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DOI: 10.1055/s-2002-25363
From Phenols to Azulenes: An Extended and Versatile Route to Polyalkylated Azulenes with Variable Substitution Patterns at the Seven- and Five-membered Ring
Publication History
Publication Date:
07 February 2007 (online)

Abstract
Polyalkylated azulenes can easily be prepared from polyalkylphenyl propiolates which are transformed by dynamic gas phase thermo-isomerization (DGPTI) into polyalkylcyclohepta[b]furan-2(2H)-ones. The latter react thermally with enol ethers or enamines to the corresponding azulenes. The enamines may be generated in situ from corresponding aminals, especially, in cases where it is difficult to obtain the pure enamines due to their high reactivity.
Key words
azulene syntheses - polyalkylated azulenes - cyclohepta[b]furan-2(2H)-ones - enamine formation in situ
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1a
Briquet AAS.Uebelhart P.Hansen H.-J. Helv. Chim. Acta 1996, 79: 2282 -
1b
El Houar S.Hansen H.-J. Helv. Chim. Acta 1997, 80: 253 -
1c
Song J. Helv. Chim. Acta 1999, 82: 2260 -
1d
Song J.Maillefer S.Hansen H.-J. Double-bond shifts(dbs) in bis-π-substituted heptalenes as new potential systems for molecular switches or data storage, Book of Abstracts 217th ACS National Meeting; Anaheim California: 1999. ; Chem Abstr. 1999,145525 -
1e
Uebelhart P.Linden A.Hansen H.-J.Ustynyuk YA.Trifonova OA.Akhmedov NG.Mstislavsky VI. Helv. Chim. Acta 1999, 82: 1930 -
1f
Lellek V.Hansen H.-J. Helv. Chim. Acta 2001, 84: 1712 -
1g
Ott P.Hansen H.-J. Helv. Chim. Acta 2001, 84: 2670 - 2
Meyer M.Abou-Hadeed K.Hansen H.-J. Helv. Chim. Acta 2000, 83: 2383 ; and references cited therein - 3
Nagel M. Diploma thesis University of Zürich; Switzerland: 1998. -
4a
Nagel M.Hansen H.-J. Helv. Chim. Acta 2000, 83: 1022 -
4b
In addition, several grams of 4,8-dimethylcyclohepta[b]furan-2(2H)-one(12b) were prepared analogously as described from 2,6-dimethylphenyl prop-2-ynoate(9b). Selected spectroscopic data of 9b (colorless solid): 1H NMR (300 MHz, CDCl3): 7.06 (br s, 3 H); 3.03 (s, 1 H), 2.18 (s, 6 H). 13C NMR (75 MHz, CDCl3): 150.3 (s, C=O), 147.2 (s, arom. C-O), 129.9 [s, C(2′,6′)], 128.7 [d, C(3′,5′)], 126.5 [d, C(4)], 76.5 [d, C(3)], 74.0 [s, C(2)], 16.1 (q, o-CH3). Data of 12b: 1H NMR (300 MHz, CDCl3): 6.93 (d, J = 8.9 Hz, 1 H); 6.84 (d, J = 11.4 Hz, 1 H); 6.67 (dd, J = 8.9, 9.9 Hz, 1 H); 5.57 (s, 1 H); 2.40 (s, 3 H); 2.28 (s, 3 H). 13C NMR (75 MHz, CDCl3): 168.0, 152.4, 151.7, 137.5 (4 s), 134.6, 133.4, 127.8 (3 d), 125.0 (s), 95.5 (d), 23.2, 18.6 (2 q).
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5e cf. also:
Lloyd D. The Chemistry of Conjugated Cyclic Compounds J. Wiley and Sons; Chichester: 1989. p.161-169 -
5f For a recent synthesis of substituted azulene derivatives, see e.g.:
Kane JL.Shea K M.Crombie AL.Danheiser RL. Org. Lett. 2001, 3: 1081 ; and references cited therein -
5g For a historical flashback, see:
Hansen H.-J. Chimia 1996, 50: 489 -
5h
Hansen H.-J. Chimia 1997, 51: 147 -
6a Some polymethylazulenes were investigated earlier in a broad and systematic study of their photoelectron (PE) spectra, but no details of their syntheses were given. cf.:
Heibronner E.Hoshi T.von Rosenberg JL.Hafner K. Nouv. J. Chim. 1977, 1: 105 ; see also discussion in ref.4 -
6b Cf. also e.g.:
Pommer H. Angew. Chem. 1950, 62: 281 -
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Yang PW.Yasunami M.Takase K. Tetrahedron Lett. 1971, 4275 -
7b
Yasunami M.Chen A.Yang PW.Takase K. Chem. Lett. 1980, 579 -
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Nozoe T.Wakabayashi H.Shindo K.Ishikawa S.Wu C.-P.Yang P.-W. Heterocycles 1991, 32: 213 -
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7h See, e.g.:
Nozoe T.Takase K.Fukuda S. Bull. Chem. Soc. Jpn. 1971, 44: 2215 ; and references therein -
7i An example, starting with the naturally occurring 4-isopropyltropolone (γ-thujaplicine, 5b), is illustrated in Scheme 1:
Yokota M.Yanagisawa T.Kosakai K.Wakabayashi S.Tomiyama T.Yasunami M. Chem. Pharm. Bull. 1994, 42: 865 -
7j This route was also applied for the synthesis of the antiulcer drug eugalen sodium (KT1-32, sodium 3-ethyl-7-isopropylazulene-1-sulfonate):
Yanagisawa T.Kosakai K.Tomiyama T.Yasunami M.Takase K. Chem. Pharm. Bull. 1990, 38: 3355 ; cf. also ref.5e -
8a
Briquet AAS.Hansen H.-J. Helv. Chim. Acta 1994, 77: 1577 -
8b See also:
Briquet AAS. Ph. D. Thesis University of Zürich; Switzerland: 1993. -
9a
Pauson PL. Chem. Rev. 1955, 55: 9 -
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Nozoe T. Fortschr. Chem. org. Naturst. 1956, 13: 232 -
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Takayasu T.Nitta M. J. Chem. Soc., Perkin Trans. 1 1997, 681 -
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Trahanovsky WS.Emeis SL.Lee AS. J. Org. Chem. 1976, 41: 4043 -
10b Cf. also:
Brown RFC. Recl. Trav. Chim. Pays-Bas 1988, 107: 655 -
10c Similar thermal acetylene-vinylidene rearrangements are involved in the pyrolytic cycloisomerization of, e.g., α-alkynones:
Karpf M.Dreiding AS. Helv. Chim. Acta 1979, 62: 852 -
10d Cf. also:
Kaneti J. Helv. Chim. Acta 2000, 83: 836 -
10e
Karpf M. Angew. Chem. Int. Ed. Engl. 1986, 25: 414 ; Angew. Chem. 1986, 98: 413 -
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Brown RFC. Pyrolytic Methods in Organic Chemistry: Application of Flow and Flash Vacuum Pyrolytic Techniques Academic Press; New York: 1980. -
10g Cf. also:
Ondruschka B.Zimmermann G.Remmler M.Ziegler U.Kopinke F.-D.Olk B.Findeisen M. Chem. Ber. 1989, 122: 715 -
10h
Scott LT.Hashemi MM.Meyer DT.Warren H. J. Am. Chem. Soc. 1991, 113: 7082 -
10i
Cf. also the discussion in ref. [3] .
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11a
Kuehne ME. J. Am. Chem. Soc. 1959, 81: 5400 -
11b
Leonard NJ.Jann K. J. Am. Chem. Soc. 1962, 84: 4806 -
12a
Pfau AS.Plattner PA. Helv. Chim. Acta 1936, 19: 858 -
12b
Plattner PA.Pfau AS. Helv. Chim. Acta 1937, 20: 224 -
12c
Susz B.Pfau AS.Plattner PA. Helv. Chim. Acta 1937, 20: 469 -
12d
Pfau AS.Plattner PA. Helv. Chim. Acta 1939, 22: 202 ; cf. also literature cited in ref.3 -
12e
Sörensen NA.Hougen F. Acta Chem. Scand. 1948, 2: 447 -
12f
Takeda K.Minato H.Horibe I. Tetrahedron 1963, 19: 2307 -
12g
Hayashi S.Kurokawa S.Matsuwa T. Bull. Chem. Soc. Jpn. 1969, 42: 1404 -
12h
Bellesia F.Pagnoni UM.Trave R. J. Chem. Soc., Chem. Commun. 1976, 34 - 14
Carlson R.Nilsson A.Strömqvist M. Acta Chem. Scand., Ser. B 1983, 37: 7 -
16a The well-established Ziegler-Hafner procedure, starting from the corresponding trimethylpyrylium salt and sodium cyclopentadienide, delivers optimized yields of 20 in the order of 45-65%:
Hafner K.Kaiser H. Liebigs Ann. Chem. 1958, 618: 140 - 16b cf. also: Org. Synth. Coll. Vol. V J. Wiley and Sons; New York: 1964. p.1088-1091
-
16c For NMR data, see also:
Braun S.Kinkeldei J. Tetrahedron 1977, 33: 1827-1832 ; and references therein. -
16d Cf.:
Matsubara Y.Takekuma S.Yokoi K.Yamamoto H.Nozoe T. Bull. Chem. Soc. Jpn. 1987, 60: 1415 -
16e
Collins MJ.Sternhell S.Tansey CW. Aust. J. Chem. 1990, 43: 1541 -
16f
Fallahpour R.-A.Hansen H.-J. Helv. Chim. Acta 1995, 78: 1419 - 17 Hafner"s synthesis (cf. ref.16a) leads to badly separable mixtures of 1,4,6,8- and 2,4,6,8-tetramethylazulene (23, and 25, respectively):
Anderson AG.Anderson RG.Hollander GT. J. Org. Chem. 1965, 30: 131 ; cf. also ref.5c - For further literature, including spectroscopic characterizations, see:
-
18a
Chen Y.Kunz RW.Uebelhart P.Weber RH.Hansen H.-J. Helv. Chim. Acta 1992, 75: 2447 -
18b
Fallahpour RA.Hansen H.-J. Helv. Chim. Acta 1992, 75: 2210 -
18c
Rippert AJ. Ph. D. Thesis University of Zürich; Switzerland: 1994. - For the preparation of pyrrolidine enamines from aminals cf.:
-
20a
Mannich G.Davidsen H. Ber. Deutsch. Chem. Ges. 1936, 69: 2106 -
20b
Opitz G.Hellmann H.Schubert HW. Liebigs Ann. Chem. 1959, 623: 112 -
20c
Igarashi M.Tada M. J. Heterocyclic Chem. 1995, 32: 807 ; and references therein -
20d
In situ aminal thermolysis (general method): Finely powdered, dry K2CO3 (1.2-2 mol equiv) was suspended in toluene, and pyrrolidine (2 mol equiv) was added. The aldehyde (1 mol equiv) was added with stirring at 0-5 °C and the suspension stirred for 12 h at r.t. (inert gas atmosphere). After filtration (or centrifugation) the slightly yellowish ‘aminal solutions’ were used without further purification. The cyclohepta[b]furan-2(2H)-ones 12 were dissolved in TEGDME (or NMP or toluene, respectively) and heated with stirring together with about 5-7 mol equiv of the ‘aminal solution’ to 120-140 °C in a stainless steel autoclave or Schlenk flask, respectively. Within 12-36 h the mixture changed the color from yellow to reddish brown and finally to violet with a slight evolution of gas (CO2). The formation of the azulenes was monitored by TLC analyses after acidic work-up of aliquot parts of the product mixture. Finally, the mixtures were poured in diluted HCl solution (pH ca. 4-5) and the organic phase dissolved in hexane. The intensely blue-green to red-violet colored organic layers were washed several times with diluted HCl solutions and brine, and filtered through a pad of silica gel or alox. The now blue or violet organic phases were dried (NaSO4) and the solvent removed. The azulenes were subsequently purified by column chromatography on alox (basic, act. IV) or on silica gel with hexane as eluent.
-
21a
Hafner K. Angew. Chem. 1958, 70: 419 -
21b
Hafner K.Stephan A.Bernhard C. Liebigs Ann. Chem. 1961, 650: 42 -
21c
Hafner K.Stephan A.Bernhard C. Liebigs Ann. Chem. 1961, 650: 62
References
Typical procedure for the synthesis of 2-isopropyl-4,8-dimethylazulene (vetivazulene or elemazulene, 16): In a thick-walled 15 mL Pyrex tube, equipped with a srew cap and a magnetic stirrer, 300 mg to 500 mg of 4,8-dimethylcyclohepta[b]furan-2(2H)-one (12b) were dissolved in 10 mL of either a mixture of anhyd toluene and t-BuOH (ca. 3:1 to 1:1, to enhance the solubility of 12b) or pure t-BuOH. Then, 1.5-2.5 mL of enamine 15 (prepared according to ref.
[14]
) were added, and the tube was sealed and heated in an oil bath to 120-130 °C for 12-16 h with stirring. During this time, the color of the reaction mixture changed from orange to reddish brown or dark violet. The formation of the violet azulene 16 was directly monitored by TLC analyses of aliquot parts of the mixture (alox plates, eluant hexane). Samples were taken from the tube after cooling to r.t. (a small pressure relief was observed, due to the evolution of equimolar amounts of CO2 during the reaction).
Work-up: The reaction mixture was poured into about 50 mL of hexane and washed several times with water (to hydrolyze the excess of non-reacted enamine), successively with 5% HCl solution, and sat. NaHCO3 solution. After evaporation of the volatile components in vacuo the dark-colored oily residue was filtered through a pad of aluminium oxide (or SiO2) with hexane as eluant. The violet filtrate was collected, dried on MgSO4 and concentrated. After purification by column chromatography on aluminium oxide with hexane as eluant, azulene 16 was obtained as blue-violet oil (GC purity > 95%) in typical yields of 70-80% (cf. also the similar general procedure in ref.
[20d]
). Selected spectroscopic data of 16: 1H NMR (300 MHz, CDCl3): 7.34 [t, J = 10.2 Hz, H-C(6)]; 7.25 [s, H-C(1,3)]; 7.07 [d, J = 10.2 Hz, H-C(5,7)]; 3.30 [sept, J = 6.9 Hz, 1 H, iPr-C(2)]; 2.88 [s, H3C-C(4,8)]; 1.43 (d, J = 6.9 Hz, 6 H, iPr-C(2)). 1H NMR (300 MHz, C6D6): 7.33 (s, 2 H); 7.11 (t, J = 10.0 Hz, 1 H), 6.83 (d, J = 10.2 Hz, 2 H); 3.29 (sept, J = 6.9 Hz, 1 H); 2.65 (s, 6 H); 1.45 (d, J = 6.9 Hz, 6 H).13C NMR (75 MHz, CDCl3): 158.0 [C(2)], 144.6 [C(4,8)], 137.7 [C(3a,8a)], 133.5 [C(6)], 125.5 [C(5,7)], 113.5 [C(1,3)], 30.1 [d, iPr-C(2)], 24.5 [Me-C(4,8)], 24.0 [q, iPr-C(2)]. EI-MS: 199.0 (22), 198.0 (92, M+·), 182.9 (100, M - 15), 168.0 (55, M - 30), 165.0 (47, M - 43).
Preparations of azulenes 17 and 35 were performed analogously to the procedure described in ref. [13] Selected spectroscopic data of 2-isopropyl-4,6,8-trimethylazulene (17) (reddish-violet oil): 1H NMR (300 MHz, CDCl3): 7.17 (s, 2 H); 7.00 (s, 2 H), 3.26 (sept, J = 6.9 Hz, 1 H); 2.83 (s, 6 H); 2.28 (s, 3 H); 1.41 (d, J = 6.9 Hz, 6 H).1H NMR (300 MHz, C6D6): 7.32 (s, 2 H); 6.82 (s, 2 H); 3.30 (sept, 1 H); 2.67 (s, 6 H); 2.30 (s, 3 H); 1.47 (d, J = 6.9 Hz, 6 H). 13C NMR (75 MHz, CDCl3): 156.5, 144.1, 143.5 136.2 (4 s), 127.2 (d), 113.4 (s), 29.9 (d), 28.4, 24.8, 23.9 (3 q). EI-MS: 212.0 (87, M+·), 197.0 (100, M - 15). Data of 2-isopropyl-4,5,7,8-tetramethylazulene (35) (dark-blue solid): 1H NMR (300 MHz, CDCl3): 7.50 (s, 1 H); 7.14 (s, 2 H), 3.25 (sept, J = 6.9 Hz, 1 H); 2.72 (s, 6 H); 2.51 (s, 6 H); 1.41 (d, J = 6.9 Hz, 6 H).1H NMR (300 MHz, C6D6): 7.37 (s, 3 H); 3.34 (sept, 1 H); 2.58 (s, 6 H); 2.30 (s, 6 H); 1.50 (d, J = 6.9 Hz, 6 H). 13C NMR (75 MHz, CDCl3): 157.2, 142.6 (2 s), 139.7 (d), 138.6, 130.2 (2 s), 111.7, 30.0 (2 d), 26.8, 23.9, 21.1 (3 q). EI-MS: 226.0 (100, M+·), 211.0 (65, M - 15).
19Cf. ref. [1g] and references cited therein.
22For azulene formation from 12e by cycloaddition with itself or with other cyclohepta[b]furan-2(2H)-ones such as 12a or 12c, see ref. [1f]
23Data of selected azulenes: For 14, 33 and 34, see ref.
[4]
. NMR data (standard conditions: 300/75.5 MHz, in CDCl3/TMS): 1,4,6,8-Tetramethylazulene(23): (violet-blue cyrstals) 1H NMR: 7.44 [d, 3
J {H-C(3)} = 4 Hz, H-C(2)]; 7.24 [d, 3
J {H-C(2)} = 4 Hz, H-C(3)]; 6.86 [br s, H-C(5,7)]; 3.02 [s, CH3-C(8)]; 2.81 [s, CH3-C(4)]; 2.56 [br s, 6 H, CH3-C(1), CH3-C(6)]. 13C NMR: 147.1 [C(8)], 145.7 [C(6)]; 144.9 [C(4)]; 136.7 [C(3a)]; 136.5 [C(2)]; 132.9 [C(8a)]; 127.7 [C(7)]; 126.8 [C(1)]; 125,6 [C(5)]; 114.6 [C(3)]; 28.4 [CH3-C(8)]; 27.7 [CH3-C(6)]; 25.3 [CH3-C(4)]; 19.7 [CH3-C(1)]. EI-MS (GC-MS): 184 (100, M+·), 169 (85, [M - CH3]+·). 2,4,6,8-Tetramethylazulene (25): (blue-violet crystals) 1H NMR: 7.12 [s, H-C(1,3)]; 7.02 [s, H-C(5,7)]; 2.82 [s, H3C-C(4,8)]; 2.61, 2.598 [2 s, H3C-C(6), H3C-C(2)]. 13C NMR: 145.0, 144.0, 143.0, 136.5 [4 q, C(2,3a/8a,4/8,6)]; 127.2 [d, H-C(5/7)]; 116.3 [d, H-C(5/7)]; 28.4 [q, H3
C-C(6)]; 24.8 [q, H3
C-C(4/8)]; 16.4 [q, H3
C-C(2)]. EI-MS (GC-MS): 184 (100, M+·), 169 (65, [M - CH3]+·). 2-Ethyl-4,6,8-trimethylazulene (28): 1H NMR (taken from the 1:1 mixture with known 27): 7.12 [
s
, H-C(1,3)]; 6.99 [(H-C(5,7)]; 3.03 [q, J = 7.4 Hz,
Me-CH
2-C(2)]; 2.81 [s, CH3-C(4,8)]; 2.60 [s, CH3-C(6)]; 1.32 [t, J = 7.4 Hz, CH
3-CH2-C(2)]. EI-MS (GC-MS): 198 (100, M
+
), 183 (75, [M - CH3]+
). 1-Ethyl-4,6,8-trimethylazulene (30): 1H NMR: 7.52 [d, 3
J = 4 Hz, H-C(2)]; 7.28 [d, J = 4 Hz, H-C(3)]; 6.86 [br s, H-C(5,7)]; 3.25 (q, J = 7.4 Hz, H
2CCH3); 2.98, 2.80, 2.53 (3 s, 3 CH3); 1.36 (t, J = 7.4 Hz, H2CCH
3). 13C NMR: 146.7, 145.6, 144.9, 136.8 (4s, arom C); 134,6 [d, H-C(2)]; 133.8 132.0 (2 s, arom. C); 128.1, 125.9, 115.1 (3 d, H-C); 28.4, 27.5, 25.5 (3 q, CH3); 25.3 (t, CH
2CH3); 17.1 (q, CH3). EI-MS (GC-MS): 198 (35, M+·), 183 (100, [M - CH3]+·). 1-Isopropyl-4,6,8-trimethylazulene (32): (blue oil) 1H NMR: 7.69 [d, J = 4.2 Hz, H-C(2)]; 7.33 [d, J = 4.2 Hz, H-C(3)]; 6.98, 6.88 [2 s, H-C(5), H-C(7)]; 3.91 [sept, J = 6.7 Hz, H-C(CH3)2]; 3.03, 2.82, 2.54 (3 s, 3 CH3); 1.38 [d, J = 6.7 Hz, H-C(CH
3)2]. 13C NMR: 146.2, 145.3, 144.8, 139.2, 136.7 (5 s), 131.8 (d), 130.9 (s); 128.5, 126.0, 115.5 (3 d, arom C-H); 28.5 [d, H-C(CH3)2]; 28.3, 28.1, 26.0, 25.9, 25.6 (5 q, CH3). EI-MS (GC-MS): 212 (25, M+·), (100, [M - CH3]+·). 4,5,7,8-Tetramethylazulene (36) (blue oil): 1H NMR: 7.70 [t, J = 4.0 Hz, H-C(2)]; 7.66 [s, H-C(6)]; 7.39 [d, J = 4.0 Hz, H-C(1,3)]; 2.83 (s, 2 CH3); 2.60 (s, 2 CH3). 13C NMR: 144.8 [s, C(3a,8a)]; 141,3 [d, H-C(6)]; 138.4 [s, C(4,8)]; 133.3 [d, H-C(2)]; 130,2 [s, C(5,7)]; 114.2 [d, H-C(1,3)]; 26.8, 21.4 (2 q). EI-MS (GC-MS): 184 (100, M+·), 169 (85, [M - CH3]+·). 1,4,5,7,8-Pentamethylazulene (37): 1H NMR: 7.60 [d, J = 4.1 Hz, H-C(2)]; 7.37 [d, J = 4.1 Hz, H-C(3)]; 2.79, 2.60, 2.54 (3 s, CH3); 2.33 (s, 2 CH3). 13C NMR: 146.6, 143.8 [2 q, C(3a), C(8a)]; 140.8 [d, H-C(6)]; 140.0 (q, arom C); 138.1 [d, H-C(2)]; 136.5, 134.7, 130.0, 128.9 (4 q, arom C), 114.1 [d, H-C(3)]; 27.2, 26.4, 23.1, 21.4, 20.5 (5 q, CH3). 1-Isopropyl-4,5,7,8-tetramethylazulene (38): (dark blue oil) 1H NMR: 7.72 [d, J = 4.4 Hz, H-C(2)]; 7.44 [s, H-C(6)]; 7.27 [d, J = 4.4 Hz, H-C(3)]; 3.80 [sept, J = 6.9 Hz, H-C(CH3)2]; 2.83, 2.76 (2 s, CH3); 2.51 (s, 2 CH3); 1.37 [d, J = 6.7 Hz, H-C(CH
3)2]. EI-MS (GC-MS): 226 (30, M+·), 211 (100, [M - CH3]+·). 4,5,6,7,8-Pentamethylazulene (40)
[1f]
(blue crystals): 1H NMR: 7.56 [t, J = 4.3 Hz, H-C(2)]; 7.25 [d, J ˜ 4 Hz, H-C(1,3)]; 2.84 (br s, 6 H, 2 CH3); 2.52 (s, 3 H, CH3); 2.47 (s, 6 H, 2 CH3). 13C NMR: 145.3, 144.4, 137.6 (3 s); 132.1 [d, C(2)]; 130.5 (s); 113.9 [d, C(1,3)]; 24.5, 22.7, 22.5 (3 q). 1,4,5,6,7,8-Hexamethylazulene (39): (blue-violet oil) 1H NMR: 7.20 [d, J = 3.9 Hz, H-C(2)]; 6.99 [d, J = 3.9 Hz, H-C(3)]; 2.75, 2.70, 2.68, 2.37 (4 s, 4 CH3); 2.33 (br s, 2 CH3).