Keywords
patient portal - electronic health records and systems - adolescent medicine - infectious
disease - families of patients - patients with chronic illness or special needs -
personal health records
Background and Significance
Background and Significance
Adolescents and Emerging Adults
Human immunodeficiency virus (HIV) is a chronic disease impacting 28,846 adolescents
and emerging adults (AEA) aged 13 to 24 in the United States.[1] The ending the HIV epidemic in the U.S. (EHE) initiative focuses on increasing viral
suppression among people living with HIV to 95% by 2025.[2] However, among AEA, only 63% of these youth with HIV (YHIV) are virally suppressed.[3] Patient portals allow YHIV to perform HIV care-related functions such as messaging
the health care team, reviewing clinical notes, checking laboratory results, scheduling
appointments, and requesting HIV medication refills.[4] However, leveraging the patient portal to achieve EHE goals may be limited by the
fact that YHIV populations are more likely to be Black/African American, have lower
health literacy, and have lower socioeconomic status, all factors that have been associated
with lower portal access.[5]
[6]
[7] Still, AEA report that reading notes in the portal is meaningful for feeling engaged
in care, improving the relationship with their health care team, and that the portal
can support behaviors related to medication adherence and improving HIV care.[8]
[9] Additionally, parents/guardians that provide social support to YHIV may also consider
using the patient portal helpful with coordinating their child's HIV care.[10]
Adolescence and emerging adulthood are characterized by growing independence, self-determination
and high rates of behavioral health risks, exacerbation of chronic health conditions,
and low health care utilization.[11]
[12]
[13]
[14]
[15] The social support, supervision, and care coordination provided by parents/guardians
to YHIV by accessing their patient portal can mitigate gaps in health care engagement
and antiretroviral therapy (ART) adherence.[10] However, when such caregivers have access to the portal it presents challenges to
preserving the patient confidentiality of YHIV.[16] In the next section we define patient portal proxy access, delineate procedural
differences among AEA patients, and discuss risks to patient privacy.
Proxy Accounts and Minor Privacy Laws
Patient portal proxies refer to individuals, such as parents, guardians, or other
caregivers, allowed to access a patient's health information through the portal using
a unique secure login.[17] When a child is under 13 years old, the patient portal account is typically a parent/guardian
proxy-only account. Meaning, the parent/guardian proxy, and not the patient, is the
primary account manager. In many states, adolescent minors between 13 and 17 years
of age may consent to sexual health services and likewise are enabled to be the primary
account manager of their portal.[18] Health care institutions may delegate the patient health information available within
parent/guardian proxy accounts. For example, sexually transmitted infection (STI)
laboratory results, medications, and previously sent messages can be disabled or reduced.[19] However, such intended privacy protections are compromised when parents/guardians
do not use a proxy account, but instead use the patient's login credentials to access
the patient's portal. Such improper authentications are not uncommon, a study across
three institutions found that 64 to 76% of accounts with outbound messages were accessed
by guardians.[20] This is concerning since about 7% of AEA would not seek sexual or reproductive health
care if they believed their parents might find out about it.[21]
Unless incapacitated, patients 18 years and older may voluntarily elect to authorize
patient proxy access to others, including parents/guardians.[19] Proxy access in these cases may also be revoked by the patient. Since proxy access
is voluntary for adults, many studies neglect to examine privacy issues for youth
who are emerging adults that are not quite independent; particularly those that have
chronic conditions and whose parents may still provide care coordination, social support,
and health insurance coverage. Furthermore, there is little qualitative research providing
insight into the perceptions and preferred parameters of parental/guardian access
to patient portals among both AEA living with HIV.
Study Purpose
To address the above-mentioned research gaps, the current study uses qualitative research
methods to examine perspectives about patient portal privacy in the context of AEA
with HIV and the roles of parents/guardians in supporting their HIV care.
Methods
Study Overview
This study was a supplemental study to a randomized controlled trial investigating
a technology-enhanced directly observed therapy and community-based nursing intervention
for increasing ART adherence among YHIV aged 13 to 25 years (identifier: NCT 03600103).[22] Eligible participants for the current study were aged 13 to 25 years, living with
HIV, and receiving care at the study site's AEA clinic, and had consented to be contacted
for future studies.
A team of trained research assistants recruited YHIV participants using patient lists
from the parent study. Semistructured individual or paired in-depth interviews were
conducted among YHIV participants between May 2022 and March 2023. During the interview,
we asked participants to discuss the role of their parents/guardians in supporting
HIV care and how they felt about parents/guardians having access to their portal.
Participants completed an online postinterview survey to collect information on age,
race, and use of patient portal functions. Health care workers (HCWs) at the study-affiliated
AEA clinic were purposively recruited to participate in interview sessions to add
HCW perspectives to what was shared by YHIV. All interviews were conducted using Zoom,
lasting between 30 and 60 minutes. Sessions were audio-recorded and transcribed verbatim.
Saturation was reached when no new themes were achieved beyond two interviews. Participants
received a Visa gift card; 65.00 USD for patients and 50.00 USD for HCW. This study
was approved by the institutional review board (approval no.: IRB00299232) and informed
consent was obtained according to its ethical standards.
Data Analysis
Thematic analysis methods were selected to examine YHIV perspectives and practices
about parental/guardian portal access, due to its utility in seeking to understand
experiences, thoughts, and behaviors.[23] Using an inductive approach, the principal investigator developed a master codebook
and two researchers independently coded the transcripts in Atlas.ti. We used MS Excel
to organize salient topics and themes from HCW interviews. The research team routinely
met to iteratively discuss and refine emergent codes, identify themes, and highlight
congruency and contradictions in the data. Differing interpretations of the data were
discussed at length between researchers and agreement reached on all topics.
Results
Sample Characteristics
In total, 16 YHIV and four HWCs: one physician (HCW1), two nurse practitioners (HCW2
and HCW3), and one front desk staff (HCW4) participated in interviews. YHIV ages ranged
from 13 to 25 years, 15 identified as Black/African American, and 10 acquired HIV
perinatally (PHIV; [Table 1]). Most sampled participants considered parental/guardian access as acceptable (10/16);
parental/guardian access was unacceptable among 4 of 16 participants. Three participants
had parent/guardian proxy accounts; two had the proxy-only accounts in use, whereas
the other proxy account was inactive. Participants described three modalities for
parental/guardian access to their portal: (1) proxy access accounts; (2) shared viewing
(i.e., viewing together in the same physical or virtual space without disclosing passwords);
or (3) sharing passwords with the parent/guardian.
Table 1
Sample characteristics among youth living with HIV aged 13 to 25 years, N = 16
I.D.
|
Sex
|
Age (y)
|
Transmission type[a]
|
Most recent viral load (copies/mL)
|
Date of viral load
|
Ever used portal
|
Parent access acceptable
|
Proxy account status
|
P01
|
Female
|
21
|
WSM
|
< 20
|
October 18, 2022
|
Yes
|
No
|
No proxy
|
P02
|
Female
|
21
|
Perinatal
|
45.9
|
April 8, 2022
|
Yes
|
No
|
No proxy
|
P03
|
Female
|
22
|
Unknown
|
< 20
|
August 12, 2022
|
Yes
|
Missing Data
|
No proxy
|
P04
|
Female
|
20
|
Perinatal
|
52.2
|
August 4, 2022
|
Yes
|
Yes
|
No proxy
|
P05
|
Male
|
25
|
MSM
|
< 20
|
August 15, 2022
|
Yes
|
Yes
|
No proxy
|
P06
|
Male
|
22
|
Perinatal
|
< 20
|
April 28, 2022
|
Yes
|
Yes
|
No proxy
|
P07
|
Male
|
20
|
MSM
|
< 20
|
June 22, 2022
|
Yes
|
No
|
No proxy
|
P08
|
Male
|
25
|
MSM
|
< 20
|
September 5, 2022
|
Yes
|
No
|
No proxy
|
P09
|
Female
|
20
|
Perinatal
|
< 20
|
August 5, 2022
|
Yes
|
Yes
|
No proxy
|
P10
|
Female
|
23
|
WSM
|
< 20
|
August 23, 2022
|
Yes
|
Yes
|
No proxy
|
P11
|
Female
|
21
|
Perinatal
|
5,820
|
September 29, 2022
|
Yes
|
Yes
|
No proxy
|
P12
|
Female
|
16
|
Perinatal
|
< 20
|
November 4, 2022
|
Yes
|
Inapplicable
|
No proxy
|
P13
|
Female
|
22
|
Perinatal
|
< 20
|
November 7, 2022
|
Yes
|
Yes
|
No proxy
|
P14
|
Female
|
13
|
Perinatal
|
< 20
|
August 11, 2023
|
No
|
Yes
|
Yes (proxy only)
|
P15
|
Female
|
16
|
Perinatal
|
< 20
|
August 22, 2022
|
No
|
Yes
|
Yes (inactive)
|
P16
|
Female
|
13
|
Perinatal
|
< 20
|
February 8, 2023
|
No
|
Yes
|
Yes (proxy only)
|
a MSM and WSM refer to men who have sex with men and women who have sex with men, respectively.
b Participants of the two paired interviews included (P07 and P08) and (P12 and P13)
Portal Functions Used
Participants reported the use of multiple portal functions (13/16). Among users, the
most common uses were to check STI laboratory test results, to check other laboratory
test results, and to check medical history (10/13). Other uses included sending messages
to HCWs (9/13), scheduling appointments (9/13), reviewing clinical notes (7/13), and
requesting medication refills (7/13).
Thematic Analysis
Several themes emerged from the two primary focus areas of the study: (1) parental
role in HIV management and (2) parental access to the patient's portal. The role of
parents in helping participants manage living with HIV ranged from strong reliance
to parents/guardians not having any role at all. Similarly, there were various degrees
to which our study participants were willing to provide access to the portal. Some
preferred that parents/guardians maintain full access; some were okay with partial
access, whereas others did not want to give any access.
Parental and Guardian Role in HIV Management
Parental and Guardian Role in HIV Management
Dynamic Support
Some participants reported that their parents/guardians have dynamic roles in supporting
their HIV management and overall wellness ([Table 2]). When asked about her parents, P15, a 16-year-old participant, indicated that she
considers her parents to have a significant role in helping her manage living with
HIV.
Table 2
Themes and selected quotations for youth with HIV perspectives on parental/guardian
roles in HIV management for the participant
Theme
|
Quotations
|
Dynamic support
|
“Oh, my mom helps. I had a real problem staying on top of it—it was bad. Taking my
medications. If I had it myself, I wouldn't take it. So, my mom would have it and
give it to me when I needed to take it.” P04
|
“They have a big role. They take me to the hospital; they go get my pills; they make
sure I'm okay and make sure my medicines are on track.” P15
|
“Like she would tell me like, even on your worse days, don't forget, like keep taking
medicine, so I was like okay. I keep taking them, no matter what I do I just keep
taking on it, you know. […] She tells me to keep going even if I am sad about it.” P02
|
“Definitely financial support. I'm on their insurance so that helps a lot. They are
always like giving me money for like co-pays or whatever.” P09
|
Transitioning of reliance
|
“[…] it was more so when I was younger; they were on top of that. Now that I'm more like
older they aren't really on top of it as much. They just remind me here and there,
and they just, you know, trust that I'll take care of myself.” P12
|
“So, my mom would have [my medications] and give it to me when I needed to take it.
But then I was going off to college and my doctor was like well, you need to start
getting into the habit of you know, taking your medicine.” P04
|
Independence
|
“They haven't helped me with anything. I've done everything on my own.” P05
|
“I tell people all the time; I rather die than you help me out.” P01
|
They have a big role. They take me to the hospital; they go get my pills; they make
sure I'm okay and make sure my medicines are on track.
This comment demonstrates the multiple capacities in which some patients may rely
on parents/guardians, including connecting with access to care through transportation,
delivery of ART medications, following up on ART adherence, and a nurturing aspect
to ensure that they are okay. Another participant, P02, described that as a younger
child, her mother often encouraged her to take ART medications by saying, “No matter
how you feel, take your medication.” P02 also shared that her mother did not disclose
to her that she had perinatally acquired HIV until late adolescence and she had no
awareness of why she was taking the medications.
Transitioning of Reliance
For PHIV participants, parents/guardians were described to have roles in supporting
their HIV care in childhood prior to adolescence and emerging adulthood. Some PHIV
participants described taking on more responsibility with their care as they grew
older from adolescence into emerging adulthood. For example, P04 recalled counsel
from her doctor to take more responsibility for keeping up with her medication.
But then I was going off to college and my doctor was like well, you need to start
getting into the habit of, you know, taking your medicine.
This comment demonstrates an expectation for YHIV to transition from relying on parents/guardians
for HIV care support to becoming more self-reliant as they get older.
Independence
A few participants explicitly described themselves as “on my own” and without parental
support for managing their HIV care. P05 expressed a notion of solitude in supporting
his own wellness since acquiring HIV.
They haven't helped me with anything. I've done everything on my own. I fought on
my own, I cried on my own, all that, by myself.
Reasons for independence were contextual. For example, P01 described herself as independent
and avoids asking others for help. For her, accepting help from others leaves the
potential for them to “throw it up at [her] face” later. Similarly, P02 distanced
herself from parental support due to conflict. Her mother's decision to delay HIV
disclosure until late adolescence created tension and mistrust to what was once a
supportive relationship in encouraging ART adherence.
Parental Access to the Patient Portal
Parental Access to the Patient Portal
Consent
Many participants reported amenability to parental/guardian access to their portals
([Table 3]). These participants were also comfortable with parents/guardians having uninhibited
access. For example, in the case of P14, aged 13 years, her portal account is proxy-only,
registered, and linked solely to her father's email account. Some participants described
sharing their passwords with parents/guardians to allow them to gain access.
Table 3
Themes and selected quotations for youth with HIV perspectives on parental access
to the participant's patient portal
Theme
|
Quotations
|
Consent
|
“I don't have a problem with them logging in.” P10
|
“I gave my mom permission because you can give your parents' permission on the APP
[…] so being able to share your password with your parents, give them consent.” P13
|
Confidentiality
|
“No, she don't need my business. I ain't in her business; she don't need to be in mine.” P01
|
M: “Are there things in your patient portal that you wouldn't want to share with your
mom?”
P15: “Yeah, because, like last time I had this meeting with um, a lady
And we were talking about stuff…”
|
“I wouldn't feel like that would be a good thing, I mean but I've never thought about
having her in my [portal], so, because of family [..], no.” P02
|
Barriers
|
“My mom is not very good at technology, and I don't think she wants to be good at technology
[…] So the [portal] thing, she thinks of it as a hassle.” P12
|
“If he has it would be a good idea for him to use it, […] Like he can go through a
PlayStation 4 console all day he wants, but he doesn't know how to go through the
[portal] and how to communicate with doctors and whatnot.” P06
|
“Anything she wants to know, she has like authorization over my records to she would
just call them. […] So she if she wanted to know something she would just call; she
wouldn't use an APP. She is more comfortable calling.” P04
|
P05, aged 25 years, who expressed his independence, described his considerations for
consenting to parent/guardian access to his portal as the ability for his parents
to know what is going on with his medical care in case of an emergency or “if something
happened” to him. These quotations highlight that YHIV who are over 18 or whose parents/guardians
do not have a role in helping them manage living with HIV, may be open to their parents/guardians
having full access to their portal.
Confidentiality
Some participants described confidentiality as a reason for not providing portal access
to their parents. For example, P01 emphatically expressed the need for privacy between
her and her mother, stating “I ain't in her business; she don't need to be in mine.”
For participants like P01 and P02, confidentiality emphasizes the boundaries maintained
with their parents/guardians in receiving support related to HIV care ([Table 3]).
P15 described her parents as having a significant role in helping her manage living
with HIV and said that there is some information in her health records that she would
prefer to shield from her parents/guardians ([Table 3]). The presence of P15's mother during the interview may have contributed to her
reluctance to elaborate on the matter. Yet the quote highlights that an adolescent
patient may desire patient–clinician confidentiality and may adjust what is disclosed
to an HCW given their understanding of whether this information will be shared with
a parent/guardian. Together quotations within the theme of confidentiality demonstrate
the importance of YHIV having the ability to control the types of health information
that are private.
Barriers to Parental Portal Access
Some patients described their parents as unable to navigate the patient portal. For
example, P12, who has taken on much of the responsibility of managing her HIV care
as she got older, is okay with her mother accessing her portal but also considers
her mother as “not very good with technology” and thinks of MyChart as a “hassle.”
On the other hand, P06, whose mother passed away, expresses frustrations with his
father's inability to navigate MyChart for the sake of his younger special needs brother
living with HIV ([Table 3]).
Like he can go through a PlayStation 4 console all day he wants, but he doesn't know
how to go through the MyChart and how to communicate with doctors.
Quotations highlight the importance of patient portal ineptitude as a barrier to parental/guardian
access and how methods other than the portal may be preferred by parents/guardians
for connecting with information and communicating with HCWs.
Health Care Worker Perspectives
Health Care Worker Perspectives
Facilitating HIV Care with Families
The benefit of parental/guardian access to portals was described as facilitating HIV
care support for YHIV. HCW1 expressed that the goal of parental/guardian MyChart access
is to “help organize the youth and their care,” such as being informed about upcoming
appointments and ensuring medications are refilled ([Table 4]). How the parent/guardian uses the portal in relation to their child's HIV care
was perceived by HCW3 as reflecting parenting style.
Table 4
Themes and selected quotations from health care workers, perspectives on parental
access to their patient's patient portal
Topic
|
Theme
|
Quotations
|
Facilitating HIV care with families
|
Benefits of parents having access
|
…it's helpful because they will know about upcoming appointments and get reminders
about upcoming appointments and be able to…I think you can order refills with MyChart,
and see when how many refills you have left; and those sorts of coordination functions,
I think, it would be really helpful for our parents to have.—HCW1
|
Preference for the portal as a communication tool
|
I actually prefer getting the messages from families, whether they need to request
an appointment or if something is going on, I think it's a much more efficient method
of communication with the families than having to track people down on the phone.—HCW3
|
Cellphone correspondence with patients
|
Our nurses have cell phones and use those cell phones to send reminders to patients
and communicate with patients…and similarly, the parents tend to have the nurses work
cell phones also.—HCW1
|
Caution to texting
|
We're having a lot of texting going on between our young adult patients and the nurse
case managers and social work and I do wish […] that that could be in the medical
record so everybody knows what's going on because often, I'll ask if something is
going on with someone, they said “Oh, we've been texting back and forth,” and I've
looked in the chart and there isn't anything there.—HCW3
|
Signing up adolescent minors
|
Facilitating communications during patient registration
|
when parents are sitting at the desk, I'll say, “Can you ask the child, 'Do you have
a cell phone?'” And they'll say yes. Or they'll say no. Or sometimes if they're there
and the parents are sitting right in that space, the parents say, “No. Go ahead and
use my telephone number.” And that's when you say, “Well, I'll go ahead and print
the information out because if the parent is not willing to let the child sign up
for it that way, this gives the child still access to it.”—HCW4
|
Facilitating communications during patient visits
|
I mention that—“Okay, so do you have access to MyChart?” And almost always this conversation happens
with the patient and the parent or guardian right there so we can all be on the same
page, and then as I'm either setting-up MyChart or checking out if they have access
to MyChart I say “Okay, so who is signing-in to MyChart? Is it you or the guardian?”
And depending on what they say I say “Okay, so we want to make sure we have proxy
access now that you're in the adolescent years,” and I say “But by policy, once they
turn 12 we make sure that they have proxy access because we're starting the work to
making sure that they feel like they're becoming more and more skilled in independence
in terms of being comfortable talking with their providers, having access to their
medical information, and so one of the first steps we do in that is making sure that
the patient has their own access and the parent has their own access.” And so then
I say “We can give you [proxy access]”—and I right there set them up. I say “Okay,
so what's your name?” Honestly, I usually say that spiel and then just transition
right into “Let's set it up,” and they usually are—they're just happy to know that
they're still gonna be having access.—HCW2
|
Sharing portal passwords with parents/guardians
|
Opportunities to discuss proxy accounts with parents/guardians
|
Now that you mention it, certainly those parents that I'm getting messages from the
parent under the kid's name, those are the parents who I should reach out to and get
connected to setting up their own proxy. I think that's a really good idea. […] That
would be much better than the sharing of the passwords, because then I think you can
probably set some parameters on what that proxy can and can't do as opposed to them,
having access to everything.—HCW1
|
Pressures to share patient portal passwords with parents/guardians
|
[…]then there's a couple patients who will give their parents their password, and they're
like 19, for example, in college, but they have a really close relationship with the
parent, and then there's a little bit of “I feel like my mom's gonna think I'm hiding
something from her if I don't give her my password,” and so then every now and then
I'll see a parent logging in saying “Hey, this is so-and-so's mom,” but they're logged
in as the patient, and they say who they are, but they have full access, and so it's
interesting, because once they turn 18 in my perspective I don't have to worry as
much about what's hidden and what isn't, because the patient is supposed to be the
only one who can see it, and at that point, the patient is the one giving access to
other people, but there might be some element of coercion there because they're not
fully independent at that age, especially if they're going to college and still financially
are dependent on their parent.—HCW2
|
Navigating a novel landscape of patient portal requirements
|
Modifying clinical documentation
|
I used to write about sexuality…their sexual history. I don't need to kind of write
a paragraph about it and it doesn't really add that much to the whole story of what
I need to do that day, and what the point is. And so that's why they just kind of
be more parsimonious with what I'm documenting.—HCW1
|
Challenges to confidentiality
|
So, results of labs or documentation. Um, that could kind of limit the child to confidentiality
about their own medical care. So, results of STD testing which is related to sexuality
that are documented in the chart; that could be a risk if the parent hadn't been told
those things by their child, and that may make things uncomfortable for the adolescent
if they're apparently learning this thing.—HCW1
|
Qualifying applications of information blocking
|
“Some of the notes can be kept confidential […] the ways the laws are written […] you
have to be careful about what you mark and it has to be clearly detrimental to health
and wellbeing. […] we've had a lot of discussions in the adolescent staff meetings
trying to make sure that what we think is protected is really protected from the adults
and there's also a banner that comes up in Epic about whether information is shared
via proxy or not shared with the proxy for the account in those patients that have
MyChart.—HCW3
|
There are some adults that understand the need for developing autonomy and to give
the kid space and kind of monitor, but not be overbearing. There are others that are
totally in their stuff and it's problematic. Then the third type is the one who really
doesn't care at all and the kids are basically on their own.
HCW3 expressed the portal as her preferred method for communicating with families
([Table 4]). It was also acknowledged that patients are likely to communicate with HCWs outside
of the portal ([Table 4]). HCW1 considers texting with HCWs as a likely faster method of correspondence.
However, HCW3 cautioned that cellphone texting may leave some HCW team members in
the dark about what communication has occurred ([Table 4]). HCW1 went on to express the importance of allowing patients to utilize their preferred
communication methods with HCWs.
Signing Up Adolescent Minors
HCW4 described that once patients are 13 years of age, she solicits the patient's
cellphone number during the registration process to directly send the patient a link
to sign up for the portal. Outcomes of this process can be determined by whether the
parent is present, whether the patient has a phone number or email, and how involved
the parent is in their care ([Table 4]).
HWC4 further described that there were adolescent minor patients who want their parents
involved and to answer questions during the registration process on their behalf,
whereas other patients may be more secretive.
Some children, want their parents involved. But some children are more secretive.
And they don't want their parents to know about half the things that they are doing…
Sometimes parents/guardians may register a child's patient portal using their own
e-mail and phone number. HCW4 talked about this, adding that this means the patient
does not receive communications from their clinicians.
You're not texting the child. You're actually texting the parent […] And the child
gets none of it. And the parent will know when the appointment is and the child will
only know what the parent is telling them.
Some HCW participants described that during the clinical visit, they have conversations
with patients about signing up for the portal ([Table 4]). These quotes highlight that while there are goals to set up adolescent minors
with a unique portal account, the process may be complicated by the patient's ability
to successfully provide unique contact information and the nature of parental involvement.
Sharing Portal Passwords with Parents/Guardians
Similar to having the patient's portal account registered under a parent's phone or
email, sharing passwords with parents can be challenging to preserving patient confidentiality
as well as providing HCWs with clarity about whom they are communicating with via
portal messages. In the string of correspondence, the parent may not always disclaim
that it is the parent; therefore, the HCW may get confused about who they are speaking
to. HCW1 described cases where parents send messages using their child's account as
opportunities to share information about setting up their proxy account to reduce
confusion and allow patients to set parameters on what is available to the parent/guardian
through proxy access ([Table 4]).
HCWs described the pressure that some AEA patients experience to share their login
credentials with parents/guardians as an element of coercion or differential power
dynamic. HCW2 shared the story of an emerging adult patient who felt the need to share
their portal password to prevent parental mistrust ([Table 4]).
Navigating a Novel Landscape of Patient Portal Requirements
HCWs referenced receiving information and trainings about changes taking place related
to the 21st Century Cures Act Final Rule. HCW1 shared that he now considers patient
and parental/guardian access to clinical notes; therefore, he has become more cautious
and parsimonious in his documentation ([Table 4]). HCW1 also cautioned that if information, such as STI laboratory test results,
is accessible to the parent, it could limit a child's sense of confidentiality about
their medical care, particularly if the parents have not been previously informed
about this aspect of the patient's sexuality ([Table 4]).
Among HCWs, there appeared to be some issues in recalling and understanding specifics
of new patient portal practice requirements. HCW1 could not remember the particulars
about what information about patient proxy accounts was shared, also indicating that
he receives a lot of information, and some information is filed away to “look up when
I need to know it.”
With regard to information blocking, HCW2 stated that if the patient expressed that
they do not want anybody to find out they are getting tested and there is concern
somebody else will access the patient's account, she will block the visit.
I end up blocking a lot of things just to be safe, […] if the patient is telling me
they really don't want anybody to find out they're getting tested…
However, HCW3 alluded to more nuanced requirements for documenting the justification
for blocking information ([Table 4]). These comments suggest that information disseminated to HCWs within a health system
about proxy accounts may be disconnected from practice.
Discussion
Principal Findings
Our study investigated YHIV's perspectives on parental support and access to patient
portals. The majority of YHIV participants were comfortable with their parents/guardians
having full access to their portal and report parental/guardian use of the portal
as a mechanism for accessing patient health information and for coordinating their
HIV care. However, some YHIV reported a lack of technology savviness as a barrier
to portal use among their parents/guardians. Interventions focused on building the
skills of AEA patients as well as their parents/guardians to navigate the portal may
serve YHIV in helping to manage living with HIV.[24]
[25] Parental/guardian accessing of YHIV patient portals either via shared passwords
or by parents/guardians using their own contact information to register their child's
portal was also raised as a multitiered concern.[20] Concerns included compromising the confidentiality of patients and sometimes confusing
the health care team about who is authoring messages to HCWs.
Privacy and Indirect Perceived Coercion
Our findings also highlight concerns about patient privacy and parental/guardian coercion
to share passwords as relevant to both adolescent and emerging adult patients.[26] HCWs discussed that emerging adults still dependent on parents/guardians financially
or for health insurance or emotional support may feel tremendous pressures to share
passwords with their parents. Within the spectrum of parent typologies, from the overbearing
heavily involved to the uninvolved and indifferent, some parents are weary about youth
receiving health services without their knowledge and guidance.[27] Using instances of parental/guardian communication with an HCW using the child's
portal account as an opportunity to encourage discussions and education about proxy
accounts with patients and their parents/guardians may be a helpful intervention.
On a programmatic scale, interventions that flag and intervene on accounts with matching
parent and patient email or phone information may also reduce frequency of parents/guardians
registered as their children.[28]
[29]
Confidentiality: Congruency and Contradiction
Findings demonstrate heterogeneity in YHIV perspectives about parental/guardian access
to patient portals; further, these perspectives were sometimes incongruent between
participants when considering age and the described role of their parents in supporting
HIV care. For example, most participants connect parental access to the portal as
facilitators of supporting their HIV care. However, one participant who expressed
not having parental support in their HIV management, still valued parental access
as being important. He felt that, if something were to ever happen to him, then he
would want a parent to have access to all of his medical records. On the other hand,
an adolescent participant who is both strongly reliant and prefers for her mother
to manage her HIV care expressed being more comfortable with partial access. Having
the ability to parse out the availability of medical information to parent/guardian
proxies, such as receipt of sexual health services, will help to protect patient confidentiality.
HCWs must also be agile in employing new strategies to protect patient confidentiality,
such as modifying clinical documentation practices within the portal.[30] Such findings highlight the responsibility of HCWs and electronic health record
portal administrators to understand the various patient preferences for sharing access
with parents/guardians.
Health Care Transitioning from Adolescents to Young Adults
The role of parent/guardian relationships strongly supportive of HIV medication adherence
and well-being was particularly salient among those with PHIV and evolved from early
childhood, to adolescence, and into emerging adulthood.[31]
[32] Data suggest that approximately 83% of youth with special health care needs, such
as YHIV, do not meet the national performance measures for health care transitions
from adolescence to adulthood.[33] Consequences of inadequate transition interventions are severe,[34] including medical complications,[35]
[36]
[37]
[38] problems with medication and treatment adherence,[39] discontinuity of care,[40]
[41]
[42]
[43]
[44] limitations in health and well-being,[45]
[46] and higher care costs.[47]
[48]
[49]
[50] Whether or not YHIV choose to allow parental/guardian access, patient portals will
have a critical role in supporting increased ownership of HIV care coordination during
transitions to emerging adults.[9]
[51]
[52]
[53]
[54]
Limitations
The current study has several limitations, including its qualitative research approach
and small sample size that offsets notions of postpositivist generalizability. Qualitative
inquiries, such as the current study, are directed toward providing in-depth explanations
and meanings rather than generalizing findings.[55] Likewise, the current study does not explore statistical relationships between privacy
preferences and specific covariates; rather, descriptive statistics reported as proportions
are intended solely to describe univariate characteristics of the study sample. Therefore,
future studies that are statistically powered to measure associations of age-adjusted
differences in privacy preferences with factors such as, HIV transmission type and
viral load, are needed. In addition, although patient portals have been in place for
several years, recent 21st Century Cures Act Final Rule requirements and the coronavirus
disease 2019 pandemic have served as catalysts for increasing patient utility and
championing its implementation at an institutional level. Thus, HCWs appear to be
in the relatively early stages of reconciling the new requirements around releasing
information and efforts to protect patient confidentiality. This novelty may also
explain the low number of participants utilizing proxy accounts.
Conclusion
Together, findings indicate critical opportunities to help AEA patients, their parents/guardians,
and HCWs leverage the patient portal in safe and effective ways for supporting medication
adherence and viral suppression among YHIV. HCWs should initiate conversations with
AEA patients to determine preferences for parental/guardian access and to explain
the extent of medical information to be shared, regardless of age and perceived parental
involvement in HIV care. In addition, more work is needed to implement patient portals
with the capacity to give AEA some parameters in customizing what sensitive information
may be available to proxy accounts and to help YHIV transitioning into adolescence
to set up unique parent proxy accounts.
Clinical Relevance Statement
Clinical Relevance Statement
YHIV HCWs should initiate conversations with their patients to determine preferences
for parental/guardian access and confidentiality and to explain the extent of medical
information to be shared, regardless of age and perceived parental involvement in
HIV care.
Multiple-Choice Questions
Multiple-Choice Questions
-
In this study, YHIV report using the patient portals for the following tasks related
to HIV care, except:
Correct Answer: The correct answer is option d. Participants did not report on tracking BMI for
HIV care in this study.
-
According to study findings, sharing patient portal passwords directly with parents/guardians
may likely:
-
Eliminate all risks of security breach
-
Confuse HCWs about who is authoring messages
-
Limit the amount of medical information available to parents
-
Prevent patients from having to reset passwords
Correct Answer: The correct answer is option b. It was reported in this study that a HCW can become
confused about who is authoring a portal-based message when parents/guardians send
messages using their child's patient portal account without identifying themselves.