Keywords cephalometric analysis - pharynx - epiglottis - epiglottis closure - snorers - sleep
endoscopy
Introduction
Snoring, which falls within the spectrum of sleep-related breathing disorders, is
considered to be one of the common symptoms of airway obstruction. Snorers can, also,
be divided into occasional snorers and habitual snorers, the ones who snore always,
almost every night or, at least for a minimum of 3 to 4 times a week. Snoring in the
pediatric population is increasing and has been identified as a primary health concern
by the American Academy of Pediatrics. This increase has been associated with a rise
in comorbid disease processes such as asthma and allergies, lifestyle changes, and
increased risk of obesity in the pediatric population. Sleep-disordered breathing
(SDB) is a collective clinical term encompassing primary snoring, upper airway resistance
syndrome, and obstructive sleep apnea syndrome (OSAS).[1 ] These syndromes currently are regarded to fall along a spectrum of severity concerning
the same pathophysiological condition which is caused by vibrating tissues accompanied
by increased collapsibility and incomplete pharyngeal obstruction or narrowing of
the pharyngeal airway.[2 ] Snoring has also been considered to be an inevitable symptom of OSAS which, further,
has been shown to be associated with an increased risk for hypertension and angina
pectoris.[3 ] Over the years, lateral cephalometric radiography has emerged as one of the standard
diagnostic tools to evaluate skeletal and soft tissue abnormalities. Lateral cephalometric
analysis has also been found to be an effective way of diagnosing skeletal and soft
tissue abnormalities contributing to these types of anatomic obstructions and to evaluate
the patients with SDB. Radiograms of the head and neck with special focus on several
bony and soft tissue landmarks are involved in this traditional method. Furthermore,
numerous two-dimensional and three-dimensional (3D) studies have also been conducted
on understanding the pharyngeal space in the retropalatal region.[1 ] There is a relative dearth of studies which have attempted to evaluate the airway
space related to epiglottis. The present study was planned with a similar intent to
analyze the pharyngeal space among snorers and nonsnorers in the retroglossal region
and in the region of hypopharynx at the level of epiglottis as well as its association
with the height and weight of the individuals.
Materials and Methods
The present cross-sectional study was conducted in the Department of Oral Medicine
and Radiology, Saraswati-Dhanwantari Dental College and Hospital and Post Graduate
Research Institute, Parbhani, Maharashtra, India, over duration of 1 year wherein
the study participants included volunteers among the students and outpatients in an
age range of 18 to 30 years. A written consent form was signed by all the volunteers
before their inclusion into the study while ethical clearance was obtained from the
Institutional Ethics Committee before the start of the study. The study included a
total of 60 individuals who were grouped into snorers and nonsnorers with 30 individuals
in each category based on their answers for the study questionnaire related to snoring.
The patients with a positive history of snoring for a minimum of 3 to 4 times a week
were categorized as habitual snorers while patients with no positive known history
of snoring were categorized as nonsnorers. Patients who were not willing to participate
in the study, those who were with previous history of trauma or environmental factors
known to cause craniofacial deformity, patients who were undergoing or previously
had orthodontic/orthognathic surgeries, those who presented with gross facial asymmetry,
history of surgical intervention involving craniofacial skeleton and soft tissue surgery
in the head and neck region, history and/or clinical features suggestive of endocrine
disturbances, neuromuscular disorder (this was the reason why elderly patients were
excluded), hereditary, nutritional, developmental, or any other prolonged illness
affecting the oropharynx, and pregnant and lactating females were excluded from the
study. Digital lateral cephalograms were taken for all the patients, maintaining the
exposure parameters, with all radiation safety measures. Radiographs with optimum
contrast and less noise were considered for study. All images were stored digitally
and the image quality was optimized separately for soft tissue and hard tissue landmarks
using the inbuilt software (Digora for Windows) used for measurements related to the
soft tissue parameters. The two significant soft tissue parameters analyzed were the
distance of epiglottis from the tip of the soft palate, the retroglossal length, and
the distance of posterior pharynx from the tip of the epiglottis, the pharyngeal space
([Figs. 1 ] and [2 ]). The height and weight of the patients were also recorded at the time of eliciting
the history while the resultant body mass indices were correlated with the parameters
analyzed.
Fig. 1 Digital lateral cephalogram showing distance of epiglottis from the tip of the soft
palate (A ) and distance of posterior pharynx from the tip of the epiglottis (B ).
Fig. 2 Lateral cephalometric analysis showing distance of epiglottis from the tip of the
soft palate (UPA) and distance of posterior pharynx from the tip of the epiglottis
(LPA).
Statistical Analysis
The statistical analysis was done using Statistical Package for Social Sciences (SPSS)
version 17.0 (SPSS Inc., Chicago, Illinois, United States) while paired t -test was used for intergroup analysis. A p -value of < 0.05 was considered statistically significant.
Results
Distance of epiglottis from the tip of the soft palate, the retroglossal length: In
case of the retroglossal length, among the snorers, the minimum and maximum distance
recorded were 13.92 and 38.87 mm, respectively, with a mean of 25.52 mm, whereas among
the nonsnorers, the respective values were found to be 15.76 and 38.64 mm, respectively,
with a mean value of 23.70 mm. The above observations revealed the retroglossal length
to be slightly more (mean = +1.82 mm) among the snorers as compared with the nonsnorers
(p > 0.05) ([Table 1 ]). The distance of epiglottis from the tip of the soft palate was also compared with
the height of the individual wherein a direct correlation was observed between the
two, the results though were found to be statistically insignificant.
Table 1
Soft tissue parameters analyzed by lateral cephalometry
Parameter
Group
N
Mean
Standard deviation
t -Value
p -Value
Distance of epiglottis from the tip of the soft palate
Snorer
Nonsnorer
30
30
25.52
23.70
5.34
5.05
1.35
0.179
Distance of posterior pharynx from the tip of the epiglottis
Snorer
Nonsnorer
30
30
8.54
10.16
2.41
2.18
–2.73
0.008[a ]
a
p < 0.05: statistically significant.
Distance of posterior pharynx from the tip of the epiglottis, the pharyngeal space:
In case of pharyngeal space, among the snorers, the minimum and maximum distance recorded
were 5.53 and 17.61 mm, respectively, with a mean of 8.54 mm, whereas among the nonsnorers,
the respective values were found to be 7.39 and 12.87 mm, with a mean value of 10.16 mm.
The above observations revealed the pharyngeal space to be slightly less (mean = –1.62 mm)
among the snorers as compared with the nonsnorers (p < 0.05) ([Table 1 ]). The distance of posterior pharynx from the tip of the epiglottis was also compared
with the weight of the individual wherein a direct correlation was observed between
the two in 37 of the individuals while in rest of the 23 individuals, this distance
was found to be with high variations without any correlation.
Discussion
Snoring and OSAS are potentially serious disorders affecting millions of people attributed
to nasal obstruction such as nasal polyps, deviated nasal septum, hypertrophic inferior
turbinates, and oropharyngeal obstruction where in the soft palate, tonsils, and pharynx
show discordance in their normal physiological functioning.[4 ] Surgical treatment, uvulopalatopharyngoplasty, initially described by Fujita et
al,[5 ] is the only mode of treatment used to correct these disorders by removing obstruction
at the oropharyngeal level by modification of uvula, removal of redundant pharyngeal
and palatal tissues, and primary closure of the anterior and posterior faucial pillars
to enlarge the retropalatal airway. Quinn et al[6 ] performed sleep nasoendoscopy on 54 adult snorers in their study of whom obstructive
sleep apnea had been excluded by an overnight sleep study. This was successfully achieved
in 50 of the 54 snorers while 35 out of 50 (70%) of the individuals had palatal flutter
snoring only. In a further 20% of the individuals, palatal flutter snoring was combined
with evidence of noise generation at another site with this second site being supraglottic
in 10%, tonsillar in 8%, and tongue base in 2% of the said individuals. The tongue
base was also the sole site of noise generation in 8%, while the epiglottis was the
sole site in 2% of the individuals studied. Another study conducted by Horner et al[7 ] revealed large deposits of fat in the posterolateral to oropharyngeal airspaces
at the level of soft palate on magnetic resonance imaging findings while a linear
correlation was suggested between obesity and obstructive sleep apnea in patients
where fat deposits were held responsible for the narrowing of the upper respiratory
tract. The relationship between obstructive sleep apnea and obesity was proven in
yet another study, too, conducted by Jehan et al[8 ] discussing its impact on public health. The present study also revealed a direct
correlation between pharyngeal space and obesity in 62% of the individuals studied
at the level of epiglottis and the results were found to be statistically significant
(p < 0.05). Another study conducted by Azarbarzin et al[9 ] on 23 OSAS patients who underwent sleep endoscopy scored a total of 1,232 breaths
as epiglottic/non-epiglottic collapse and revealed that epiglottic collapse was characterized
by a rapid fall(s) in the inspiratory flow, more variable inspiratory and expiratory
flow, and reduced tidal volume. The cross-validated accuracy in the said study was
calculated to be around 84% while it was shown that a characteristic anteroposterior
movement of epiglottis produced a sharp and severe reduction in airflow and the epiglottis
was observed to be an unstable structure that would sometimes reopen/close repeatedly
during inspiration causing a “jagged” flow of air. It was also observed in the said
study that in addition to producing unique flow features, epiglottic collapse may
also generate characteristic sounds that may be different than the nonepiglottic snoring
sounds. Surgical intervention in the form of epiglottis stiffening operation has been
successfully employed to treat epiglottic collapse in OSAS patients.[10 ] Previous studies have also argued that the posterior movement of the tongue could
cause the epiglottis to collapse.[11 ] The present study, thus, aimed at evaluating the linear measurement changes in the
retroglossal region among the snorers wherein it was observed that the retroglossal
length was slightly more (mean = +1.82 mm) among the snorers as compared with the
nonsnorers which can be interpreted as more of the posterior surface area of the tongue
being available leading the tongue to fall back causing epiglottic collapse. A cone-beam
computed tomography study conducted by Buchanan et al[12 ] had also made similar observations wherein they had shown that OSAS subjects had
a significantly smaller average airway area, average airway volume, total airway volume,
and mean airway width. Also, it was observed that OSAS subjects, on the contrary,
had a significantly larger airway length measurement. Very few studies have been conducted
so far on analyzing the pharyngeal space with respect to epiglottis and its related
structures, thus highlighting the significance and clinical implications the present
study had. Although the present study had its own set of clinical implications, the
findings made in the present study had certain limitations in the form of inclusion
of the study participants which was done purely on the basis of their answers for
the study questionnaire related to snoring. For the inclusion of the study participants,
no confirmatory tests such as polysomnography or nasoendoscopy were performed while
the present study also did not include any known cases of OSAS selectively. The present
study, although, had serious merits being based on lateral cephalometry which is easily
available, cost effective, and provides an easy understanding of the diagnosis of
snoring and its related disorders providing an objective assessment of the pharyngeal
obstruction at the level of epiglottis based on soft and hard tissue landmarks and
subsequent measurements related to the soft tissue parameters. The present study,
thus, paves way for further research in this regard wherein highly objective linear
measurement and volumetric studies can be conducted with a relatively larger sample
size and adequate representation for individuals suffering with snoring and OSAS with
newly introduced and advanced 3D modes of imaging with respect to the pharyngeal space
in the region of hypopharynx.
Conclusion
In the present study, retroglossal length was found to be more among the snorers compared
with nonsnorers while the pharyngeal space was found to be less at the level of the
tip of epiglottis. The present study, thus, paves way for further research in this
regard wherein newly introduced and advanced 3D modes of imaging can be used to obtain
objective anatomic details behind snoring and OSAS with respect to the pharyngeal
space in the region of hypopharynx.