Introduction
It is desirable to have a process for determining whether an individual is competent
to perform an endoscopic procedure before that individual is allowed to practice independently.
This helps reassure and protect both patients and the service. Ideally the process
should be identical regardless of the type of health professional seeking certification.
Performance following certification should meet current performance standards for
each procedure performed and ideally be subjected to ongoing audit and monitoring
[1].
In the UK, a certification process exists to ensure that trainees in endoscopy have
achieved a minimum standard of competence before being allowed to practice independently.
This process is applied to all health professionals training in endoscopy and is governed
by the Joint Advisory Group on Gastrointestinal Endoscopy (JAG) [2]. Since June 2011, the process has been administered through the JETS (JAG Endoscopy Training System) e-portfolio [3] and certification awarded electronically (e-certification) for gastroscopy [4], sigmoidoscopy [5], and colonoscopy [6]. This evolved from paper-based portfolios which were cumbersome, time-consuming
and inconsistently completed [7]. All endoscopy training units are linked to the JETS e-portfolio which allows an
individual trainee to enter training data from any JAG-registered training unit during
their training rotation. The JETS e-portfolio enables trainees to record details of
training episodes to generate procedure-specific key performance indicators (KPIs).
Trainers use the same platform to complete competency assessments, i. e. Direct Observation
of Procedural Skills (DOPS) and Polypectomy Skills (DOPyS), at regular intervals to
monitor skills progression [8]. Input of assessments from multiple different trainers increases the reliability
of DOPS [9] and DOPyS assessments [10]. The JAG recommends that endoscopy training be delivered at accredited endoscopy
units by JAG-certified trainers [7]
[11]. The JETS e-portfolio currently contains more than 2 million trainee procedural
records and is unique to the UK.
The JETS e-portfolio has a procedure-specific checklist that informs trainees when
they are ready for a summative assessment and can apply for certification (Appendix Table 1, Table 2, Table 3, Table 4) [3]. These include: attainment of minimum procedural numbers and procedure-specific
key performance indicators (KPIs), attendance of training courses, and satisfactory
completion of DOPS and DOPyS [12]
[13]
[14]. Once these criteria are satisfied, trainees may apply for summative assessment.
For certification in gastroscopy and sigmoidoscopy, the process is entirely formative,
until the summative assessment is undertaken. Colonoscopy certification differs and
is currently awarded in two phases: provisional and full certification (Appendix Table 4). Once provisional colonoscopy certification status is achieved, endoscopists are
allowed to practice diagnostic colonoscopy independently, but are subject to departmental
supervision and monitoring of KPIs. [15] Trainees are able to perform sigmoidoscopy independently at this stage. Full colonoscopy
certification is dependent on achieving provisional certification and additional criteria
(Appendix Table 4). No further summative assessment of colonoscopy skills is required to progress from
provisional to full certification. The final stage of JAG certification requires that
a local endoscopy training lead validate the data and sign off on the application
for certification in the JETS e-portfolio. The application is then submitted electronically
to JAG. Independent JETS assessors then review the application and decide whether
certification is to be awarded [4]
[5]
[6].
In the UK, the endoscopy workforce consists predominantly of gastroenterologists,
gastroenterology surgeons (GS), and non-medical endoscopists (NME), with radiologists
and general practitioners forming a small minority (< 2.5 %) [16]. Irrespective of specialty, all UK endoscopy trainees are required to meet the same
procedural standards and go through the same standardized e-certification process.
In recent years, demand for endoscopy in the UK has increased, requiring an increase
in both endoscopy capacity and workforce [17]. In response, strategic recruitment initiatives such as the NME training program,
backed by the Department of Health, have been successful in increasing numbers of
NMEs in the workforce [18]. It is possible that this may have adversely impacted on the training list availability
for other trainees and potentially, the time required to achieve certification.
There is no published literature on endoscopy certification within the UK or elsewhere.
Trends in certification numbers have not been studied. Whether the UK certification
process ensures that trainees reach acceptable standards for independent practice
is unknown. It is important to determine whether the certification process is effective
and to identify factors that affect how and when a trainee completes the certification
process. This would inform regional and national training programs by allowing them
to predict how rapidly a new workforce can be developed as demand for endoscopy changes.
Moreover, such data could be used to optimize the existing training pathway, using
evidence-based training interventions, to provide maximum efficiency in training an
effective workforce.
In this study we aimed to assess whether certification ensures trainees are adequately
trained for independent practice by exploring pre- and post-certification KPIs, and
explored how specialties compared with regard to trends in certification.
Methods
Study Design
This was a 6-year prospective, UK-wide, observational study. The study cohort consisted
of all trainees who were awarded certification for gastroscopy, flexible sigmoidoscopy,
and colonoscopy between 1st June 2011 and 1st June 2017 via the JETS e-portfolio.
Data extracted included: trainee specialty, trainee level, date of certification,
and procedure-specific KPIs.
In addition, lifetime procedure counts prior to certification were also collated for
each trainee. For those who commenced training prior to inception of the e-certification
system or outside the UK, procedures performed prior to JETS were not electronically
recorded. As such, at the point of registration, these trainees recorded the numbers
of procedures of each type that they had already performed, which is referred to as
the baseline procedural count. These were added to the numbers of procedures recorded
in the system, to give the lifetime procedural count.
Outcomes
For each certification modality and trainee specialty the following were reported:
-
Number of trainees awarded certification per year.
-
Lifetime procedure counts prior to successful certification.
-
Time taken from first procedure-specific JETS e-portfolio entry to certification.
Trainees with baseline procedures prior to enrollment in the JETS e-portfolio were
excluded from analysis of this outcome, as the dates of the first procedure were not
recorded electronically.
-
KPIs in the 3 months before and 3 months after certification. These comprised: unassisted
cecal intubation rate (CIR) and polyp detection rate (PDR) for colonoscopy, PDR for
sigmoidoscopy, and rates of D2 intubation and J-maneuver for gastroscopy (retroflexion
in the gastric antrum to visualise the cardia and gastric fundus). The CIR was unadjusted
(not adjusted for factors such as poor-quality bowel preparation or impassable stricture).
Trainees do not train on colorectal cancer screening procedures and are advised to
exclude rectal hyperplastic polyps from the PDR. Trainees with fewer than 10 procedure-specific
e-portfolio entries in either of these 3-month periods were excluded, to allow for
reliable estimates of rates.
-
Rates and reasons for failed certification applications.
Statistical analyses
The numbers of certifications awarded in each annual period (June to May) were collated,
and linear regression models were produced to quantify changes over time for each
procedure type, and within each specialty. Lifetime procedure counts and times taken
to achieve certification were then compared between specialties using Kruskal-Wallis
tests, followed by pairwise Dunn’s post-hoc tests where significant differences were
detected. Changes in KPIs between the 3-month pre- and post-certification periods
were assessed using Wilcoxon’s signed rank tests, with comparisons across specialties
performed using Kruskal-Wallis tests, followed by Dunn’s test. Rates of successful
JAG applications were compared between specialties using chi2 tests. All analyses were performed using SPSS (v23, Illinois, United States), with
P < 0.05 indicative of significance throughout.
Baseline characteristics and trends in certification over time
Between June 2011 and 2017, JAG awarded 3157 endoscopy-related certifications across
the four endoscopic modalities to 1928 trainees. The number of trainees awarded certification
increased over time ( [Fig.1]). Gastroscopy was the modality for which the most certifications were awarded (N = 1312,
41.6 %), followed by provisional (N = 1105, 35.0 %) and full (N = 546, 17.3 %) colonoscopies,
and sigmoidoscopy (N = 194, 6.1 %). Numbers of certifications awarded per year increased
significantly for all of the modalities by similar absolute rates, ranging from an
additional 13 per year in sigmoidoscopy to 32 per year in provisional colonoscopy
([Fig. 1]). However, when considered as relative increases, sigmoidoscopy and full colonoscopy
had the greatest rate of change over the period, with the number of certifications
awarded per year increasing 19-fold (N = 75 vs. 4) and 14-fold (N = 152 vs. 11), respectively,
between 2011 – 12 and 2016 – 17 (compared to 4-fold in provisional colonoscopy and
3-fold in gastroscopy).
Fig.1 Endoscopy certification awarded by year and modality.
Trends in certifications are broken down by specialty in [Table 1]. Gastroscopy and both provisional and full colonoscopy certification were predominantly
awarded to gastroenterology trainees, followed by GS and NME. While the gastroenterology
specialty was the main contributor to the increasing number of colonoscopy certifications
awarded per year in absolute terms, trends over time observed in this group were actually
the least significant as, due to the large number of gastroenterologists awarded certification
early in the period, the relative changes were small. For gastroscopy, the numbers
of certifications awarded per year to gastroenterologists was not found to change
significantly over time (P = 0.403, N = 147 in 2012/13 vs. 134 in 2016/17), suggesting that this has plateaued.
Sigmoidoscopy certification was predominantly awarded to NMEs (N = 148, 76.2 %) and,
as such, these were the main cause of the observed yearly increase in certification.
Table 1
Changes over time in numbers of certifications awarded by specialty.
|
Specialty
|
Gastroscopy
|
Flexible sigmoidoscopy
|
Colonoscopy (provisional)
|
Colonoscopy (full)
|
|
N
|
Yearly gradient (95 % CI)
|
P value
|
N
|
Yearly Gradient (95 % CI)
|
P value
|
N
|
Yearly gradient (95 % CI)
|
P value
|
N
|
Yearly gradient (95 % CI)
|
P value
|
|
Gastroenterology
|
770
|
5 (–10, 20)
|
0.403
|
22
|
1 (0, 2)
|
0.103
|
555
|
14 (–1, 29)
|
0.059
|
305
|
13 (5, 20)
|
0.008
|
|
GS
|
330
|
12 (3, 20)
|
0.018
|
17
|
1 (0, 2)
|
0.117
|
383
|
11 (2, 19)
|
0.027
|
168
|
8 (5, 11)
|
0.002
|
|
NME
|
166
|
9 (4, 13)
|
0.007
|
148
|
11 (6, 15)
|
0.003
|
144
|
7 (5, 8)
|
< 0.001
|
64
|
5 (2, 7)
|
0.006
|
|
Overall
|
1312
|
27 (2, 51)
|
0.038
|
194
|
13 (8, 18)
|
0.002
|
1105
|
32 (9, 54)
|
0.017
|
546
|
26 (18, 34)
|
0.001
|
Results are based on linear regression models of the total number of certifications
in each 12-month period. N represents the number of trainees awarded certification.
Gradients represent the average annual increase in number of certifications awarded.
The overall numbers included data from all certified specialties. P values are significant at P < 0.05.
GS, gastrointestinal surgery; NME, non-medical endoscopist
Procedural count and formative assessments before successful certification
The median number (interquartile range [IQR]) of lifetime procedures recorded prior
to certification were: gastroscopy: 282 (IQR 237 – 411), sigmoidoscopy: 262 (IQR 210 – 334),
provisional colonoscopy certification: 269 (IQR 226 – 342) and full colonoscopy certification:
403 (IQR 339 – 509). The median number required to apply and achieve certification
varied significantly by specialty in gastroscopy and provisional colonoscopy (P < 0.001) in the order of gastroenterology > NME > GS ([Fig. 2]). For full colonoscopy certification, the order was NME > gastroenterology > GS
(P < 0.001), while no significant difference between specialties was observed for sigmoidoscopy
(P = 0.386).
Fig. 2 Variations in precertification procedural counts by specialty trainees and certification
modality. GS, general surgeon; NME: non-medical endoscopist. *P < 0.05.
There was significant variation in the number of precertification DOPS and DOPyS assessments
performed between specialties (P < 0.001). NMEs had the greatest median number of formative assessments completed
by trainers (30 DOPS, 9 DOPyS), followed by GI (29 DOPS, 8 DOPyS) and GS (18 DOPS,
8 DOPyS).
Time-to-certification
For each trainee, time-to-certification was measured using the interval between first
procedure-specific e-portfolio entry and certification date. The analysis was restricted
to 62.9 % of trainees who reported no baseline procedures outside the JETS e-portfolio.
For all specialties, median training times to certification were: gastroscopy 1.9y
(IQR 1.2 – 3.0y); sigmoidoscopy: 1.6y (IQR 1.0 – 2.7y); provisional colonoscopy: 3.2y
(IQR 2.2 – 4.5y) and full colonoscopy: 4.1y (IQR 2.8 – 5.2y). Training time to certification
differed significantly across the three major specialties for each modality (P < 0.001) in the order of GS > gastroenterology > NME, except for sigmoidoscopy, which
was in the order of gastroenterology > GS > NME ([Fig. 3]).
Fig. 3 Time-to-certification (year) by specialty and modality. Excludes trainees with baseline
procedures. GS: general surgeon; NME: mon-medical endoscopist *P < 0.05.
Key performance Indicators
Gastroscopy
A total of 768 trainees (58.5 %) met the inclusion criteria of ≥ 10 post-certification
procedures in the 3 months pre- and post-certification and were included in the analysis
([Table 2]). Over this period, trainees recorded a median of 47 procedures (IQR 31 – 70) pre-
and 34 (IQR 22 – 55) post-certification. Pre-certification, rates of D2 intubation
(mean 97.6 %) and J-maneuver (mean 97.3 %) exceeded the JAG certification requirements
of ≥ 95 % for both KPIs (Appendix Table 1) [12]. Following certification, minor but statistically significant reductions in both
D2 completion and J-maneuver rates were observed for all specialties. Comparisons
between specialties found no significant differences in KPIs, with the exception of
precertification J-maneuver rate (P = 0.001), which was highest in GS trainees (P = 0.001 vs. gastroenterology; P = 0.019 vs. NME), although this was not evident post-certification (P = 0.523).
Table 2
Paired median key performance indicator data for trainees in the 3 months pre- and
post-gastroscopy certification period with comparisons performed using Wilcoxon signed
rank tests.
|
Upper gastrointestinal endoscopy certification
|
Mean D2 intubation Rate
|
Mean J-maneuver rate
|
|
Gastroscopy
|
N
|
Pre
|
Post
|
P value
|
Pre
|
Post
|
P value
|
|
Gastroenterologist
|
560
|
97.5 %
|
96.4 %
|
< 0.001
|
97.0 %
|
95.8 %
|
< 0.001
|
|
GS
|
101
|
97.8 %
|
94.7 %
|
< 0.001
|
98.2 %
|
95.5 %
|
< 0.001
|
|
NME
|
85
|
97.6 %
|
96.7 %
|
0.016
|
97.7 %
|
96.3 %
|
< 0.001
|
|
Overall
|
768
|
97.6 %
|
96.2 %
|
< 0.001
|
97.3 %
|
95.8 %
|
< 0.001
|
Trainees with < 10 procedures in the 3 months post-certification period were excluded.
The overall numbers include data from all certified specialties. GS: gastroentestinal
surgeon; NME: non-medical endoscopist.
Flexible sigmoidoscopy
Paired data were analyzed for 56.7 % of trainees awarded certification in flexible
sigmoidoscopy, which primarily comprised of NMEs (92/107, 86.0 %). Median (IQR) procedural
numbers were 57 (IQR 32 – 88) pre- and 56 (IQR 30 – 95) post-certification. There
was no significant difference in PDR between specialties immediately before (mean
12.6 %; P = 0.362) and after certification (mean 12.0 %; P = 0.670). However, on subgroup analysis ([Table 3]), a significant reduction in PDR was noted for GS (18.8 % to 12.5 %; P = 0.028), although only seven GS trainees were included in this analysis.
Table 3
Paired mean key performance indicator data for trainees in the 3 months pre- and post-lower
GI certification period, with comparisons performed using Wilcoxon signed rank tests.
|
Lower gastrointestinal endoscopy certification
|
Mean CIR
|
Mean PDR
|
|
Sigmoidoscopy
|
N
|
Pre
|
Post
|
P
value
|
Pre
|
Post
|
P
value
|
|
Gastroenterologist
|
8
|
|
|
|
20.3 %
|
20.0 %
|
0.345
|
|
GS
|
7
|
|
|
|
18.8 %
|
12.5 %
|
0.028
|
|
NME
|
92
|
|
|
|
12.2 %
|
12.0 %
|
0.463
|
|
Overall
|
110
|
|
|
|
12.6 %
|
12.0 %
|
0.674
|
|
Colonoscopy (provisional)
|
N
|
Pre
|
Post
|
P
value
|
Pre
|
Post
|
P value
|
|
Gastroenterologist
|
382
|
95.4 %
|
94.2 %
|
0.001
|
22.9 %
|
22.7 %
|
0.871
|
|
GS
|
234
|
95.1 %
|
93.4 %
|
0.008
|
23.6 %
|
22.1 %
|
0.109
|
|
NME
|
115
|
94.6 %
|
93.1 %
|
0.004
|
20.2 %
|
22.4 %
|
0.010
|
|
Overall
|
749
|
95.2 %
|
93.8 %
|
< 0.001
|
22.7 %
|
22.5 %
|
0.979
|
|
Colonoscopy (full)
|
N
|
Pre
|
Post
|
P value
|
Pre
|
Post
|
P value
|
|
Gastroenterologist
|
173
|
94.9 %
|
94.4 %
|
0.492
|
25.6 %
|
25.4 %
|
0.759
|
|
GS
|
92
|
94.9 %
|
94.4 %
|
0.409
|
24.3 %
|
20.9 %
|
0.007
|
|
NME
|
32
|
93.5 %
|
94.8 %
|
0.984
|
27.9 %
|
25.9 %
|
0.421
|
|
Overall
|
301
|
94.9 %
|
94.4 %
|
0.315
|
25.6 %
|
24.4 %
|
0.075
|
Trainees with < 10 procedures in the 3 months post-certification period were excluded.
The overall numbers include data from all certified specialties. CIR, cecal intubation
rate – unadjusted, intention to treat; PDR, polyp detection rate; GS: trainee Surgeon,
NME: non-medical endoscopists trainee.
Colonoscopy (provisional)
For provisional certification in colonoscopy, paired data were available for 749 certified
trainees (67.8 %), each with a median of 31 pre-certification (IQR 21 – 45) and 29
(IQR 19 – 48) post-certification procedures. In the post-certification phase, a small
overall reduction in CIR was observed across all groups (95.2 % to 93.8 %, P < 0.001). There was no overall difference in PDR between the pre- (22.7 %) and post-certification
periods (22.5 %, P = 0.979), although subgroup analysis demonstrated increased PDR was recorded for
NMEs (20.2 % to 22.4 %, p = 0.010) post-certification ([Table 3]).
Colonoscopy (full)
For full colonoscopy certification, 297 endoscopists recorded paired data (55.3 %),
each with a median of 43 pre-certification (IQR 26 – 65) and 31 (IQR 21 – 48) post-certification
procedures. No significant difference in CIR was detected between the periods pre-
and post-certification (mean: 94.9 % vs. 94.4%, P = 0.315), with subgroup analyses by specialty returning consistent results ([Table 3]). There was no overall difference in PDR (25.6 % to 24.4 %, P = 0.075), although a significant reduction was observed within the GS subgroup (24.3 %
to 20.9%, P = 0.007). There were no significant differences between specialty in terms of pre-certification
CIR (P = 0.283), post-certification CIR (P = 0.771) or pre-certification PDR (P = 0.469), although there was variation in post-certification PDR (P = 0.004), which was lowest in the GS specialty.
Outcomes of applications for certification
Outcomes of summative assessment are summarised in [Table 4]. Summative assessment was successful at first attempt in 91.3 %. Failure rates at
first attempt varied between specialty for gastroscopy (gastroenterology 11.0 %, GS
10.5 %, NME 3.4%; P = 0.016) and sigmoidoscopy (gastroenterology 4.6 %, GS 30.0 %, NME 9.3 %; P = 0.012), but not provisional colonoscopy certification (gastroenterology 6.6 %,
GS 5.9 %, NME 10.7 %; P = 0.130). Analyses combining all of the procedures found no significant differences
in summative assessment failure rates at first attempt between specialty (gastroenterology
9.1 %, GS 8.6 %, NME 7.8 %; p = 0.688).
Table 4
Outcomes of summative assessment.
|
Certification modality
|
Pass at first attempt
|
Second attempt if failed
|
Pass at second attempt
|
|
Gastroscopy
|
1182/1312 (90.1 %)
|
113/130 (86.9 %)
|
103/113 (91.2 %)
|
|
Sigmoidoscopy
|
173/194 (89.2 %)
|
15/21 (71.4 %)
|
14/15 (93.3 %)
|
|
Colonoscopy (provisional)
|
1029/1105 (93.1 %)
|
64/76 (84.2 %)
|
54/64 (84.4 %)
|
|
Total
|
2384/2611 (91.3 %)
|
192/227 (84.6 %)
|
171/192 (89.1 %)
|
A total of 3183 applications for JAG certification fulfilled summative criteria and
were reviewed centrally by JETS assessors. Of these, 26 (0.8 %) applications were
turned down due to the following reasons: not meeting current criteria (n = 14), insufficient
polypectomy experience (n = 3), lack of recent evidence following summative assessment
(n = 3) and potential assessment bias, i. e. lack of variation in assessors or spread
of formative assessments over time (n = 6).
Discussion
This prospective study provides novel data from the JETS e-portfolio related to endoscopy
certification in the UK. Quality criteria laid out in the JAG accreditation standards
for endoscopy units ensure that no endoscopist is allowed to perform independently
without JAG certification [7], which is reliant on engagement with the e-portfolio. This offers a unique insight
into the effectiveness of certification and whether important differences exist in
how different specialties approach certification and perform in the independent setting
thereafter.
Following national rollout of the JETS e-portfolio, JAG certification numbers have
increased in parallel with increasing trainee numbers and rising endoscopy demand.
The relative increase in sigmoidoscopy and colonoscopy certification is likely to
reflect a response to rollout of the National ‘Bowel Scope’ (sigmoidoscopy screening)
programme [19] and Bowel Cancer Screening Programme [20], in addition to several public symptom awareness campaigns [21]
[22]. Between 2011 and 2017, NMEs accounted for the largest proportional increase in
certification numbers, in part owing to a government initiative to increase the flexible
sigmoidoscopy workforce (NHS England NME program) [18]. Trainees from the NME specialty achieved certification in the shortest overall
training time, despite logging significantly more precertification procedures than
GS (for gastroscopy and colonoscopy certification) and gastroenterologists (for full
colonoscopy certification). The mismatch between the number of procedures and time
to certification indicates variation in access to training opportunities, intensity
of training and the potential for differences in acquisition of endoscopic skills
according to training specialty. UK trainee survey data suggest disparities between
specialties [23]
[24], training grades [25], and regions [25] in terms of access to endoscopy training. Conflicting commitments with general medical
on-call rotas (gastroenterology and GS) and theater-based training (GS), competition
for training (with expansion of NME numbers), and a shortage of dedicated training
lists are cited as contributory factors [26]. These surveys highlight the imperfections and pressures of real-world endoscopy
training systems within the UK, which may be less applicable internationally. It is
important to note that, with exception to gastroscopy certification in gastroenterology
trainees, JAG certification is not a criterion for completion of gastroenterology
and GS specialist training programs, which typically last 5 years.
For each specialty, median procedural numbers at certification exceeded the minimum
thresholds set by JAG which were originally determined using procedural completion
metrics [27]
[28]. As certification is a composite endpoint requiring the maturation of a range of
technical and non-technical competencies which are assessed within DOPS, this study
suggests a more realistic requirement of procedural numbers and training times to
achieve this competence standard. It is recognized that within a cohort, trainees
develop competency at different rates. Setting higher minimum procedural numbers may
penalize those who develop competency at a faster pace, whereas lowering the threshold
may reduce the breadth of caseload encountered by a trainee. The certification process
provides a competency safeguard for those who elect to trigger summative assessment
towards the minimum end of the JAG procedural threshold. Formative DOPS assessments
enable trainers to monitor development of individual competencies during training
[8] and to gauge readiness for summative assessment. Trainees may apply for summative
DOPS assessment upon fulfilment of JAG criteria, but crucially, also requires support
from the trainer and training lead to entrust them for unsupervised practice.
The effect of specialty on performance and skills acquisition during endoscopy training
is unclear. Previous JETS e-portfolio analyses [27]
[28] had suggested an association between trainee specialty and unassisted procedural
completion rates. After multivariate analysis to account for factors including lifetime
procedural count and training intensity, GS trainees were more likely to achieve unassisted
procedural completion for gastroscopy [27] and colonoscopy [28] compared to gastroenterology and NME trainees. However, these studies involved trainees
at early stages of training, using procedural completion metrics as the outcome. In
contrast, our study explored differences in additional KPIs between specialties in
a certified cohort who were deemed competent for independent practice. For gastroscopy,
although there were post-certification reductions in rates of D2 intubation and J-maneuver,
average rates remained above JAG standards. Unadjusted CIR fell after provisional
colonoscopy certification but remained above the 90 % national standard, with no significant
changes seen after progression to full certification. The PDR in both periods remained
above the 20 % aspirational target set in UK guidelines [29], and comparable to the PDR of 20.3 % for diagnostic colonoscopy demonstrated within
the last UK colonoscopy audit [30]. Despite subtle variations, overall performance for all specialty trainees was maintained
above the required JAG standards [4]
[5]
[6]. This suggests that JAG requirements for trainee certification are appropriate in
determining subsequent competence for independent practice, defined by national quality
standards and guidelines [4]
[5]
[6]
[29]
[31]. Furthermore, the failure rates of 10 % during the summative phase and 0.8 % following
central JETS assessor review, attests to the stringency of the certification process.
Several limitations require discussion. First, our study was an exploratory evaluation
of the certification cohort. It did not include or assess outcomes of trainees who
had commenced endoscopy training or completed gastroenterology/GS specialist training,
but not achieved certification. KPIs were limited to those recorded by the JETS e-portfolio
and those included in the analysis. They did not assess procedural factors, e. g.
age, procedure indication, diagnoses, bowel preparation, discomfort scores, or sedation
use, or training factors, e. g. training intensity, which has been explored previously
[27]
[28]. It was therefore unclear whether decrements in performance metrics, e. g. PDR in
GS trainees after full colonoscopy certification, could be due to changes in caseload
after certification. Second, due to the nature of the e-portfolio and e-certification
roll-out, a significant number (37.1 %) of trainees had baseline procedures preceding
use of the e-portfolio. Exclusion of these cases in the number of procedures needed
to achieve certification analyses is a potential source of bias. It was therefore
not possible to perform accurate trend analyses for time-to-certification due to the
significant proportion who had baseline endoscopy experience prior to the implementation
of the e-portfolio. Third, time-to-certification does not necessarily indicate time-to-competency;
trainees may defer applying for certification until they feel ready to perform independently.
The interval between eligibility for certification and application for certification
was not studied. Fourth, although e-portfolio entries have been compared to real-world
procedure entries and shown to be reliable [27]
[28], analyses of a trainee-maintained e-portfolio are not free from selection bias and
the unintended consequences of performance monitoring. As such, several measures have
been implemented within the certification process to ensure validity of the submitted
data. These include use of independent assessors for summative assessments, local
review by the training lead, and review of each e-portfolio by JETS assessors. Finally,
not all endoscopists continued with e-portfolio participation after certification;
61.2 % submitted the minimum post-certification procedures (≥ 10) to allow for paired
KPI comparisons. The issue of entry bias will be addressed through the imminent rollout
of the National Endoscopy Database in April 2018 [32], which intends to auto-populate training records directly from UK endoscopy reporting
systems into the JETS e-portfolio. JAG is currently reviewing certification requirements
using a performance-based approach with emphasis on formative assessments and performance
metrics, particularly when the latter may be assessed more reliably with the National
Endoscopy Database. Such data will assist ongoing efforts to develop evidence-based
training pathways with continuing review and refinement of specified elements and
how these are delivered to greatest effect within the confines of other demands on
trainees and trainers.
The value of JAG certification has been accepted by both medical and surgical training
committees in the UK and is understood by all practicing endoscopists and trainees.
Our data support an assertion that the competency-based elements that comprise the
certification standard deliver competent endoscopists who can evidence their performance
standard via the e-portfolio. Few other international training systems can provide
this level of quality assurance to commissioners (payers) and the populations they
serve.