The carbonyl group plays the central role in synthetic organic chemistry.[1]
[2]
[3]
[4] To modify carbohydrates, it is therefore of preeminent importance that hydroxy groups
in carbohydrates can be oxidized in a site-selective manner to the corresponding carbonyl
group. This can be effected by means of protecting-group strategies in which a hydroxy
group is singled out and subsequently oxidized. An alternative is the site-selective
oxidation of nonprotected carbohydrates. Well-established is the oxidation of the
primary hydroxy group in glycopyranoses by using a bulky nitrosonium species generated
from TEMPO or a related compound with hypochlorite, or by using [bis(acetoxy)iodo]benzene
or anodic oxidation.[5–10] The regioselectivity of this oxidation reaction is clearly based on steric hindrance.
Site-selective oxidation of the secondary hydroxy groups in unprotected carbohydrates
is considerably more challenging,[11]
[12] but significant progress has been made over the past ten years. Waymouth and co-workers
were able to selectively oxidize glycerol with the catalyst [(neocuproine)PdOAc]2(OTf)2 and 1,4-benzoquinone (BQ) or oxygen as a terminal oxidant (Scheme [1]A).[13]
[14] In 2013, our group used this catalyst to exploit the higher reactivity of the C(3)
hydroxy group to permit its selective oxidation in glucosides and, later, in oligosaccharides
and even glucopeptides (Scheme [1]B).[15]
[16]
[17]
[18] Waymouth’s group has also shown that oxygen can be used as the oxidant (Scheme [1]C),[19] whereas we were able to simplify the product-purification process by carrying out
the oxidation of methyl α-ᴅ-glucopyranoside (1) to the 3-ketoglucose 2 in methanol on a five-gram scale (Scheme [1]D).[20]
Scheme 1 Palladium-catalyzed oxidation. DCBQ = 2,6-dichloro-1,4-benzoquinone, BQ = benzoquinone,
neocuproine = 2,9-dimethyl-1,10-phenanthroline.
Other approaches for the selective oxidation of 1,2-diols make use of chelating agents
such as boronic acids[21]
[22] or organotin reagents[23–25] in combination with an oxidant. Recently, Kaspar and Kudova investigated the use
of more-classical oxidation reagents to achieve selective oxidation of 1,2-diols in
steroids.[26] Although it was possible to achieve the selective oxidation of hydroxy groups at
different positions in the steroid, no selectivity was observed for 1,2-diols.
Our group has exploited the keto functionality of unprotected ketosaccharides in the
synthesis of rare sugars[27] and, in further modifications, to allow their use in chemical biology, for example,
through the introduction of an allyl or an alkyne handle, exocyclic and endocyclic
epoxides, an amine or a chloride, and recently, a thiol moiety.[28]
[29]
[30]
[31]
Despite all these illustrations of the versatility and applicability of Waymouth’s
catalyst in carbohydrate oxidation, its incorporation in the toolbox of the carbohydrate
chemist has been slow. The main reason is probably that the catalyst is not commercially
available and has to be prepared. This forms a barrier to applying the method to novel
substrates without a guarantee of success. It would be highly desirable to have at
hand a straightforward protocol to test the palladium-catalyzed oxidation reaction
to decide on its suitability for chemical-biology or glycochemistry applications.
A second reason is the laborious purification of the highly polar carbohydrates, so
a protocol avoiding column chromatography would also be welcomed.
We reasoned that by using commercially available Pd(OAc)2 and neocuproine (2,9-dimethyl-1,10-phenanthroline), a catalyst might be prepared
in situ, and that this system, although potentially less active and selective, would
form a versatile screening system to determine whether substrates are suitable and
could provide access to ketosaccharides.
Before the advent of [(neocuproine)PdOAc]2(OTf)2, it had already been shown that secondary alcohols could be oxidized with (neocuproine)Pd(OAc)2 at high temperatures.[32] This bisacetate catalyst has been applied with various solvents and with several
oxidants such as O2/air[33]
[34] or a combination of benzoquinone and electrochemistry.[35] It had also been shown that ligandless Pd(OAc)2 was also effective in some cases.[36]
[37] Lemaire’s group combined these methods by preparing (neocuproine)Pd(OAc)2 in situ to selectively oxidize fatty-acid-derived 1,2-diols.[38] These approaches, however, required a high temperature, which is problematic for
sensitive substrates and, in addition, carbohydrates are deactivated substrates for
oxidation.
We therefore decided to prepare (neocuproine)Pd(OAc)2 catalyst in situ and to study whether, in combination with a suitable solvent and
temperature, it could act as a suitable screening catalyst for a variety of carbohydrate
substrates.
We first investigated whether (neocuproine)Pd(OAc)2 was able to oxidize glucosides. The catalytic activities of [(neocuproine)PdOAc]2(OTf)2 and (neocuproine)Pd(OAc)2 are dependent on the solvent.[32]
[33] Dimeric [(neocuproine)PdOAc]2(OTf)2 dissociates in solution to the active monomeric species. Diol substrates readily
coordinate to the active form of [(neocuproine)PdOAc]2(OTf)2, which results in a 325-fold higher turnover frequency (TOF) in acetonitrile compared
with the bisacetate catalyst (neocuproine)Pd(OAc)2.[33] Notably, however, a high catalytic activity has been reported for (neocuproine)Pd(OAc)2 in protic solvents.[32]
[34]
[39] This observation is highly relevant because unprotected carbohydrates do not dissolve
well in acetonitrile, but are reasonably soluble in protic solvents such as methanol.
Table 1 Oxidation of Glucoside 1 in 9:1 Acetonitrile–H2O or Methanol with Catalysts 3 and 4

|
|
Pd catalyst
|
Yield (%)
|
TONa
|
TOFb
|
|
MeCNc
|
MeOH
|
MeCNc
|
MeOH
|
MeCNc
|
MeOH
|
|
3
|
92
|
93
|
46
|
47
|
29
|
77
|
|
4
|
41
|
54
|
21
|
27
|
5
|
12
|
a The turnover number (TON) was calculated by dividing the conversion after 24 h by
the mol% of [Pd].
b The turnover frequency (TOF) was calculated by dividing the conversion after 0.5
h by the mol% of [Pd] and the reaction time. See the Supporting Information (SI) Tables
S1 and S2 for the results at all time points.
c MeCN–H2O (9:1 v/v) was used to completely dissolve 1.
To assess the effect of the solvent on the activity of [(neocuproine)PdOAc]2(OTf)2 (3; Table [1]) and [(neocuproine)PdOAc]2(OTf)2 (4), we performed the oxidation of methyl α-ᴅ-glucopyranoside (1) in 9:1 v/v acetonitrile–water and in methanol (Table [1]).[40]
[41] In line with previous studies on the oxidation of 2-heptanol and glycerol,[33,39]
3 showed higher turnover frequencies, and it turned out to be the more active in methanol.
Although the oxidation reaction with the bisacetate catalyst 4 was considerably slower than that with 3, the TOF almost doubled when methanol was used instead of acetonitrile–water, indicating
that oxidation of glucosides with the bisacetate catalyst 4 is facilitated by a protic polar solvent (Table [1]). The origin of the higher activity of catalyst 4 in methanol was not studied in detail, but we hypothesize that it is caused by differences
in the dissociation constant of the acetate ligand. The pKa of acetic acid is considerably
higher in acetonitrile (pK
a = 23.5)[42] than in methanol (pK
a = 9.63).[43] We reason that the acetate anion dissociates much more readily in methanol than
in acetonitrile and, after dissociation of acetate, the substrate or the solvent can
coordinate to the vacant site.[32] Methanol thus facilitates a rapid equilibrium between the inactive palladium acetate
complex and the active substrate-bound catalyst.
Having identified methanol as a solvent and preprepared (neocuproine)Pd(OAc)2 (4) as a suitable catalyst system for the oxidation of 1, we subsequently focused our attention on the in-situ-prepared catalyst 4. We were pleased to note that overnight reaction at room temperature, provided partial
conversion of glucoside 1 (SI, Table S3).
In attempts to achieve full conversion, we screened various solvents (MeOH, MeOH–MeCN,
HFIP, TFE, MeOH/water) and temperatures (room temperature and 50 °C). With Pd(OAc)2 (0.05 equiv), neocuproine (0.05 equiv), and benzoquinone (1.05 equiv) in MeOH (0.2
M) at 50 °C overnight, a near full conversion was achieved, and these conditions were
selected for further study.
A simplified product-purification method was designed to ensure the general applicability
of the procedure. After concentrating the reaction mixture in vacuo and adding water,
the hydroquinone and neocuproine were removed by washing with diethyl ether. Filtration
of the aqueous layer through syringe filters of 0.45 μm (twice) and 0.1 μm (once)
removed palladium black and polymerized benzoquinone/hydroquinone. Subsequent lyophilization
provided the product in >90% purity. With these optimized oxidation and purification
methods in hand, 1 was oxidized on a 10-gram scale and produced the 3-ketoglucoside 2 in quantitative yield.
To explore the scope of this procedure, various gluco-configured glycosides were oxidized, including a thioglucopyranoside, various protected
glucopyranosides, a xylopyranoside, and glucuronopyranoside (Figure [1]).[44] The corresponding ketosaccharides 6–13
[45]
[46]
[47]
[48] were isolated in high yields, with the exception of 7. Some products contained trace amounts of starting material, which was not removed
by filtration. The moderate yield of 7 was due to its greater solubility in diethyl ether. For the synthesis of 10–12, 1.5 equivalents of benzoquinone were used, because 1.05 equivalents led to incomplete
conversion. Compound 13 was purified by column chromatography because of its low solubility in water.
Figure 1 Oxidation of gluco-configured substrates. Reaction conditions: substrate (1 mmol), Pd(OAc)2 (0.05 equiv), neocuproine (0.05 equiv), BQ (1.05 equiv), 0.2 M in MeOH, 50 °C, 18
h. a BQ (1.5 equiv). b After 4 h, an additional 0.5 equivalents of BQ were added. c Yield reported in the literature.[15]
[29]
[49]
[50]
Our study continued with the disaccharides cellobiose and maltose. Regioselective
oxidation of methyl β-cellobioside proceeded smoothly, and 14 was isolated in 62% yield, which was slightly higher than the previously reported
yield.[15] The tert-butylbenzyl β-maltoside 15, on the other hand, proved to be a more challenging substrate: NMR analysis showed
that several byproducts were formed, and purification by column chromatography gave
15 in only 27% yield. Oxidation of the Type 2 diabetes drug dapagliflozin[50]
[51] completed our study on gluco-configured substrates, and the 3-ketosaccharide 16
[52] was obtained in 62% yield.
The scope was expanded with substrates possessing a non-glucose configuration. As
shown previously, substrates such as mannose and galactose are prone to overoxidation
and rearrangements, and provide moderate yields with 3.[49] Indeed, attempts to oxidize methyl l-rhamnopyranoside, methyl d-mannopyranoside, and methyl d-galactopyranoside, as well as TIPS-protected methyl d-mannopyranoside (17; Scheme [2]) led to complex mixtures of compounds, precluding the isolation of the desired ketosaccharides
(see SI). We conclude, therefore, that for these and related compounds, the in-situ-formed
catalyst in methanol is suitable to determine whether oxidation occurs, whereas catalyst
3 should subsequently be employed to prepare the desired products.[19]
[49]
Scheme 2
Reaction conditions a: Pd(OAc)2 (0.05 equiv), neocuproine (0.05 equiv), BQ (1.05 equiv), 0.2 M in MeOH, 50 °C. Isolated
yields are reported. a Yield reported in the literature.[49]
It was noticed that next that the products of non-gluco-configured monosaccharides, as well as several oxidized C-glycosides, can be quite sensitive to overoxidation and rearrangement (Scheme [2]). The oxidation of puerarin (19) with Pd-catalyst 3 has been reported by Nakamura et al. to give 3-ketopuerarin in 70% yield.[53] With the current in-situ-prepared catalyst, a mixture of 20
[54] and 21 was obtained instead of the desired C(3)-keto saccharide. These products are probably
formed by migration of the keto functionality from C(3) to C(2), followed by a rearrangement
reaction, because a migration of 3-ketopuerarin was observed by Nakamura et al., and
the formation of such rearranged products from β-glycosides has been observed before
by us.[49] Oxidation of glycoside 22 provided the desired product 23
[55] in 32% yield together with the 2-keto saccharide 24
[56] in 9% yield. The latter is probably formed through an intramolecular deprotonation
of the C(2) position by adventitiously formed phenolate.
In conclusion, the catalyst prepared in situ from Pd(OAc)2 and neocuproine in methanol proved to be a suitable catalyst system for rapid screening
of the C(3)-selective oxidation of carbohydrates. A straightforward purification protocol
that avoids column chromatography permits rapid isolation of the products. For gluco-configured substrates, high yields are obtained and the reaction can be readily scaled
up. The sensitivity of some substrates to overoxidation gives lower yields or mixtures
of products. Nevertheless, even for these substrates, the protocol functions as a
suitable and rapid screening method to determine whether it is worth preparing the
Waymouth catalyst for the oxidation of a particular substrate. This protocol should
lead to more-widespread application of the site-selective modification of unprotected
carbohydrates and, in addition, is not limited to this substrate class, as shown by
the oxidation of C-glycosides.