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DOI: 10.1055/s-0044-100228
Physiotherapy and Occupational Therapy in Acute Neurology
Correspondence
Publication History
Publication Date:
04 April 2018 (online)
- Abstract
- Introduction
- Tasks of Physiotherapy and Occupational Therapy
- Note
- Goals of Treatment
- Note
- Discussion
- Conclusion for Clinical Practice
- References
Abstract
Therapy of neurological patients comprises, beyond medical treatment, the treatment of functional deficits which result from a neurological disease such as stroke. Physiotherapy aims at enabling bedridden neurological patients to become mobile again using training of movement and coordination. In cooperation with occupational therapists, patients are trained to become able to perform activities of daily living again. In addition, multimodal activating/assisting exercises are mandatory to counteract the deficit-related development of joint contractures. The rationale for these exercises are neurophysiological findings about postlesional cerebral plasticity. Moreover, parametric scales have been developed to assess neurological disturbances and to monitor their resolution in an observer-independent fashion. This allows communication across institutions and to assess the efficacy of physiotherapy and occupational therapy.
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Introduction
Neurological disorders are associated with impaired motor function, including paresis, so-called extrapyramidal signs, such as spasticity and rigidity, and impaired sensorimotor control and movement conception. Physiotherapy and occupational therapy complement the medical treatment of neurological patients by helping patients on the behavioral level to overcome disease-related functional impairments. In the past, neurological patients with motor impairments were treated with therapies based on outdated concepts (Bobath, proprioceptive neuromuscular facilitation (PNF)), inducing synergistic movement patterns with the help of therapeutic stimuli [1]. By contrast, the core element of modern, neuroscience-based treatment approaches is active, repetitive training of a defined movement or movement sequence. For this purpose, “isolated sensorimotor training” and “task-oriented training” are used [2] [3] [4]. According to experimental studies, these exercises can be supported by rhythmic acoustic stimulation [5], bilateral training [6] as well as motor imagery [7] and mirrored movement observation [8] [9]. With this approach, the restoration of motor skills after injuries to the nervous system is understood as a motor learning process based on the plasticity of the brain [10] [11] [12].
Neurological departments are dedicated to the diagnosis and management of acute neurological conditions, such as stroke and inflammatory diseases of the nervous system, e. g., multiple sclerosis and Guillain-Barré syndrome, as well as to providing in-patient care, including differential diagnostic assessments and specialized therapies, for patients with chronic neurodegenerative diseases, such as normal pressure hydrocephalus and Parkinson syndromes. During the hospital stay, the key element of patient management is pathogenesis-oriented drug or interventional therapy [13]. In addition, functional impairments resulting from neurological disease are treated with physiotherapy and occupational therapy according to their clinical impairments. While motor learning and the processes involved in postlesional plasticity of the brain are long-term in nature, the mean duration of a stay on a neurological ward in Germany is currently only 6 days [14]. Consequently, the timeframe of hospitalization during which physiotherapy and occupational therapy can be administered and possibly show effect is very short.
Since physiotherapy and occupational therapy require significant staff resources, the health economic question arises whether these treatment modalities should still be offered in acute neurology. Furthermore, neurophysiological and clinical studies have shown that the process of functional recovery, e. g., after ischemic stroke, can be very dynamic during the first few days, due to reperfusion, regression of secondary processes, such as disappearance of concomitant vasogenic cerebral edema, and perilesional molecular remodeling [11] [12]. Because of this so-called spontaneous recovery, it is difficult to quantify the effects of physiotherapy and occupational therapy. In contrast, it is undisputed that at later stages of the clinical course intensive physiotherapy and occupational therapy—as provided in rehabilitation facilities during stays of up to several weeks—do have a therapeutic effect [1] [2] [3] [4]. From a clinical perspective, it is still necessary to quickly mobilize the neurological patients and help them to return to a state where they can live independently and are capable of participating in activities of daily living. In addition, it is necessary to comprehensively document improvements in patient status during recovery/deficit-oriented physiotherapy and occupational therapy as objectively as possible to ensure optimal communication at the interfaces of care, for example at the transition from acute neurology to a rehabilitation facility. In view of the above, the current discussion of validated/evidence-based treatment methods in neurorehabilitation shall be extended to acute neurology.
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Tasks of Physiotherapy and Occupational Therapy
The tasks of physiotherapy and occupational therapy differ between the neurological diseases. In patients with stroke, the primary goal is restoration of compromised function. Here, the aim of physiotherapy is to mobilize bedridden patients using active range-of-motion exercises in bed. If possible, patients are mobilized to sitting position and ultimately to standing position ([Fig. 1]). Subsequently, the patients’ standing and walking abilities are trained with balance exercises. In addition, patients receive targeted training of fine motor skills. Here, occupational therapy exercises focus on the execution of activities relevant for daily living. Besides motor and sensory function, perception and cognition are trained with exercises focusing on the use of objects. Furthermore, multimodal active-assisted exercises help to prevent joint stiffness in limbs with restricted mobility. In bedridden patients, these exercises also help to prevent pneumonia and deep vein thrombosis. In patients with chronic neurological disease, by contrast, the goal is to record test-related or treatment-related improvements of a defined deficit, for example, improvements of gait associated with a “tap test” or treatment with dopaminergic medication in a patient with Parkinson’s disease.
A characteristic feature of physiotherapy and occupational therapy is that a neurological deficit has to be identified and recorded before treatment can be applied. Thus, it is essential to comprehensively record and clearly describe neurological deficits. Since motor function can only be determined during execution of movements, diagnosis and treatment very often make use of the same tasks. Since the therapists use their senses as measuring instruments, their respective level of experience is the basis for a differentiated diagnostic assessment and the choice of treatment. Thus, the therapist should support the patients in their movements as much as needed, but as little as possible, always strengthening the patients’ confidence, for example, in standing and walking.
Here, a special challenge—in particular in a treatment team—is to record deficits as objectively and clearly as possible. This is critical for patient monitoring as it allows to provide evidence of functional improvements. Recently, disease-specific, but also deficit-oriented metric scales have been developed for this purpose ([Table 1]). The reason for the multitude of scales described in the literature is the fact that different scales have been created for the various diseases and research questions. However, whether the existing scales measure/record objectively and plausibly comparable parameters is subject to controversy. Nevertheless, calls for making evidence-based guidelines the basis for treatment decisions to improve quality in healthcare continue to become more widespread [1] [15]. Guidelines offer healthcare professionals an opportunity to systematically apply scientific insights according to their evidence base [16] [17] [18] [19] [20]. Another aim is to record and improve the quality and efficiency of the work of healthcare professionals to increase transparency in clinical practice [17] [20] [21]. Furthermore, this approach is used to reduce variability in the services provided by healthcare professionals and, in doing so, justify the services provided to external stakeholders, such as funding agencies [15].
1. Verbal contact |
2. Tactile contact |
3. Active-assistive movements/passive movements |
4. Arm function exercises |
5. Mobilization to sitting on the edge of the bed |
6. Mobilization to standing position in front of bed |
7. Mobilization to walking |
8. Balance exercises |
Strategic pathway: → supine position → side position → sitting position → standing position → ambulation |
Note: |
Examples of objective and valid methods to assess performance limitations due to functional impairments include the Tinetti test [22] and the DEMMI test [23]. These scales are designed to help record the extent to which the ability to stand and to walk has been restored in a patient after treatment. As the result of validation studies, these (and comparable) tests using semiquantitative metric scales ([Table 1]) have been published in recent years as a basis for national and international guidelines. For example, the German Society of Neurorehabilitation (Deutsche Gesellschaft für Neurorehabilitation, DGN) developed a clinical (S2e) guideline on the rehabilitation of mobility after stroke which describes target parameters [24]. With a similar intention, the Royal Dutch Physiotherapy Association (KNGF) created a guideline, supporting the use of outcome measures at defined time points and interventions with proven effectiveness and prognostic determinants in daily practice [25]. Key aspects of these guidelines include task-specific and setting-specific training scenarios in combination with treatment methods, such as Bobath, Affolter, Brunnstrom or PNF [1] [25], which are still in widespread use, but based on outdated concepts. Even though it is unlikely that these guidelines can be fully applied to patient groups in an acute neurology setting, including stroke units, some insights and principles may well be used to quickly restore the original functional and performance status in patients even during a very short treatment episode, taking into account the patient’s general health status. To achieve this, however, it is necessary to first define treatment goals.
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Note
In acute neurology, physiotherapy and occupational therapy shall help patients to overcome their functional deficits as well as to record the improvement of impairments using suitable scales.
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Goals of Treatment
In the acute phase of a neurological disease, the treatment goals of physiotherapy and occupational therapy are defined by the severity of the functional deficit, while the disease-specific pathogenesis of the respective neurological disorder, which determines the medical management, is of secondary importance. The aim of physiotherapy and occupational therapy interventions is the ultimately complete restoration of the patient’s ability to live independently. Therefore, early goals, focusing on the fastest possible recovery from functional neurological deficits, are at the center of these interventions. The early treatment goals are directed on both physical mobility and arm-hand function addressing the individual needs of the patients ([Fig. 1]). Sequential subgoals are defined and then addressed successively in a diagnostic and at the same time therapeutic fashion in severely impaired or even bedridden patients who have the potential to be mobilized ([Table 2]). A number of tests with various semiquantitative metric scales have been developed and validated for clinical use to standardize and objectify diagnostic assessments and make these comparable, e. g., when following-up patients. Some basic, easy-to-use and validated tests to assess various aspects of body control in neurological patients are compiled in [Table 1].
1. Mobility of the body |
1.1 Independent change of position in bed; turning over, sliding back and forth |
1.2. Postural stability when sitting with and without support by feet on the floor |
1.3. Mobilization to stable standing position |
1.4. Mobilization from stable standing position to independent ambulation |
2. Manual abilities |
2.1. Hand-object interaction (touching objects) |
2.2. Grasping objects |
2.3. Hand-mouth transfer |
2.4. Bimanual synergies (washing, spreading butter on bred, opening and closing can) |
2.5. Strengthening of shoulder-arm muscles |
3. Independence (recording with COPM [53] ) |
3.1. Self-sufficiency |
3.2. Leisure activities |
3.3. Productivity |
It should be noted in particular that, besides therapeutic instructions, the therapist’s verbal feedback is crucial for successful treatment. This applies to the complete course of treatment interventions, starting with mobilization in bed, mobilization at the edge of the bed, followed by mobilization to standing position, and finally ambulation. Examples for such measures, which can be varied among each other, are listed in [Table 3]. In addition, physiotherapy and occupational therapy interventions targeted at improving hand function should be started as early as possible to restore the patient’s ability to independently perform manual activities ([Fig. 1], [Table 3]). Occupational therapy focusses on planning, performing and perceiving activities of direct benefit to the patient, such as picking up the toothbrush, taking it to the mouth and performing oral hygiene. With patients understanding that these activities increase their autonomy and promote their independence, their intrinsic motivation to actively participate in the training is stronger. It should be noted, however, that patients with good practice or functional status prior to the start of the neurological disease recover their functional abilities faster and presumably achieve a better functional status compared to patients with no prior training.
1. Verbal contact |
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2. Tactile contact |
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3. Active, active-assistive and passive movements (training against resistance) |
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4. Arm function |
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5. Mobilization of a bedridden patient to sitting at the edge of the bed |
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6. Mobilization of the patient to standing position in front of the bed |
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7. Mobilization to walking |
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8. Balance exercises |
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On a stroke unit, impairments of consciousness, hemodynamic stability and cardiorespiratory reserve are important factors limiting patient mobilization out of bed [26]. In addition, it should be taken into account that mobilization of stroke patients, especially out of bed, is only included in the treatment options after blood pressure stabilization and exclusion of hemorrhage. For the management of patients in intensive care units and similarly stroke units, three key clinical domains for the treatment with physiotherapy and occupational therapy were identified in evidence-based recommendations: criteria to initiate physiotherapy treatment, clinical assessments of the various services provided and evidence for effectiveness of treatment [27]. Especially in patients severely affected by stroke, the following negative prognostic factors are predictive of severe functional impairments or even death: advanced age, female gender, atrial fibrillation, pre-stroke long-term nursing care, neuropsychological deficits, seizures, delirium or psychosis as well as pneumonia and tracheobronchitis [28].
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Note
The goals of treatment are restoration of mobility and manual skills to enable the patient to live as independently as possible.
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Discussion
In neurology, physiotherapy and occupational therapy are key areas of patient management, complementing medical treatment. The goal of these therapies is to restore the ability in patients with neurological deficits to independently perform activities of daily living and to participate in social life. Physiotherapy and occupational therapy complement each other. It should be noted that in neurological practice, speech therapy and neuropsychology play an important role as they extend the range of possible treatments. Speech therapy focuses on improving speech comprehension and speech production and on assessing and safeguarding active swallowing. The disturbances of neuropsychological functions, such as memory, attention (neglect) and action planning (apraxia), are treated by dedicated cognitive training programs. However, in this communication physiotherapy and occupational therapy are emphasized.
In acute neurology, priority is given to mobilization of the patient in bed, mobilization to sitting at the edge of the bed, progression to transfer to standing position, and finally to ambulation. This is complemented by restoration of arm-hand function so that the patient regains the ability to grasp objects and bring food to his mouth. In patients with cerebral infarction, intracerebral hemorrhage or acute relapses of multiple sclerosis, deficits with sudden onset have to be overcome. In patients with neurodegenerative diseases, for example from the spectrum of parkinsonian disorders, the ability to execute movements has to be restored and increasing disability due to disease progression has to be prevented. These measures should already be initiated on the neurological ward during the few days of acute treatment and have to be continued and extended during the subsequent stay in a rehabilitation facility. There is good evidence that physical training should be integrated into the treatment plan of, for example, stroke patients as it contributes to successful secondary prevention with good survival chances [29]. Whether early mobilization after acute stroke improves the prognosis was evaluated in an international trial in which a trend indicative of a positive effect was found [30]. Further goals of treatment include moderate muscle activation, muscle development and reduced time spent in a sitting position as well as targeted secondary prevention of stroke [31].
To develop a suitable personalized set of exercises, therapists have to first identify which functional deficits are present in the patient and then tailor their exercises to these specific needs. This requires a differentiated examination covering all functional systems as known in clinical neurology. Similarly, the physiotherapist or occupational therapist performs a differentiated examination. In addition, therapists will evaluate whether their patients benefit from the treatment and whether their symptoms and functional impairments improve over the course of treatment. However, the description given a therapist is typically influenced by his/her expertise and not necessarily comparable with that of another therapist. Consequently, comparability of the examination method and documentation of findings is essential for the evaluation of changes in functional impairments along a time axis or across various patients. Against this background, various scales were designed to generate objective information about neurological functional impairments, especially in the field of neurorehabilitation. These semiquantitative scales serve the goal of standardizing examination findings to enable better comparisons of impairments between different patients within the treatment team, between different interventions and between different studies [32].
Surprisingly, a number of randomized multicenter trials failed to demonstrate relevant improvements with physiotherapeutic training methods [33] [34]. Likewise, physiotherapy and occupational therapy showed no positive effect on parameters of quality of life in patients with Parkinson’s disease [35]. The problem with large multicenter studies seems to be that in everyday clinical practice a number of factors, such as treatment approach, experience of the therapist team and changes in staff, lead to statistical noise which can conceal positive treatment effects [30]. By contrast, smaller monocentric studies demonstrated that the management of neurological patients does indeed benefit from the integration of specific training techniques [36]. For example, targeted training of hand extension did not only improve the trained function, but resulted in additional degrees of freedom for the hand which contributed to an overall improved hand function [2] [3]. It is also known that certain functions, such as speed of gait, benefit from the extent of a specific gait training [37] [38]. Thus, task-specific repetitive training seems to play a key role in physiotherapy, as it is similarly known from healthy persons learning new practical skills [10] [11] [12]. Morevover, game-like animations have been developed to increase patient motivation for participating in repetitive training aimed at improving the function of the affected extremities [39] [40]. In addition, occupational therapy aims at fostering patient participation. Therefore, the goals and consequently content of occupational therapy are directed at enabling the patient to live independently; with this treatment goal, the functional abilities of the affected extremity are improved.
Yet, there is an important pathophysiological aspect. Size and location of focal brain lesions, such as cerebral infarction, vary significantly between patients. Consequently, initial functional impairments observed in the acute phase after cerebral infarction and the dynamics of recovery may differ widely. The cerebral mechanisms of functional recovery are based on an interplay of various factors, including the extent of structural and functional recovery of the affected functional system, perilesional and interhemispheric plasticity and changes in cortical excitability [41] [42]. Thus, recovery from, for example, hand/arm paresis varies widely with regard to extent and speed, even between patients with similar structural lesions [43]. Because of this variability, effects in individual patients may be concealed in group statistical analyses. For example, a blinded, randomized clinical trial found that more than 6 months after cerebral infarction specific task-related trainings effects were rather small and statistically insignificant [34]. Possibly, single-case time series are better suited to identify treatment effects irrespective of the interindividual differences [44]. Nevertheless, the important question remains as to whether the scales currently in use can differentiate between recovery of function and compensation of deficits.
As shown in [Table 1], the aim should be to use validated methods to record standardized assessments and treatment follow-ups. For example, the DEMMI test for critically ill patients treated in intensive care units has proven to be a reliable instrument to assess mobility [45]. The test was developed when in the Netherlands evidence-based guidelines for critically ill patients were to be established. In order to achieve this, more than 129 relevant studies were prospectively evaluated in a meta-analysis and core criteria to be used as treatment criteria on intensive care units were identified. The insights derived from this type of research approaches should be applied to acute neurology and also validated. Here, the requirements should be that these tests are reliable, easy to use, quickly implemented and are valid. The therapist’s focus should remain on treating patients; the treatment time available for the individual patient must not be compromised by time-consuming documentation of highly diversified test procedures. Thus, the challenge is to define treatment goals in everyday clinical practice and to record noticeable treatment effects in a standardized and comprehensible way. This has the advantage that functional impairments can clearly be communicated between medical facilities. Ultimately, this approach serves the purpose of proving the medical need for physiotherapy and occupational therapy treatments to the funding authorities.
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Conclusion for Clinical Practice
Physiotherapy and occupational therapy are integral part of neurology, supporting patients in overcoming disease-related functional impairments. Using functional scales, treatment progress can be communicated within a treatment team and between healthcare institutions.
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Conflict of Interest
No conflict of interest has been declared by the authors.
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Correspondence
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References
- 1 Nelles G. Rehabilitation von sensomotorischen Störungen. AWMF Leitlinien 2012 http://www.awmf.org/leitlinien/detail/ll/030-123.htm1
- 2 Bütefisch CM, Hummelsheim H, Denzler P. et al. Repetitive training of isolated movements improves the outcome of motor rehabilitation of the centrally paretic hand. J Neurol Sci 1995; 130: 59-68
- 3 Hummelsheim H. Rationales for improving motor function. Curr Opin Neurol 1995; 12: 697-701
- 4 Platz T, van Kaick S, Mehrholz J. et al. Best conventional therapy versus modular impairment-oriented training for arm paresis after stroke: A single-blind, multicenter randomized controlled trial. Neurorehabil Neural Repair 2009; 23: 706-716
- 5 Thaut MH, McIntosh GC, Hoemberg V. Neurobiological foundations of neurologic music therapy: Rhythmic entrainment and the motor system. Front Psychol 2015; 5: 1185 10.3389/fpsyg.2014.01185
- 6 Mudie MH, Matyas TA. Responses of the densely hemiplegic upper extremity to bilateral training. Neurorehabil Neural Repair 2001; 15: 129-140
- 7 Simmons L, Sharma N, Baron JC. et al. Motor imagery to enhance recovery after subcortical stroke: Who might benefit, daily dose, and potential effects. Neurorehabil Neural Repair 2008; 22: 458-467
- 8 Rothgangel AS, Braun SM, Beurkens AJ. et al. The clinical aspects of mirror therapy in rehabilitation: A systematic review. Int J Rehab Res 2011; 34: 1-13
- 9 Dohle C, Püllen J, Nakaten A. et al. Mirror therapy promotes recovery from severe hemiparesis: A randomized controlled trial. Neurorehabil Neural Repair 2009; 23: 209-217
- 10 Seitz RJ, Matyas TA, Carey LM. Neural Plasticity as a basis for motor learning and neurorehabilitation. Brain Impairment 2008; 9: 103-113
- 11 Cramer SC. Repairing the human brain after stroke: I. Mechanisms of spontaneous recovery. Ann Neurol 2008; 63: 272-287
- 12 Cramer SC. Repairing the human brain after stroke: II. Restorative therapies. Ann Neurol 2008; 63: 549-560
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