection of their period of unconsciousness. There was no NDE experiencer in the study cohort.

Discussion

NDE are subjective experiences involving the memory of impressions during a particular state of consciousness, including pleasant feelings, acceleration or slowing of time, the sight of a tunnel or a light, the sensation of reliving elements of the past, or seeing deceased relatives.[4] [11] Ring[12] identified a common framework for NDE through structured interviews of NDE experiencers, and described five successive stages: feeling of peace and wellbeing, separation of the body, entering a “tunnel-like” dark area, seeing a bright light, and entering the light. To identify NDE, Ring first developed the “weighted core experience index,” which was further refined by Greyson,[9] arguing that the components of Ring's scale lacked specificity.[3] The Greyson NDE scale has demonstrated good reliability and internal consistency and is commonly used in the literature.[13]

Three major theories have been suggested in an attempt to explain the occurrence of NDE as follows: (1) the physiological changes that accompany the death process, (2) an adaptive dissociative mechanism in response to the death threat, or (3) the onset of a transcendental experience.[3] Several physiological factors have been considered as potential mediators of NDE, such as cerebral hypoxia, hypercarbia, endorphins, ketamine and N-methyl-D-aspartate (NMDA) receptors, serotonin signaling pathways, limbal system activation, or anoxic seizures of the temporal lobe.[14] [15] [16] Despite these theoretical approaches, the origin of NDE remains elusive for the scientific community.

The majority of NDE experiencers are found among cardiac arrest survivors. Prospective studies among this specific population report an incidence ranging from 6 to 12% of NDE.[4] Data from animal studies demonstrated an isoelectric electroencephalogram (EEG) within 10 to 20 seconds from the onset of the cardiac arrest.[17] The description of NDE during circulatory arrest with structured thoughts, feelings, emotions, and self-awareness, even though there is no indicator of brain activity, raises many questions about the nature of human consciousness and the relationship between the brain and consciousness.[18]

Aortic surgery with HCA was thought to be a potential reversible model of “clinical death,” which could provide insight into the potential process happening upon the approach of death. During HCA, patients fulfil the criteria of clinical death, with no brain perfusion, and no spontaneous or artificial ventilation.[19] Indeed, hypothermia reduces tissue oxygen and metabolic demand to the extent that systemic perfusion may be interrupted for limited periods.[20]

To differentiate the confounding effects of general anesthesia from the consequence of circulatory arrest, patients who had thoracic aortic surgery both with and without HCA were included in our study. In the scientific literature, few cases of NDE during general anesthesia are reported and they may be distinguished from “intraoperative awareness.”[21] Awareness refers to a recall of real facts that actually happened during anesthesia and may be related to inadequate narcosis, contrary to NDE, which is about a subjective experience.

In our cohort, no NDE was reported by the patients. Several factors might explain this negative result. First of all, the hypnotic agents and analgesics used during general anesthesia may induce retrograde amnesia, or merely prevent NDE, although some NDE during anesthesia have previously been described.[21] The potential influence of modified neurotransmitter release and systemic inflammatory response induced by the CPB, along with the varying degrees of ischemia/reperfusion during aortic surgery, should also be taken into consideration.[22] The duration of unconsciousness in our study (14.4 hours on average), inherent to the prolonged general anesthesia, might prevent the patient from remembering NDE events. Furthermore, the time between awakening from anesthesia and the patient's interviews might have been too long, though in the study by van Lommel et al,[4] NDE memories did not fade out with time, as most NDE experiencers were able to retell accurately their experience 2 years later. The number of patients included in our study might also be too limited to evidence NDE, although the incidence rates reported among cardiac arrest survivors suggest that such cohort size should be adequate.[3]

The level of hypothermia and the optional use of adjunctive cerebral perfusion during circulatory arrest might also play a crucial part. Keenan et al[23] monitored EEG during 71 aortic arch replacement with HCA and ACP. They highlighted an immediate loss of electrocerebral activity after circulatory arrest in 45% of the patients which was rapidly restored with the establishment of selective cerebral perfusion, except for two patients. Nonetheless, the core temperature in our study was below the threshold used in their cohort (27.8 vs. 23.7°C). Indeed, a continuous EEG pattern before the initiation of circulatory arrest was observed in 66% of the patients, while 34% presented a burst suppression pattern. Stecker and colleagues[24] described the neurophysiologic changes during cooling before circulatory arrest and found that EEG burst suppression appeared at 24.4 ± 4°C, and electrocerebral silence at 17.8 ± 4°C. It should be kept in mind that although NDE are supposed to be experienced “during a period of clinical death with flat EEG,” an isoelectric EEG might not be a necessary condition for the onset of NDE. Besides, the absence of NDE in our cohort precludes any analyses about the potential impact of ACP during HCA. EEG was also not monitored in our study. Furthermore, hypothermia reduces the release of excitatory neurotransmitters such as glutamate.[25]

Conclusion

No patients reported NDE after thoracic aortic surgery, with or without HCA. Several confounding factors regarding anesthesia, or NDE evaluation, might have impaired the chance of NDE recollection. Thus, whether HCA may trigger NDE remains unknown. Nevertheless, the field of cardiothoracic surgery, with its inherent control over cerebral and systemic perfusion, might still be considered for a study model to grasp some aspect of the complex reality of death.

Conflict of Interest

None declared.

Acknowledgments

None.

• References

• 1 Greenfield S. Mind, brain and consciousness. Br J Psychiatry 2002; 181: 91-93
• 2 Konopka LM. Near death experience: neuroscience perspective. Croat Med J 2015; 56 (04) 392-393
• 3 French CC. Near-death experiences in cardiac arrest survivors. Prog Brain Res 2005; 150: 351-367
• 4 van Lommel P, van Wees R, Meyers V, Elfferich I. Near-death experience in survivors of cardiac arrest: a prospective study in the Netherlands. Lancet 2001; 358 (9298): 2039-2045
• 5 Okita Y. Neuro-protection in open arch surgery. Ann Cardiothorac Surg 2018; 7 (03) 389-396
• 6 Manetta F, Mullan CW, Catalano MA. Neuroprotective strategies in repair and replacement of the aortic arch. Int J Angiol 2018; 27 (02) 98-109
• 7 Yan TD, Bannon PG, Bavaria J. et al. Consensus on hypothermia in aortic arch surgery. Ann Cardiothorac Surg 2013; 2 (02) 163-168
• 8 Al-Rifai Z, Mulvey D. Principles of total intravenous anaesthesia: basic pharmacokinetics and model descriptions. BJA Educ 2016; 16 (03) 92-97
• 9 Greyson B. The near-death experience scale. Construction, reliability, and validity. J Nerv Ment Dis 1983; 171 (06) 369-375
• 10 Thonnard M, Schnakers C, Boly M. et al. [Near-death experiences: fact and fancy] (in French). Rev Med Liege 2008; 63 (5,6): 438-444
• 11 Greyson B. Dissociation in people who have near-death experiences: out of their bodies or out of their minds?. Lancet 2000; 355 (9202): 460-463
• 12 Ring K. Life at Death. A Scientific Investigation of the Near-Death Experience. New York, NY: Coward, McCann & Geoghegan; 1980
• 13 Sleutjes A, Moreira-Almeida A, Greyson B. Almost 40 years investigating near-death experiences: an overview of mainstream scientific journals. J Nerv Ment Dis 2014; 202 (11) 833-836
• 14 Blackmore SJ. Near-death experiences. J R Soc Med 1996; 89 (02) 73-76
• 15 Carr D, Prendergast M. Endorphins at the approach of death. Lancet 1981; 1 (8216): 390
• 16 Jansen K. Near death experience and the NMDA receptor. BMJ 1989; 298 (6689): 1708
• 17 Christensen SF, Stadeager C, Siemkowicz E. Estimation of cerebral blood flow during cardiopulmonary resuscitation in humans. Resuscitation 1990; 19 (02) 115-123
• 18 Parnia S. Do reports of consciousness during cardiac arrest hold the key to discovering the nature of consciousness?. Med Hypotheses 2007; 69 (04) 933-937
• 19 Schofield GM, Urch CE, Stebbing J, Giamas G. When does a human being die?. QJM 2015; 108 (08) 605-609
• 20 Guvakov D, Bezinover D, Lomivorotov VV. et al. The “Ice Age” in cardiac surgery: evolution of the “Siberian” method of brain protection during deep hypothermic perfusionless circulatory arrest. J Cardiothorac Vasc Anesth 2019; 33 (12) 3366-3374
• 21 Lopez U, Forster A, Annoni J-M, Habre W, Iselin-Chaves IA. Near-death experience in a boy undergoing uneventful elective surgery under general anesthesia. Paediatr Anaesth 2006; 16 (01) 85-88
• 22 Wimmer-Greinecker G, Matheis G, Brieden M. et al. Neuropsychological changes after cardiopulmonary bypass for coronary artery bypass grafting. Thorac Cardiovasc Surg 1998; 46 (04) 207-212
• 23 Keenan JE, Wang H, Ganapathi AM. et al. Electroencephalography during hemiarch replacement with moderate hypothermic circulatory arrest. Ann Thorac Surg 2016; 101 (02) 631-637
• 24 Stecker MM, Cheung AT, Pochettino A. et al. Deep hypothermic circulatory arrest: I. Effects of cooling on electroencephalogram and evoked potentials. Ann Thorac Surg 2001; 71 (01) 14-21
• 25 González-Ibarra FP, Varon J, López-Meza EG. Therapeutic hypothermia: critical review of the molecular mechanisms of action. Front Neurol 2011; 2: 4

Publikationsverlauf

Eingereicht: 02. März 2020

Angenommen: 11. November 2020

Artikel online veröffentlicht:
19. Oktober 2021