Results
Literature search from PubMed database for the transoral cervical spine found 9 case
series relevant to the study [[Table 3]].[[6]],[[7]],[[8]],[[9]],[[10]],[[11]],[[12]],[[13]],[[14]] The transoral approach has been found to be effective in treating compression up
to C3 level of the cervical spine in 94% of patients; however, it is associated with
complications such as cerebrospinal fluid (CSF) leak in 7%, wound dehiscence, and
requirement of posterior fusion for additional stability, thus rarely being performed
in recent times. Next search was done for transmanubrial approach to cervical spine
and it found seven case series appropriate for the study [[Table 4]].[[15]],[[16]],[[17]],[[18]],[[19]],[[20]],[[21]] The transmanubrial approach is mainly indicated for the lesion of the cervicothoracic
region providing an access for fusion with rare complications of transient recurrent
laryngeal palsy in 0.8% of them. The next search was directed toward the more common
anterolateral approaches of the cervical spine and categorized into subgroups. The
first subgroup focused on case series of ACDF from 2005 till 2020 and found 19 case
series eligible for the review [[Table 5]].[[22]],[[23]],[[24]],[[25]],[[26]],[[27]],[[28]],[[29]],[[30]],[[31]],[[32]],[[33]],[[34]],[[35]],[[36]],[[37]],[[38]],[[39]],[[40]] The ACDF is effective up to three levels with neurological improvement in 85%–95%
of the patients. The post - operative complications include transient dysphagia, hoarsness
of voice in upto 3% patients, adjacent segment disease in 10%, pseudoarthosis in 3%
and CSF leak and wound hematoma in less than 0.5% patients. The second subgroup comparing
the ACDF versus cervical arthroplasty found 37 articles eligible [[Table 6]].[[41]],[[42]],[[43]],[[44]],[[45]],[[46]],[[47]],[[48]],[[49]],[[50]],[[51]],[[52]],[[53]],[[54]],[[55]],[[56]],[[57]],[[58]],[[59]],[[60]],[[61]],[[62]],[[63]],[[64]],[[65]],[[66]],[[67]],[[68]],[[69]],[[70]],[[71]],[[72]],[[73]],[[74]],[[75]],[[76]],[[77]] This subgroup analysis showed that all patients have significant improvement in
the neck and arm pain score in the arthroplasty group compared to ACDF with lesser
rates of adjacent segment disease in the arthroplasty group. The third subgroup, which
compared ACDF versus cervical foraminotomy, found 6 studies appropriate [[Table 7]].[[78]],[[79]],[[80]],[[81]],[[82]],[[83]] The cervical foraminotomy is said to be equally effective as the ACDF in alleviating
radicular pain; however, it has higher rate of recurrence up to 6% versus 4% in ACDF.
The last subgroup was directed toward multiple-level cervical pathology and addressed
the question if ACDF was better than anterior corpectomy and fusion. We found 7 articles
among 511 articles eligible to the study [[Table 8]].[[84]],[[85]],[[86]],[[87]],[[88]],[[89]],[[90]] There is no difference in the clinical outcomes and complication between the groups,
except radiological Cobb angle better in ACDF compared to anterior cervical corpectomy
and fusion.
Table 3: A review of some of the larger recent series of transoral approach with complications
and outcomes
Table 4: Review of the larger series reported with the transmanubrial approach along with
complications and
Table 5: Review of the large anterior cervical discectomy series with results and complications
Table 6: Studies comparing anterior cervical discectomy and fusion versus cervical disc arthroplasty
Table 7: Comparison of the posterior foraminotomy versus anterior cervical discectomy for
a single level
Table 8: Comparison of outcomes of anterior cervical discectomy and fusion versus corpectomy
and fusion in cases of cervical myelopathy
Discussion
Transoral approach
The cranial base and upper cervical spine can be approached via the transoral–transpharyngeal
route. Although it provides a small corridor, it can be used for drainage of an abscess,
biopsies, and small tumor surgeries. Additional maxillectomy and mandibulotomy can
be added when surgery is aimed at complete resection of low-grade malignant tumors
of the skull base. Thus, an anatomical classification follows: transoral approach
including or excluding maxillary osteotomy, with or without palatotomy, and the combined
approach with transoral and transmandibular associated with displacement of the mandible
(mandibular swing transcervical and bilateral mandibular osteotomies).
Surgical anatomy and preparation for the transoral approach
The key to understanding this approach lies in understanding the anatomy of two main
structures: the pharyngeal wall and the vertebral artery. The pharyngeal wall consists
of mucosa, under-lying prevertebral fascia, retropharyngeal space which contains pharyngeal
branches from the carotid artery and pharyngeal veins, pharyngeal veins in between
them. Prevertebral fascia with prevertebral musculature containing longus capitis
and longus cervicis muscles lies posterior to it. On retraction of the prevertebral
muscles, the anterior longitudinal ligament is seen which continues as atlanto-occipital
membrane connecting the foramen magnum to the anterior arch of the atlas.
The vertebral artery runs through the transverse foramina of the cervical spine, from
C5 to C2, and then runs posterolaterally to enter C1 transverse foramen. The artery
will then line the vertebral artery groove, which is located on the posterosuperior
aspect of the atlas before finally entering the foramen magnum. An important aspect
to be remembered while drilling the C1 arch is the anteromedial location of C2 with
respect to C1.
Pathologies
The earlier case series[[6]],[[7]] reported that majority of surgeries were performed for pathologies such as basilar
invagination with brainstem compression and odontoid fractures. Later series[[13]],[[14]] suggested its utility in rheumatoid arthritis pannus excision, surgically treatable
tumors, and infections such as Koch's spine, fungal infections of the clivus, and
upper cervical spine.
Clinical evaluation before transoral approach
Specific issues particular to this approach need careful evaluation [[Table 9]].
Table 9: Checklist of examinations before transoral approach
Positioning and preparation
The patient is placed in the supine position and intubated with preferably fiber-optic
scope. The neck is placed in mild extension on horseshoe clamp and traction in applied.
Neuromonitoring with motor evoked potentials and somatosensory potential monitoring
should be used if available. Oral wash with chlorhexidine gluconate is done, and intravenous
antibiotic covering aerobic and anerobic organisms is given. A self-retaining oral
retractor such as Davis–Crowe or Spetzler–Sonntag transoral retractor is placed over
the teeth and expanded to keep the mouth and tongue open. This tongue retraction is
released intermittently every 30 min to relieve venous compression.
Operative steps
The soft palate is divided from the hard palate in the midline preserving uvula. The
posterior pharyngeal mucosa is infiltrated with 1% lidocaine in 1:100,000 epinephrine
and divided by taking a midline incision from the base of the clivus to the upper
border of the third Cervical vertebra. The anterior tubercle of C1 may help in identifying
the midline. Pharyngeal mucosa and longus coli and longus capitis musculature are
elevated together as a single myomucosal flap and retracted using Crockard retractors.
The anterior longitudinal ligament is dissected subperiosteally from the clivus and
bodies of C1–C3.
This approach gives a lateral exposure of roughly 15–20 mm, either side of midline
extending from the inferior part of clivus to the C3 body. Further lateral exposure
increases the risk to the Eustachian tube orifice, hypoglossal nerve, vidian nerve,
and carotid artery.[[91]] The maximum amount of bone that can be drilled safely is from midline 11 mm at
the foramen magnum and 14 mm at the lower border of the axis.[[92]] Following the drilling of the anterior arch of C1, the odontoid is drilled from
above downward. This avoids leaving a free-floating fragment of the dens as it is
always attached at its base. Any additional soft tissue or apical and transverse ligaments
can be removed. Wound closure proceeds sequentially using monofilament 2-0 suture
in an intermittent pattern. Immediate posterior stabilization is preferred in the
same sitting [[Figure 7]].{Figure 7}
Figure 7: (a) Magnetic resonance imaging T2-weighted sagittal images showing atlantoaxial dislocation
with retroflexed odontoid, causing compression of the cervical cord along with cord
signal changes. (b and c) Postoperative sagittal computed tomography and magnetic
resonance imaging T2-weighted images showing decompression of the cervical cord with
transoral decompression of the odontoid
Outcomes [[Table 3]][[6]],[[7]],[[8]],[[9]],[[10]],[[11]],[[12]],[[13]],[[14]]
The analysis of our case series shows that patients who had ventral compression over
the cervical spine had a good outcome in 35%–95% of patients and required stabilization
in a majority of them.
Complications
Specific unique complications to this approach are present and must be kept in mind
[[Table 10]].
Table 10: Complications of the transoral approach
Potential limitations
Instability
The approach involves resection of anterior arch of C1, C2,tectorial membrane, anterior
longitudinal ligament which can lead to instability; thus, fusion was done in same
setting by Crockard et al.[[93]] Dickman et al.[[8]] observed that instability in congenital Atlantoaxial-Dislocation is less frequent
when compared to rheumatoid or traumatic dislocations and requires fixation in 45%
of cases.
Inadequate decompression
The maximum lateral exposure is limited to 3–4 cm due to critical structures involved
laterally.[[10]] A palatal split or open-door maxillotomy[[9]] facilitates rostral exposure of the clivus,[[9]],[[94]] and median labiomandibular glossotomy[[9]] helps in caudal exposure. The dural bulge seen after excision of the tectorial
membrane marks the endpoint of anterior decompression in transoral surgery.
Neurological deterioration
Tuite et al.[[9]] showed that neurological morbidity is proportional to the severity of preoperative
neurological deficits. These can be explained by repeated trauma, which leads to gliosis
of anterior horn cell, gracile, and cuneate nuclei and demyelination of the white
fiber tracts.[[94]],[[95]] During surgery, hypoxia secondary to venous stasis or vertebral or spinal arteries
injury can worsen it.[[96]],[[97]],[[98]]
Cerebrospinal fluid leak
Dural imploding over the tip of the odontoid is responsible for most of the cases
of dural breach. Pásztor[[99]] recommended the use of a diamond drill instead of a steel drill while approaching
a deeper part of the dens to prevent injury to a posterior longitudinal ligament or
the dura if the dens is breached. Drilling the dens from its base as a whole piece
is facilitated due to lower bone mass strength of up to 55% compared to the rest of
the axis. The posterior cortex of the dens was separated from the posterior longitudinal
ligament and dura, followed by the removal of its apex. A Valsalva maneuver has to
be performed to confirm the CSF leak if present.[[100]]
Pharyngeal sepsis
Transoral surgery is based on the belief that oral mucosa is resistant to local bacteria
flora. However, the evidence is contrary to belief. Jain et al.[[10]] in a series of 74 patients demonstrated a high incidence of wound sepsis and dehiscence
despite adequate antibiotics and layered wound closure. The various reasons are already
infected oral cavity, superinfection with Candida and anaerobic organisms, retropharyngeal
hematoma due to deviation from the midline, and excessive usage of cautery for longus
coli dissection. Decreased oral intake in the postoperative period impairs wound healing.
This can be prevented by midline approach, avoid excessive debris, obliteration of
retropharyngeal cavity with fat, and opening caudal end of the suture to prevent hematoma
formation. Early ambulation of the patients prevents saliva pooling at the apex of
the incision, which is a relatively weaker point.[[101]]
Rhinolalia and regurgitation
The soft palate may need to be resected to approach the lower clivus and thus may
predispose to nasal regurgitation. Rhinolalia and palatal wound dehiscence can be
treated with secondary suturing of the wound. Nasal intonation and dysphagia can be
due to scarred pharynx, large dead space in the posterior pharyngeal wall, leading
to abnormal palatal and pharyngeal closure, or lower cranial nerve deficits. Corrective
measures such as palatal prosthesis or pharyngoplasty[[9]] can be done.
Anterolateral approach
This is the more common approach to the anterior cervical spine, particularly C3–T1
vertebral bodies, introduced by Robinson and Smith[[1]] and modified later by Southwick and Robinson.[[2]]
Although there has been some disagreement regarding ACD versus posterior approach,
it can be safely said that intervertebral disc disease remains the most common indication
for it. Again, certain fractures are also best treated with the anterolateral approach.
Burst fractures with or without retropulsion of the bone or disc fragments are probably
best treated via the anterior route. Adequate decompression and stabilization can
be achieved, leading to favorable results. However, flexion injuries with anterior
displacement of one vertebra over the other with unilateral or bilateral facet locking
may need posterior “unlocking” and supplementary fixation too. The most significant
advantage, by far, of this approach, is the correction of kyphosis.
Various other neoplastic lesions may be amenable to anterior cervical approaches such
as metastatic carcinoma or multiple myeloma, eosinophilic granuloma, and aneurysmal
bone cyst. This may mainly be useful when the posterior elements have been destroyed,
and anterior stabilization remains the only option.
Infections and inflammatory conditions such as rheumatoid arthritis, postlaminectomy
swan neck deformity, and congenital abnormalities can also be corrected using this
approach.
Technique
Positioning and side
The patient is placed in the supine position on a horseshoe-shaped headrest and with
a rolled towel placed transversely in between the shoulder to allow slight extension
of the neck. In general, the C2–C6 spine is approached from the right side.[[102]] Other considerations, such as prior surgery, local injury, or infection, guide
the side of the approach. Intraoperative traction by Mayfield clamps or Garner–Wells
tongs is used to allow for the interbody graft to fit in snugly and where some deformity
correction is needed. The neck and head is stabilized with a head cushion. Preoperative
level confirmation using a radiopaque marker is done, and the incision is taken at
the middle of the level of surgery or cranial to it allowing retraction caudally.[[103]]
Operative steps
A transverse skin crease incision of 3–5 cm in length is enough to expose 2–3-disc
levels, whereas a longitudinal incision anterior to the sternocleidomastoid muscle
is taken for the extensive procedure. A subplatysmal dissection is done to increase
the exposure, followed by blunt dissection to reach the vertebral body. The trachea,
esophagus and recurrent laryngeal nerve are retracted medially with carotid sheath
retracted laterally. The retraction must be dynamic or fixed with airway pressure
variating to protect the esophagus from pressure necrosis. The exposure can be extended
superiorly up to C2–C3 level by ligating the middle thyroid veins[[103]] and inferiorly by transecting the omohyoid muscle. The longus colli are identified
and dissected off on either side of the midline.
Discectomy
After intraoperative confirmation of the level, discectomy is started following certain
principles. First, the width of decompression is considered adequate only when both
uncovertebral joints are seen covering a width of 15 mm. The only caveat while dissecting
laterally an aberrantly medial vertebral artery might be encountered in the middle
of the vertebral body, which may be 0.14 mm medial to the uncovertebral joint.[[104]] Second, the posterior annulus and the posterior longitudinal ligament are removed
routinely to ensure all sequestrated disc fragments have been removed [[Figure 8]].{Figure 8}
Figure 8: (a) Magnetic resonance imaging T2-weighted sagittal images showing subluxation of
the C5-C6 vertebrae causing compression of the cervical cord along with cord signal
changes. (b-d) Postoperative sagittal X-ray, computed tomography, and magnetic resonance
imaging T2-weighted images showing decompression and realignment of the cervical cord
with fixation using cervical plates and screws
The midcervical anterolateral approach deals with the majority of pathologies involving
atraumatic dissection to the midcervical elements with minimal morbidity.
The review of the larger case series in [[Table 10]] suggests that the symptoms improve significantly after ACDF. The additional removal
of the uncinate process has a better outcome in the pain score of the arm.[[36]]
Complications [[Table 10]][[22]],[[23]],[[24]],[[25]],[[26]],[[27]],[[28]],[[29]],[[30]],[[31]],[[32]],[[33]],[[34]],[[35]],[[36]],[[37]],[[38]],[[39]],[[40]]
The reoperation rates have been reported by up to 4% (Liu). The complications include
dysphagia, hematoma, and recurrent laryngeal nerve palsy, which are generally transient,
which improve from an immediate postoperative rate of 9.4%–3.4% after 3 months.[[25]] Long-term complications included pseudarthrosis and adjacent segment disease in
10%[[94]] after fusion.
Anterior cervical discectomy versus cervical disc arthroplasty [[Table 5]][[41]],[[42]],[[43]],[[44]],[[45]],[[46]],[[47]],[[48]],[[49]],[[50]],[[51]],[[52]],[[53]],[[54]],[[55]],[[56]],[[57]],[[58]],[[59]],[[60]],[[61]],[[62]],[[63]],[[64]],[[65]],[[66]],[[67]],[[68]],[[69]],[[70]],[[71]],[[72]],[[73]],[[74]],[[75]],[[76]],[[77]]
In a systematic review by Xie, et al.,[[105]], cervical disc arthroplasty had better improvement in arm, neck pain score, decreased
re-operation rate and adjacent segment disease compared to anterior cervical discectomy.
However, the operative time was significantly higher in the arthroplasty group. The
clinical improvement results were concordant with our analysis of the studies included.
Anterior cervical discectomy and fusion versus posterior foraminotomy [[Table 6]][[78]],[[79]],[[80]],[[81]],[[82]],[[83]]
With complications of adjacent segment disease in ACDF, there has been a debate if
foraminotomy could give in similar clinical results in cervical radiculopathy. In
a review by Liu et al.,[[106]] clinical outcomes of ACDF and posterior cervical foraminotomy were similar, with
no statistical difference seen. The range of motion was compared in Alvin et al.,[[83]] where they found that operated segment had no motion in the ACDF group, while they
had 8.82° ±6.65° in the foraminotomy group. Although the complication rate in foraminotomy
was lower, i.e., 4% versus 7% when compared to ACDF group, it was not significant.
Despite the short-term advantages of foraminotomy, the resurgery rates are higher
in the foraminotomy group, i.e., of 6% versus 4% compared to ACDF.[[106]] Thus, this establishes posterior cervical foraminotomy as one of the treatment
modalities of radiculopathies with lower costs.
Multiple-level disease
In the review of the case series of ACDF, the surgery was performed up to two levels
in 74%–93% cases; however, certain case series have extended the use up to 4 levels.[[23]],[[25]],[[27]],[[31]],[[40]] These studies suggest that there has been no difference in outcome score when compared
either to single- or two-level disease. However, in a study by Shin et al.,[[38]] they found a significant decrease in range of motion with an increasing number
of fusion levels and increasing adjacent segment disease of 39% versus 14% (4 vs.
1 level) fusion. This finding was further complemented by the study by Shousha et
al.,[[40]] where they found a higher reoperation rate in the long-segment group of 7% versus
5% in short-segment group mainly due to operative site hematomas and pseudarthrosis
in them.
Anterior cervical discectomy and fusion versus anterior cervical corpectomy and fusion
Anterior cervical corpectomy was found to have better outcome with decreased complication
rates over multilevel ACDF in treating multi-level disc pathologies.
Our review of the cases, as tabulated in [[Table 7]],[[84]],[[85]],[[86]],[[87]],[[88]],[[89]],[[90]] found that there was no significant difference in clinical outcomes between the
two groups. However, Wang et al.[[107]] reported that the Cobb angle of C2–C7 was increased by higher amounts in the ACDF
group compared to the corpectomy group, owing to increase points of distraction. The
ACDF group had a decreased incidence of graft subsidence, but the graft dislodgment
rate was similar in both groups. The fusion rate is better in the ACDF group compared
to the anterior cervical corpectomy group with no difference in the complication rate
of pseudarthrosis or local complication [[Figure 9]].{Figure 9}
Figure 9: (a) Magnetic resonance imaging T2-weighted sagittal images showing C5-C6 level OPLL
with kyphosis causing compression of the cervical cord pronounced at the C6 level.
(b) Postoperative sagittal computed tomography images showing decompression and restoration
of the cervical lordosis after C6 corpectomy and fixation using cervical plates and
screws
Anterior cervical discectomy and fusion versus posterior laminoplasty
A systematic review done by Montano et al.[[108]] showed similar JOA score improvement and postoperative complication rate in both
the groups. The cervical lordosis was better in the ACDF group up to 19.13 ± 3 grades
versus 13.82 ± 0.92 grades in the laminoplasty group. Thus, ACDF is a better treatment
option over laminoplasty, and further randomized control trials are required over
this subject.
Transmanubrium approaches
Although the anterolateral approach allows access to the cervical column, the location
of manubrial notch dictates the lower limit of this approach. A shorter stout neck
with a high riding manubrium often presents a difficulty in exposing the cervicothoracic
junction. The lower limit of cervical exposure, which is usually T2, can be determined
by viewing the upper thoracic/lower cervical spine and then drawing a horizontal line
from the upper border of the manubrial notch to the spine.
Splitting of the manubrium, with minimal morbidity, was described by Louis et al.,[[109]] where the anterior Smith–Robinson approach is combined with sternal splitting.
It allows for exposure up to the T4 level and avoids the morbidity of a manubrial
split or a clavicular osteotomy.
Indications
The cervicothoracic junction represents a transition from a lordotic mobile cervical
spine to a kyphotic rigid thoracic spine,[[110]] thus placing it a risk of injury, owing to the transfer of weight from anterior
to posterior column[[111]] and decrease of the vertebral index from above downward.[[112]]
Pathologies affecting this area include trauma, tumors, degenerative spine, and infections,
which occur in the anterior segment of the vertebrae, causing instability.[[113]] This leads to progressive kyphosis and compression of the spinal cord, with neurological
deterioration rates as high as 80%.[[15]] Dorsal decompression is often limited due to inadequate anterior decompression
and potential destabilization of the junction with difficulty in fixation.
Preoperative considerations
Anterior approaches to the cervicothoracic spine depend on many factors: narrow corridor
due to manubrium, ribs, and clavicle and vital structures nearby, such as the esophagus,
trachea, great blood vessels, thoracic duct recurrent laryngeal nerve, and sympathetic
ganglions. The manubrium can either be split in an L-shaped manner, which allows for
an additional 4 cm width of exposure or an inverted T-shaped split, which allows for
8 cm width. Computed tomography or magnetic resonance imaging with the patient in
the extended position is done. Following features are identified:
-
Spinal cervicothoracic curvature
-
Aline intersecting the vertebral body from the superior border of the manubrium
-
The superior border of the vertebral body plateau, which is drilled until the vertebral
canal is seen
-
Location of vessels such as aortic arch, brachiocephalic vein, and right brachiocephalic
trunk.[[15]]
Manubriotomy is decided to depend on the surgeon's operative view. In essence, a line
was drawn along the superior plateau of the vertebral body planned to be resected
extending anteriorly to the sternum; if this line lies above the manubrium, manubriotomy
is not required.
The patient is positioned like the Smith–Robinson method with a neck in moderate extension
with a shoulder roll. Traction is applied to wrists with traction bands for better
imaging.
Technique
A longitudinal incision parallel to the sternocleidomastoid extending to the midline
is made starting at the manubrium and reaching caudally up to Louis angle. Blunt dissection
is used to release soft tissue from manubrium posteriorly; thymus may be encountered
in younger patients. The internal thoracic artery is dissected and ligated at the
level of the second intercostal space, where the transverse limb of the osteotomy
will be made. A unilateral or bilateral transverse cut is made with an oscillating
saw to increase the width of exposure. Vertical retraction increases the exposure
to the anterior mediastinum.
The structures such as the common carotid artery on the left and brachiocephalic artery
and vein on the right, trachea, and esophagus on the floor are encountered. The ascending
aorta can also be accessed only if dissection carried below T4, till the upper border
of the heart, while the thoracic duct exposure is only possible on the left side exposure.
After addressing the pathology, reconstruction is done using a mesh or interbody graft
and fixed with plates. A suction drain placement is always advisable. The sternum
is approximated with the number three steel wires.
Outcomes and complications [[Table 8]][[15]],[[16]],[[17]],[[18]],[[19]],[[20]],[[21]]
The review of our case series suggests that when performed with dissection in appropriate
planes, adequate exposure up to T4 levels is obtained, allowing adequate reconstruction
of the spine. Despite immediate postoperative pain, there is an improvement in the
clinical outcomes of the patient.
Vocal cord paresis due to recurrent laryngeal nerve injury[[15]],[[16]],[[17]],[[18]],[[19]],[[20]],[[21]] has been reported in 4.76%–16.67% of patients. Various causes include direct injury,
traction injury to nerves[[114]] at the point of upturn, anatomic variations, and misidentification of the nerve,
leading to en masse ligation of the inferior thyroid vessels along with the nerve,
rarely due to endotracheal tube compressing the nerve.[[115]]
Left-sided exposure has its unique complications, especially thoracic duct injury.
The thoracic duct ascends behind the subclavian artery from the thoracic inlet and
later arches behind carotid sheath at C7 and later enters into internal jugular vein
turning forward on anterior scalene muscle. The exact location can be described as
found inside a triangle, which is bounded medially by the longus coli muscles and
the esophagus and posteriorly by the first rib at the level of C7–T1 vertebra.[[116]] Although dissection is not usually required, if the thoracic duct becomes visible,
it has to be retracted laterally along with the carotid sheath. In case of injury
with chyle leak, it must be double ligated both proximally and distally.[[117]]